Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- CONNING, INC.Registered Investment Advisers · CRD # 107423 · CT · Approved
- CONNOR CAPITAL SB, LLCRegistered Investment Advisers · CRD # 283073 · CA · Approved
- CONNOR CLARK & LUNN INVESTMENT MANAGEMENT LTDRegistered Investment Advisers · CRD # 107557 · Approved
- CONNORS INVESTOR SERVICES INCRegistered Investment Advisers · CRD # 106993 · PA · Approved
- CONQUIS FINANCIAL LLCRegistered Investment Advisers · CRD # 319579 · CA · Approved
- CONRAD CAPITAL MANAGEMENT, INC.Registered Investment Advisers · CRD # 113648 · NY · Approved
- CONRAD SIEGEL INVESTMENT ADVISORS, INC.Registered Investment Advisers · CRD # 123560 · PA · Approved
- CONSCIOUS CAPITAL WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 174670 · FL · Approved
- CONSCIOUS WEALTH INVESTMENTS, LLCRegistered Investment Advisers · CRD # 319143 · GA · Approved
- CONSELLO MANAGEMENT LPRegistered Investment Advisers · CRD # 317399 · NY · Approved
- CONSEQUENT CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 285262 · GA · Approved
- CONSERVATION RESOURCE PARTNERS, LLCRegistered Investment Advisers · CRD # 160706 · NH · Approved
- CONSERVATIVE WEALTH MANAGEMENT LLCRegistered Investment Advisers · CRD # 138925 · Approved
- CONSERVEST CAPITAL ADVISORS INCRegistered Investment Advisers · CRD # 111353 · PA · Approved
- CONSILIO WEALTH ADVISORS, LLCRegistered Investment Advisers · CRD # 314466 · WA · Approved
- CONSILIUM INVESTMENT MANAGEMENT LLCRegistered Investment Advisers · CRD # 131934 · FL · Approved
- CONSILIUM WEALTH ADVISORY, LLCRegistered Investment Advisers · CRD # 164993 · Approved
- CONSILIUM, LLCRegistered Investment Advisers · CRD # 304503 · CO · Approved
- CONSOLIDATED CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 130734 · CA · Approved
- CONSOLIDATED FINANCIAL MANAGEMENT GROUP, LLCRegistered Investment Advisers · CRD # 119695 · OH · Approved
- CONSOLIDATED PORTFOLIO REVIEW CORPRegistered Investment Advisers · CRD # 112694 · NY · Approved
- CONSONANCE CAPITAL PARTNERS, LPRegistered Investment Advisers · CRD # 167165 · NY · Approved
- CONSORTIUM BRAND PARTNERS, LLCRegistered Investment Advisers · CRD # 326505 · Approved
- CONSTANT GUIDANCE FINANCIAL, LLCRegistered Investment Advisers · CRD # 172612 · MA · Approved
- CONSTELLATION ASSET MANAGEMENT, INC.Registered Investment Advisers · CRD # 125704 · NY · Approved
- CONSTELLATION CAPITAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 161275 · Approved
- CONSTELLATION INVESTIMENTOS E PARTICIPAÇÕES LTDARegistered Investment Advisers · CRD # 157140 · Approved
- CONSTELLATION INVESTMENTS, INC.Registered Investment Advisers · CRD # 107528 · OH · Approved
- CONSTELLATION WEALTH CAPITAL, LLCRegistered Investment Advisers · CRD # 326917 · IL · Approved
- CONSTITUTION CAPITAL EQUITY PARTNERS LPRegistered Investment Advisers · CRD # 147248 · MA · Approved
- CONSTITUTION CAPITAL HORIZON ADVISOR, LPRegistered Investment Advisers · CRD # 339512 · MA · 120-Day Approval
- CONSTITUTION CAPITAL LLCRegistered Investment Advisers · CRD # 310378 · CT · Approved
- CONSTITUTION CAPITAL PM, L. P.Registered Investment Advisers · CRD # 319678 · MA · Approved
- CONSULTING GROUP ADVISORY SERVICES LLCRegistered Investment Advisers · CRD # 137463 · NY · Approved
- CONSULTIVA WEALTH MANAGEMENT, CORP.Registered Investment Advisers · CRD # 111846 · PR · Approved
- CONTANGO WEALTH MANAGEMENT LLCRegistered Investment Advisers · CRD # 337757 · CA · Approved
- CONTEGO CAPITAL GROUP, INC.Registered Investment Advisers · CRD # 128518 · MN · Approved
- CONTEXT CAPITAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 115167 · CT · Approved
- CONTINENTAL ADVISORS LLCRegistered Investment Advisers · CRD # 109788 · Approved
- CONTINENTAL INVESTORS SERVICES, INC.Registered Investment Advisers · CRD # 29775 · WA · Approved
- CONTINUIM EQUITY PARTNERS, LPRegistered Investment Advisers · CRD # 328788 · PA · Approved
- CONTINUITY WEALTH MANAGEMENT, CORP.Registered Investment Advisers · CRD # 111010 · OR · Approved
- CONTINUUM ADVISORY, LLCRegistered Investment Advisers · CRD # 283155 · ID · Approved
- CONTINUUM WEALTH ADVISORS, LLCRegistered Investment Advisers · CRD # 152895 · NY · Approved
- CONTOUR ASSET MANAGEMENT LLCRegistered Investment Advisers · CRD # 154645 · NY · Approved
- CONTRARIAN CAPITAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 109979 · CT · Approved
- CONTRARY LEGACY LLCRegistered Investment Advisers · CRD # 325014 · Approved
- CONTRARY LLCRegistered Investment Advisers · CRD # 311054 · Approved
- CONTRAVISORY INVESTMENT MANAGEMENT, INC.Registered Investment Advisers · CRD # 109767 · MA · Approved
- CONVERGENCE FINANCIAL, LLCRegistered Investment Advisers · CRD # 304146 · MO · Approved