Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- CARRONADE CAPITAL MANAGEMENT, LPRegistered Investment Advisers · CRD # 309174 · CT · Approved
- CARRY ADVISORS LLCRegistered Investment Advisers · CRD # 323620 · NY · Approved
- CARSON ADVISORY, INC.Registered Investment Advisers · CRD # 117410 · GA · Approved
- CARSON GROUP INVESTING, LLCRegistered Investment Advisers · CRD # 291744 · NE · Approved
- CARSON MANAGEMENT COMPANY, LLCRegistered Investment Advisers · CRD # 153261 · TX · Approved
- CARSONALLARIA WEALTH MANAGEMENT, LTD.Registered Investment Advisers · CRD # 157998 · IL · Approved
- CARSWELL INVESTMENTS, LLCRegistered Investment Advisers · CRD # 158205 · NY · Approved
- CARTA FINANCIERA SA.Registered Investment Advisers · CRD # 306723 · Approved
- CARTENNA CAPITAL LPRegistered Investment Advisers · CRD # 307688 · CT · Approved
- CARTER FINANCIAL GROUP, INC.Registered Investment Advisers · CRD # 301025 · IL · Approved
- CARTER FINANCIAL, LLCRegistered Investment Advisers · CRD # 298327 · CA · Approved
- CARTER-HASTON INVESTMENT PARTNERS II GP, LLCRegistered Investment Advisers · CRD # 165442 · TN · Approved
- CARTER, TERRY & COMPANY, INC.Registered Investment Advisers · CRD # 16365 · GA · Approved
- CARTESIAN CAPITAL GROUP, LLCRegistered Investment Advisers · CRD # 159370 · NY · Approved
- CARUSO MCLEAN & CO., INC.Registered Investment Advisers · CRD # 126084 · NY · Approved
- CARVAL CLO MANAGEMENT LLCRegistered Investment Advisers · CRD # 298135 · MN · Approved
- CARY STREET PARTNERS ASSET MANAGEMENT LLCRegistered Investment Advisers · CRD # 289178 · VA · Approved
- CARY STREET PARTNERS INVESTMENT ADVISORY LLCRegistered Investment Advisers · CRD # 128545 · VA · Approved
- CAS INVESTMENT PARTNERS, LLCRegistered Investment Advisers · CRD # 170071 · CT · Approved
- CASCADE FINANCIAL PARTNERS, LLCRegistered Investment Advisers · CRD # 326620 · CA · Approved
- CASCADE FINANCIAL STRATEGIES, LLCRegistered Investment Advisers · CRD # 166610 · OR · Approved
- CASCADE INVESTMENT ADVISORS, INC.Registered Investment Advisers · CRD # 117294 · OR · Approved
- CASCADE INVESTMENT GROUP, INC.Registered Investment Advisers · CRD # 35844 · CO · Approved
- CASCADE WEALTH ADVISORS, INCRegistered Investment Advisers · CRD # 158470 · WA · Approved
- CASCADES CAPITAL ASSET MANAGEMENT, LLCRegistered Investment Advisers · CRD # 167102 · NC · Approved
- CASDIN CAPITAL, LLCRegistered Investment Advisers · CRD # 169579 · NY · Approved
- CASILIO LEITCH INVESTMENTS, LLCRegistered Investment Advisers · CRD # 173152 · CA · Approved
- CASPIAN CAPITAL, LPRegistered Investment Advisers · CRD # 155751 · NY · Approved
- CASSADAY & CO WEALTH MANAGEMENT LLCRegistered Investment Advisers · CRD # 317672 · VA · Approved
- CASSADY WEALTH & RETIREMENT PLANNING L.L.C.Registered Investment Advisers · CRD # 309710 · NV · Approved
- CASSEDY FINANCIAL GROUP, INC.Registered Investment Advisers · CRD # 111446 · FL · Approved
- CASSIA CAPITAL PARTNERS LLCRegistered Investment Advisers · CRD # 159911 · NC · Approved
- CASSILLY FINANCIAL GROUP, LLCRegistered Investment Advisers · CRD # 300672 · MD · Approved
- CASTANEA PARTNERS INC.Registered Investment Advisers · CRD # 160229 · MA · Approved
- CASTELLAN GROUP, LLCRegistered Investment Advisers · CRD # 299363 · KY · Approved
- CASTFIRM ADVISORS LLCRegistered Investment Advisers · CRD # 327519 · NY · Approved
- CASTLE COAST WEALTH, LLCRegistered Investment Advisers · CRD # 298439 · CA · Approved
- CASTLE CREEK ADVISORS IV LLCRegistered Investment Advisers · CRD # 158079 · CA · Approved
- CASTLE FINANCIAL & RETIREMENT PLANNING ASSOCIATES INCRegistered Investment Advisers · CRD # 107865 · NJ · Approved
- CASTLE HARLAN, INC.Registered Investment Advisers · CRD # 158106 · NY · Approved
- CASTLE HOOK PARTNERS LPRegistered Investment Advisers · CRD # 284968 · NY · Approved
- CASTLE RIDGE ASSET MANAGEMENT LIMITEDRegistered Investment Advisers · CRD # 309774 · Approved
- CASTLE ROCK ADVISORS LLCRegistered Investment Advisers · CRD # 331429 · MA · Approved
- CASTLE ROCK WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 199513 · CA · Approved
- CASTLE WEALTH MANAGEMENT LLCRegistered Investment Advisers · CRD # 118364 · FL · Approved
- CASTLE WEALTH PLANNING LLCRegistered Investment Advisers · CRD # 141601 · CA · Approved
- CASTLEARK ALTERNATIVES, LLCRegistered Investment Advisers · CRD # 288893 · IL · Approved
- CASTLEARK MANAGEMENT LLCRegistered Investment Advisers · CRD # 109587 · IL · Approved
- CASTLEBAR ASSET MANAGEMENT, LLCRegistered Investment Advisers · CRD # 162231 · KS · Approved
- CASTLEKEEP INVESTMENT ADVISORS LLCRegistered Investment Advisers · CRD # 111656 · CT · Approved