Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
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- CARBYNE CAPITAL, LLCExempt Reporting Advisers · CRD # 340997 · FL · ERA - Active
- CARDINAL CAPITAL GROUP UCExempt Reporting Advisers · CRD # 171530 · ERA - Active
- CARDINAL COMPANIES, LLCExempt Reporting Advisers · CRD # 333429 · NC · ERA - Active
- CARDINAL CSP INVESTMENTS GP, INC.Exempt Reporting Advisers · CRD # 307463 · TX · ERA - Active
- CARLISLE MANAGEMENT COMPANY S.A.R.L.Exempt Reporting Advisers · CRD # 286131 · ERA - Active
- CARNE GLOBAL FUND MANAGERS (IRELAND) LIMITEDExempt Reporting Advisers · CRD # 173794 · ERA - Active
- CARNE GLOBAL FUND MANAGERS (LUXEMBOURG) S.A.Exempt Reporting Advisers · CRD # 304919 · ERA - Active
- CARNEGIE PARK CAPITAL LLCExempt Reporting Advisers · CRD # 317573 · ERA - Active
- CARNELIAN ENERGY CAPITAL MANAGEMENT, LPExempt Reporting Advisers · CRD # 270008 · TX · ERA - Active
- CARPATHIAN CAPITAL, LLCExempt Reporting Advisers · CRD # 332934 · ERA - Active
- CARPEDIEM ADVISORS PRIVATE LIMITEDExempt Reporting Advisers · CRD # 334494 · ERA - Active
- CARROLL STREET CAPITAL LLCExempt Reporting Advisers · CRD # 334083 · NY · ERA - Active
- CARROLLTON MINERAL PARTNERS GP, LPExempt Reporting Advisers · CRD # 162202 · TX · ERA - Active
- CARTE VERTE MANAGEMENT LLCExempt Reporting Advisers · CRD # 304948 · CA · ERA - Active
- CARTESS INVESTMENT PARTNERS LLCExempt Reporting Advisers · CRD # 317294 · TX · ERA - Active
- CARTHAGE CAPITAL MANAGEMENT LLCExempt Reporting Advisers · CRD # 337863 · ERA - Active
- CASA VERDE CAPITAL, LLCExempt Reporting Advisers · CRD # 269907 · CA · ERA - Active
- CASDER INSTITUTE OF WEALTH INC.Exempt Reporting Advisers · CRD # 339172 · NY · ERA - Active
- CASEY CAPITAL, LLCExempt Reporting Advisers · CRD # 160680 · FL · ERA - Active
- CASSIUS FAMILY MANAGEMENT LLCExempt Reporting Advisers · CRD # 296899 · GA · ERA - Active
- CASSIUS MANAGEMENT COMPANY, LLCExempt Reporting Advisers · CRD # 340215 · ERA - Active
- CASTIK CAPITAL SARLExempt Reporting Advisers · CRD # 309487 · ERA - Active
- CASTLE CREEK LAUNCHPAD I GP LLCExempt Reporting Advisers · CRD # 321741 · CA · ERA - Active
- CASTLE ISLAND MANAGEMENT, LLCExempt Reporting Advisers · CRD # 298999 · MA · ERA - Active
- CASTLE LIGHT PARTNERS LPExempt Reporting Advisers · CRD # 301246 · ERA - Active
- CASTLEBAR CAPITAL LLPExempt Reporting Advisers · CRD # 327829 · ERA - Active
- CASTLEFORGE PARTNERS LIMITEDExempt Reporting Advisers · CRD # 301341 · ERA - Active
- CATALIGHT CAPITAL US, LLCExempt Reporting Advisers · CRD # 344046 · CA · ERA - Active
- CATALYS PACIFIC, LLCExempt Reporting Advisers · CRD # 301379 · ERA - Active
- CATALYST CAPITAL MANAGEMENT LTDExempt Reporting Advisers · CRD # 163348 · ERA - Active
- CATALYST FUNDS MANAGEMENT PTY LTDExempt Reporting Advisers · CRD # 316797 · ERA - Active
- CATALYST INVESTORS, L.L.C.Exempt Reporting Advisers · CRD # 156947 · NY · ERA - Active
- CATARIA CAPITAL MANAGEMENT LPExempt Reporting Advisers · CRD # 299042 · MA · ERA - Active
- CATCH POINT RIGHTS PARTNERS LPExempt Reporting Advisers · CRD # 310136 · MA · ERA - Active
- CATEGORY VENTURES MANAGEMENT COMPANY, LLCExempt Reporting Advisers · CRD # 334355 · CA · ERA - Active
- CATO PARTNERS MANAGEMENT, LLCExempt Reporting Advisers · CRD # 161201 · NY · ERA - Active
- CAURIS INVESTMENT MANAGEMENT, LLCExempt Reporting Advisers · CRD # 329949 · ERA - Active
- CAUSATION VENTURES, L.L.C.Exempt Reporting Advisers · CRD # 325506 · ERA - Active
- CAUSEWAY MANAGEMENT II, LLCExempt Reporting Advisers · CRD # 301351 · MA · ERA - Active
- CAUSEWAY MANAGEMENT, LLCExempt Reporting Advisers · CRD # 167916 · MA · ERA - Active
- CAVALRY MANAGEMENT GROUP 2, LLCExempt Reporting Advisers · CRD # 336850 · CA · ERA - Active
- CAVALRY MANAGEMENT GROUP, LLCExempt Reporting Advisers · CRD # 167937 · CA · ERA - Active
- CAVENDISH CAPITAL PARTNERS LLCExempt Reporting Advisers · CRD # 344562 · DE · ERA - Active
- CAXTON (MONACO) S.A.M.Exempt Reporting Advisers · CRD # 313868 · ERA - Active
- CAXTON (SINGAPORE) PTE LTD.Exempt Reporting Advisers · CRD # 333151 · ERA - Active
- CAXTON ASSET MANAGEMENT (DIFC) LIMITEDExempt Reporting Advisers · CRD # 333152 · ERA - Active
- CAYGAN CAPITAL PTE. LTD.Exempt Reporting Advisers · CRD # 171482 · ERA - Active
- CBK MANAGEMENT LLCExempt Reporting Advisers · CRD # 343594 · ERA - Active
- CBPE CAPITAL LLPExempt Reporting Advisers · CRD # 160901 · ERA - Active
- CBRE INVESTMENT MANAGEMENT (ASIA PACIFIC) PTE. LTD.Exempt Reporting Advisers · CRD # 284495 · ERA - Active