Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- A4 WEALTH ADVISORS LLCRegistered Investment Advisers · CRD # 152397 · NC · Approved
- ABS LEGACY PARTNERS, LLCRegistered Investment Advisers · CRD # 325604 · NC · Approved
- ABSHER WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 304642 · NC · Approved
- ACT ADVISORS, LLCRegistered Investment Advisers · CRD # 173120 · NC · Approved
- ADVISORENGINE PORTFOLIO SOLUTIONS INC.Registered Investment Advisers · CRD # 336317 · NC · Approved
- ADVISORTRUST PARTNERS, LLCRegistered Investment Advisers · CRD # 304967 · NC · Approved
- AFTON CAPITAL MANAGEMENT, LLCExempt Reporting Advisers · CRD # 159797 · NC · ERA - Active
- AIM ADVISORS, LLCRegistered Investment Advisers · CRD # 325125 · NC · Approved
- ALIGHT FINANCIAL ADVISORS, LLCRegistered Investment Advisers · CRD # 158744 · NC · Approved
- ALLEN WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 133038 · NC · Approved
- ALLSPRING FUNDS MANAGEMENT, LLCRegistered Investment Advisers · CRD # 110841 · NC · Approved
- ALLSPRING GLOBAL INVESTMENTS, LLCRegistered Investment Advisers · CRD # 104973 · NC · Approved
- ALLY INVEST ADVISORS INCRegistered Investment Advisers · CRD # 170301 · NC · Approved
- ALPHA FINANCIAL ADVISORS, LLCRegistered Investment Advisers · CRD # 122545 · NC · Approved
- ALPHASTAR CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 157423 · NC · Approved
- ALTAMONT CAPITAL MANAGEMENT, LLC.Registered Investment Advisers · CRD # 118979 · NC · Approved
- ALUMINA INVESTMENT MANAGEMENT, LLCRegistered Investment Advisers · CRD # 164273 · NC · Approved
- AMI ENTERPRISES INC.Registered Investment Advisers · CRD # 342848 · NC · 120-Day Approval
- AMPHORA WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 157968 · NC · Approved
- ANCHOR CAPITAL MANAGEMENT COMPANY, LLCExempt Reporting Advisers · CRD # 288368 · NC · ERA - Active
- ARBOR INVESTMENT ADVISORS, LLCRegistered Investment Advisers · CRD # 111077 · NC · Approved
- ARK ROYAL WEALTH MANAGEMENT LLCRegistered Investment Advisers · CRD # 175151 · NC · Approved
- ARMOR INVESTMENT ADVISORS, LLCRegistered Investment Advisers · CRD # 134200 · NC · Approved
- ASANA PARTNERS, LPRegistered Investment Advisers · CRD # 284477 · NC · Approved
- ASCENDOR WEALTH, LLCRegistered Investment Advisers · CRD # 148969 · NC · Approved
- ASPIRE PRIVATE CAPITAL, LLCRegistered Investment Advisers · CRD # 154116 · NC · Approved
- ATLANTIC PRIVATE WEALTH, LLCRegistered Investment Advisers · CRD # 311517 · NC · Approved
- ATRIA INVESTMENTS, INC.Registered Investment Advisers · CRD # 143593 · NC · Approved
- AUCTUS ADVISORS LLCRegistered Investment Advisers · CRD # 289489 · NC · Approved