Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- COMPASS GROUP INVESTMENTS SOLUTIONS LLCRegistered Investment Advisers · CRD # 305680 · FL · Approved
- COMPASS GROUP LLCRegistered Investment Advisers · CRD # 108772 · NY · Approved
- COMPASS GROUP MANAGEMENT LLCRegistered Investment Advisers · CRD # 168422 · CT · Approved
- COMPASS GROUP MANAGEMENT, LLCRegistered Investment Advisers · CRD # 317244 · MO · Approved
- COMPASS INVESTMENT ADVISERS, LLCRegistered Investment Advisers · CRD # 131933 · OR · Approved
- COMPASS INVESTMENTS LLCRegistered Investment Advisers · CRD # 141323 · PA · Approved
- COMPASS ION ADVISORS, LLCRegistered Investment Advisers · CRD # 166418 · PA · Approved
- COMPASS PLANNING ASSOCIATES, INC.Registered Investment Advisers · CRD # 128014 · Approved
- COMPASS PRIVATE WEALTH GROUP LLCRegistered Investment Advisers · CRD # 316785 · NJ · Approved
- COMPASS RETIREMENT GROUP LLCRegistered Investment Advisers · CRD # 282420 · MO · Approved
- COMPASS RETIREMENT, LLCRegistered Investment Advisers · CRD # 158412 · Approved
- COMPASS ROSE ASSET MANAGEMENT, LPRegistered Investment Advisers · CRD # 297010 · NY · Approved
- COMPASS WEALTH MANAGEMENT LLCRegistered Investment Advisers · CRD # 106289 · CT · Approved
- COMPASS WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 156482 · GA · Approved
- COMPERIO RETIREMENT CONSULTING, INC.Registered Investment Advisers · CRD # 140786 · NC · Approved
- COMPLETE ADVISORS PLUS LLCRegistered Investment Advisers · CRD # 307127 · NY · Approved
- COMPLETE WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 288794 · Approved
- COMPLUS ASSET MANAGEMENT (SINGAPORE) PTE. LTD.Registered Investment Advisers · CRD # 319703 · Approved
- COMPLUS ASSET MANAGEMENT (UK) LIMITEDRegistered Investment Advisers · CRD # 329571 · Approved
- COMPLUS ASSET MANAGEMENT LIMITEDRegistered Investment Advisers · CRD # 173003 · Approved
- COMPOSITION CAPITAL LPRegistered Investment Advisers · CRD # 332182 · CA · Approved
- COMPOSITION WEALTH, LLCRegistered Investment Advisers · CRD # 143483 · CA · Approved
- COMPOUND ADVISORS, LLCRegistered Investment Advisers · CRD # 165300 · NY · Approved
- COMPOUND FAMILY OFFICES, LLCRegistered Investment Advisers · CRD # 298776 · FL · Approved
- COMPOUND GLOBAL ADVISORS, LLCRegistered Investment Advisers · CRD # 318889 · Approved
- COMPOUND PLANNING, INC.Registered Investment Advisers · CRD # 171787 · NY · Approved
- COMPREHENSIVE CAPITAL MANAGEMENT, INC.Registered Investment Advisers · CRD # 119890 · NJ · Approved
- COMPREHENSIVE FINANCIAL CONSULTANTS INSTITUTIONAL, INC.Registered Investment Advisers · CRD # 128257 · IN · Approved
- COMPREHENSIVE FINANCIAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 159641 · CA · Approved
- COMPREHENSIVE FINANCIAL PLANNING CORPORATIONRegistered Investment Advisers · CRD # 107549 · VA · Approved
- COMPREHENSIVE FINANCIAL PLANNING INCRegistered Investment Advisers · CRD # 109822 · OK · Approved
- COMPREHENSIVE FINANCIAL PLANNING, INC.Registered Investment Advisers · CRD # 110937 · PA · Approved
- COMPREHENSIVE MONEY MANAGEMENT SERVICES LLCRegistered Investment Advisers · CRD # 121061 · Approved
- COMPREHENSIVE PLANNING ASSOCIATES, INC.Registered Investment Advisers · CRD # 115932 · NH · Approved
- COMPREHENSIVE WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 116958 · WA · Approved
- COMPREHENSIVE WEALTH SOLUTIONS, LLCRegistered Investment Advisers · CRD # 131324 · FL · Approved
- COMPTON WEALTH ADVISORY GROUP, LLCRegistered Investment Advisers · CRD # 281732 · VA · Approved
- COMUNIDAD FUND I MANAGER, LLCRegistered Investment Advisers · CRD # 315665 · TX · Approved
- COMVEST ADVISORS LLCRegistered Investment Advisers · CRD # 160753 · FL · Approved
- COMVEST CREDIT ADVISORS, LLCRegistered Investment Advisers · CRD # 311663 · FL · Approved
- COMVEST CREDIT MANAGERS, LLCRegistered Investment Advisers · CRD # 322342 · FL · Approved
- CONCENTRIC CAPITAL STRATEGIES L.P.Registered Investment Advisers · CRD # 313057 · CT · Approved
- CONCENTRUM WEALTH MANAGEMENT, INC.Registered Investment Advisers · CRD # 167151 · CA · Approved
- CONCEPTUAL FINANCIAL ADVISORS, LLCRegistered Investment Advisers · CRD # 167513 · WI · Approved
- CONCERT INVESTMENT ADVISORY LLCRegistered Investment Advisers · CRD # 304522 · Approved
- CONCISE CAPITAL MANAGEMENT, LPRegistered Investment Advisers · CRD # 145778 · FL · Approved
- CONCORD ADVISORY GROUP LTDRegistered Investment Advisers · CRD # 107291 · NJ · Approved
- CONCORD ASSET MANAGEMENT, LLCRegistered Investment Advisers · CRD # 310710 · VA · Approved
- CONCORD ATLANTIC, INC.Registered Investment Advisers · CRD # 121820 · Approved
- CONCORD INVESTMENT COUNSELRegistered Investment Advisers · CRD # 107901 · CA · Approved