Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
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- ABG CONSULTANTS, LLCRegistered Investment Advisers · CRD # 131129 · UT · Approved
- ACCUVEST GLOBAL ADVISORS, INC.Registered Investment Advisers · CRD # 134096 · UT · Approved
- ADAMS WEALTH MANAGEMENT LLCRegistered Investment Advisers · CRD # 286087 · UT · Approved
- AEGIS WEALTH GROUP, LLCRegistered Investment Advisers · CRD # 222515 · UT · Approved
- AFA FUND MANAGEMENT, LLCExempt Reporting Advisers · CRD # 342328 · UT · ERA - Active
- AG FINANCIAL, LLCRegistered Investment Advisers · CRD # 140226 · UT · Approved
- ALBION MANAGEMENT GROUPRegistered Investment Advisers · CRD # 105957 · UT · Approved
- ALBUM VENTURES, LLCExempt Reporting Advisers · CRD # 304983 · UT · ERA - Active
- ALLIANCE WEALTH ADVISORS, LLCRegistered Investment Advisers · CRD # 314668 · UT · Approved
- ALPHA WEALTH FUNDS, LLCRegistered Investment Advisers · CRD # 150231 · UT · Approved
- ALTA CAPITAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 106786 · UT · Approved
- ALTA VENTURES MEXICO MANAGEMENT (GP), L.P.Exempt Reporting Advisers · CRD # 163867 · UT · ERA - Active
- ALTURA PRIVATE WEALTH LLCRegistered Investment Advisers · CRD # 340533 · UT · Approved
- ANDINA CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 151762 · UT · Approved
- AQUIRE WEALTH ADVISORS, LLCRegistered Investment Advisers · CRD # 149559 · UT · Approved
- ASHWORTH WEALTH, LLCRegistered Investment Advisers · CRD # 116950 · UT · Approved
- ASILIA CREDIT INVESTMENTS, LLCRegistered Investment Advisers · CRD # 334981 · UT · Approved
- ASSOCIATION FINANCIAL SERVICES INC.Registered Investment Advisers · CRD # 142205 · UT · Approved
- ATHOS PRIVATE WEALTH LLCRegistered Investment Advisers · CRD # 309862 · UT · Approved
- AURELIUS VENTURES, LLCExempt Reporting Advisers · CRD # 329034 · UT · ERA - Active