Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- CARMEL MANAGEMENT III, LLCRegistered Investment Advisers · CRD # 160892 · CA · Approved
- CARRICK CAPITAL MANAGEMENT COMPANY, LLCRegistered Investment Advisers · CRD # 165915 · CA · Approved
- CARTE VERTE MANAGEMENT LLCExempt Reporting Advisers · CRD # 304948 · CA · ERA - Active
- CARTER FINANCIAL, LLCRegistered Investment Advisers · CRD # 298327 · CA · Approved
- CASA VERDE CAPITAL, LLCExempt Reporting Advisers · CRD # 269907 · CA · ERA - Active
- CASCADE FINANCIAL PARTNERS, LLCRegistered Investment Advisers · CRD # 326620 · CA · Approved
- CASILIO LEITCH INVESTMENTS, LLCRegistered Investment Advisers · CRD # 173152 · CA · Approved
- CASTLE COAST WEALTH, LLCRegistered Investment Advisers · CRD # 298439 · CA · Approved
- CASTLE CREEK ADVISORS IV LLCRegistered Investment Advisers · CRD # 158079 · CA · Approved
- CASTLE CREEK LAUNCHPAD I GP LLCExempt Reporting Advisers · CRD # 321741 · CA · ERA - Active
- CASTLE ROCK WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 199513 · CA · Approved
- CASTLE WEALTH PLANNING LLCRegistered Investment Advisers · CRD # 141601 · CA · Approved
- CATALIGHT CAPITAL US, LLCExempt Reporting Advisers · CRD # 344046 · CA · ERA - Active
- CATALYST PRIVATE WEALTH, LLCRegistered Investment Advisers · CRD # 305565 · CA · Approved
- CATALYST WEALTH ADVISORS LLCRegistered Investment Advisers · CRD # 297503 · CA · Approved
- CATEGORY VENTURES MANAGEMENT COMPANY, LLCExempt Reporting Advisers · CRD # 334355 · CA · ERA - Active
- CAUSEWAY CAPITAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 113308 · CA · Approved
- CAVALRY MANAGEMENT GROUP 2, LLCExempt Reporting Advisers · CRD # 336850 · CA · ERA - Active
- CAVALRY MANAGEMENT GROUP, LLCExempt Reporting Advisers · CRD # 167937 · CA · ERA - Active
- CAVU WEALTH ADVISORS, LLCRegistered Investment Advisers · CRD # 340677 · CA · Approved
- CAVU WEALTH MANAGEMENT INC.Registered Investment Advisers · CRD # 299089 · CA · Approved
- CCG WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 296985 · CA · Approved
- CEDARSTONE ADVISORSRegistered Investment Advisers · CRD # 172653 · CA · Approved
- CENDANA CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 165555 · CA · Approved
- CENTAURUS FINANCIAL, INC.Registered Investment Advisers · CRD # 30833 · CA · Approved
- CENTER CAPITAL PARTNERS LLCRegistered Investment Advisers · CRD # 315464 · CA · Approved
- CENTER15 CAPITAL LLCExempt Reporting Advisers · CRD # 338877 · CA · ERA - Active
- CENTRAL VALLEY ADVISORS, LLCRegistered Investment Advisers · CRD # 324974 · CA · Approved
- CENTRICUS INVESTMENT ADVISORS (US) LLCRegistered Investment Advisers · CRD # 341654 · CA · Approved
- CERDA MUNOZ ADVISORS, INCRegistered Investment Advisers · CRD # 170784 · CA · Approved
- CERRACAP, LLCExempt Reporting Advisers · CRD # 317506 · CA · ERA - Active
- CERRO PACIFIC WEALTH ADVISORS, LLCRegistered Investment Advisers · CRD # 310825 · CA · Approved
- CERTIFIED PLANNERS, INC.Registered Investment Advisers · CRD # 105364 · CA · Approved
- CERTIS CAPITAL MANAGEMENT, INC.Registered Investment Advisers · CRD # 144290 · CA · Approved
- CERVIN VENTURES MANAGEMENT, LLCExempt Reporting Advisers · CRD # 283170 · CA · ERA - Active
- CETERA ADVISORY SERVICES LLCRegistered Investment Advisers · CRD # 285648 · CA · Approved
- CFT CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 319348 · CA · Approved
- CHALLENGER WEALTH MANAGEMENTRegistered Investment Advisers · CRD # 121498 · CA · Approved
- CHANDLER ASSET MANAGEMENT INCRegistered Investment Advisers · CRD # 107287 · CA · Approved
- CHANGING PARAMETERS, LLCRegistered Investment Advisers · CRD # 132551 · CA · Approved
- CHANNEL WEALTH, LLCRegistered Investment Advisers · CRD # 323461 · CA · Approved
- CHAPTER ONE, MANAGEMENT COMPANY, LLCExempt Reporting Advisers · CRD # 316964 · CA · ERA - Active
- CHAPTER ONE, PAGE ONE LLCExempt Reporting Advisers · CRD # 321028 · CA · ERA - Active
- CHARGER INVESTMENT PARTNERS LPRegistered Investment Advisers · CRD # 307191 · CA · Approved
- CHARLES FISH INVESTMENTS, INC.Registered Investment Advisers · CRD # 110445 · CA · Approved
- CHARLES SCHWAB & CO., INC.Registered Investment Advisers · CRD # 5393 · CA · Approved
- CHARLES SCHWAB INVESTMENT MANAGEMENT, INCRegistered Investment Advisers · CRD # 106753 · CA · Approved
- CHARTIST INCRegistered Investment Advisers · CRD # 105072 · CA · Approved
- CHARTWELL FAMILY OFFICE, LLCExempt Reporting Advisers · CRD # 337312 · CA · ERA - Active
- CHATTERTON & ASSOCIATES, THE WEALTH MANAGEMENT TEAM, INC.Registered Investment Advisers · CRD # 132295 · CA · Approved