Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
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- C. C. DUNNAVAN & CO., INC.Registered Investment Advisers · CRD # 109058 · MN · Approved
- CAHILL FINANCIAL ADVISORS, INC.Registered Investment Advisers · CRD # 109890 · MN · Approved
- CAISSA WEALTH STRATEGIES, LLCRegistered Investment Advisers · CRD # 150458 · MN · Approved
- CAPITAL MANAGEMENT ASSOCIATES INCRegistered Investment Advisers · CRD # 105010 · MN · Approved
- CARVAL CLO MANAGEMENT LLCRegistered Investment Advisers · CRD # 298135 · MN · Approved
- CASTLELAKE, L.P.Registered Investment Advisers · CRD # 145165 · MN · Approved
- CEDRUS WEALTH GROUP LLCRegistered Investment Advisers · CRD # 334995 · MN · Approved
- CHERRY TREE WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 151406 · MN · Approved
- CHRISTENSEN GROUP FINANCIAL, LLCRegistered Investment Advisers · CRD # 318144 · MN · Approved
- CLEARWATER MANAGEMENT CO., INC.Registered Investment Advisers · CRD # 105307 · MN · Approved
- CLIFTONLARSONALLEN WEALTH ADVISORS, LLCRegistered Investment Advisers · CRD # 38357 · MN · Approved
- CLOVERFIELDS CAPITAL GROUP, LPRegistered Investment Advisers · CRD # 306590 · MN · Approved
- CLOVERPOINT, LLCRegistered Investment Advisers · CRD # 335407 · MN · Approved
- COLLIERS SECURITIES LLCRegistered Investment Advisers · CRD # 7477 · MN · Approved
- COMPASS CAPITAL MANAGEMENT INCRegistered Investment Advisers · CRD # 107823 · MN · Approved
- CONTEGO CAPITAL GROUP, INC.Registered Investment Advisers · CRD # 128518 · MN · Approved
- CORDIS FINANCIAL, LLCRegistered Investment Advisers · CRD # 294766 · MN · Approved
- CORNERSTONE WEALTH ADVISORS, INC.Registered Investment Advisers · CRD # 124947 · MN · Approved