Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- CAPITOL WEALTH MANAGEMENT, INC.Registered Investment Advisers · CRD # 114994 · VA · Approved
- CAPITOLIS ADVISORS LLCRegistered Investment Advisers · CRD # 290462 · NY · Approved
- CAPRA CREDIT MANAGEMENT, LLCRegistered Investment Advisers · CRD # 281736 · NY · Approved
- CAPRA IBEX CREDIT OPPORTUNITIES, LLCRegistered Investment Advisers · CRD # 332538 · NY · Approved
- CAPRI EGM, LLCRegistered Investment Advisers · CRD # 304389 · IL · Approved
- CAPRIA VENTURES LLCRegistered Investment Advisers · CRD # 284129 · WA · Approved
- CAPRICE CAPITAL PARTNERS, LLCRegistered Investment Advisers · CRD # 307048 · Approved
- CAPRICORN INVESTMENT GROUP LLCRegistered Investment Advisers · CRD # 147417 · NY · Approved
- CAPROCK PARTNERS MANAGEMENT, INC.Registered Investment Advisers · CRD # 296925 · CA · Approved
- CAPSHIFT ADVISORS, LLCRegistered Investment Advisers · CRD # 309860 · MA · Approved
- CAPSIGMA INVESTMENT PARTNERS LTDARegistered Investment Advisers · CRD # 336478 · Approved
- CAPSOUTH PARTNERS, INC.Registered Investment Advisers · CRD # 132517 · AL · Approved
- CAPSTAR FINANCIAL SERVICES LLCRegistered Investment Advisers · CRD # 300349 · TX · Approved
- CAPSTONE CAPITAL LLCRegistered Investment Advisers · CRD # 123764 · NV · Approved
- CAPSTONE FINANCIAL ADVISORS INCRegistered Investment Advisers · CRD # 109341 · IL · Approved
- CAPSTONE INVESTMENT ADVISORS, LLCRegistered Investment Advisers · CRD # 155563 · NY · Approved
- CAPSTONE INVESTMENT FINANCIAL GROUP, LLCRegistered Investment Advisers · CRD # 122575 · NY · Approved
- CAPSTONE INVESTMENT GROUP, LLCRegistered Investment Advisers · CRD # 159918 · WA · Approved
- CAPSTONE WEALTH ADVISORS, LLCRegistered Investment Advisers · CRD # 287670 · OR · Approved
- CAPSTONE WEALTH MANAGEMENT CORP.Registered Investment Advisers · CRD # 165359 · FL · Approved
- CAPSTONE WEALTH MANAGEMENT GROUP, INC.Registered Investment Advisers · CRD # 340135 · OR · Approved
- CAPSTONE WEALTH MANAGEMENT GROUP, LLCRegistered Investment Advisers · CRD # 284547 · PA · Approved
- CAPSTONE WEALTH MANAGEMENT, INC.Registered Investment Advisers · CRD # 130128 · MT · Approved
- CAPSTONE WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 118296 · AL · Approved
- CAPSTONE WEALTH PARTNERS, LTD.Registered Investment Advisers · CRD # 152524 · OH · Approved
- CAPTIAL ADVISOR NETWORKRegistered Investment Advisers · CRD # 297578 · IN · Approved
- CAPTION MANAGEMENT, LLCRegistered Investment Advisers · CRD # 173841 · OK · Approved
- CAPULA INVESTMENT US LPRegistered Investment Advisers · CRD # 157589 · NY · Approved
- CAPVEST PARTNERS, INC.Registered Investment Advisers · CRD # 324459 · NY · Approved
- CAPVISOR ASSOCIATES, LLCRegistered Investment Advisers · CRD # 289154 · Approved
- CAPWEALTH ADVISORS, LLCRegistered Investment Advisers · CRD # 148781 · TN · Approved
- CAPZONE MANAGEMENT LLCRegistered Investment Advisers · CRD # 330135 · CT · Approved
- CARAVELA ENERGY PARTNERS LPRegistered Investment Advisers · CRD # 323131 · CT · Approved
- CARBAHAL OLSEN FINANCIAL SERVICES GROUP LLCRegistered Investment Advisers · CRD # 151765 · CA · Approved
- CARBON COLLECTIVE INVESTING, LLCRegistered Investment Advisers · CRD # 310129 · CA · Approved
- CARBON DIRECT CAPITAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 317548 · NY · Approved
- CARDEA CAPITAL ADVISORS, LLCRegistered Investment Advisers · CRD # 307600 · FL · Approved
- CARDENAS ASSET MANAGEMENT, LLCRegistered Investment Advisers · CRD # 114943 · Approved
- CARDEROCK CAPITAL MANAGEMENT, INC.Registered Investment Advisers · CRD # 104570 · MD · Approved
- CARDIFF PARK ADVISORS,LLCRegistered Investment Advisers · CRD # 126752 · Approved
- CARDINAL ADVISERS LLCRegistered Investment Advisers · CRD # 284465 · Approved
- CARDINAL CAPITAL MANAGEMENT INCRegistered Investment Advisers · CRD # 108076 · NC · Approved
- CARDINAL CAPITAL MANAGEMENT, INC.Registered Investment Advisers · CRD # 124729 · Approved
- CARDINAL POINT CAPITAL LLCRegistered Investment Advisers · CRD # 141166 · CA · Approved
- CARDINAL POINT CAPITAL MANAGEMENT, ULCRegistered Investment Advisers · CRD # 140619 · Approved
- CARDINAL RETIREMENT PLANNING, INC.Registered Investment Advisers · CRD # 166545 · Approved
- CARDINAL STRATEGIC WEALTH GUIDANCE, LLCRegistered Investment Advisers · CRD # 283226 · KY · Approved
- CARDINAL WEALTH ADVISORY, LLCRegistered Investment Advisers · CRD # 136659 · TN · Approved
- CARDONE WEALTH ADVISORS, LLCRegistered Investment Advisers · CRD # 337559 · FL · Approved
- CARE EQUITY CAPITAL MANAGEMENT, L.P.Registered Investment Advisers · CRD # 312131 · Approved