Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
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- AB CARVAL INVESTORS, LPRegistered Investment Advisers · CRD # 141819 · MN · Approved
- ABBEY STREET, LLCRegistered Investment Advisers · CRD # 305107 · MN · Approved
- ABENS FINANCIAL SERVICES INCRegistered Investment Advisers · CRD # 106604 · MN · Approved
- ACCESS FINANCIAL SERVICES, INC.Registered Investment Advisers · CRD # 115361 · MN · Approved
- ACCREDITED INVESTOR SERVICES, LLCRegistered Investment Advisers · CRD # 148821 · MN · Approved
- ACCREDITED INVESTORS INCRegistered Investment Advisers · CRD # 105439 · MN · Approved
- ACUMEN FINANCIAL ADVISORS, LLCRegistered Investment Advisers · CRD # 152748 · MN · Approved
- ADVANCED ADVISOR GROUP, LLCRegistered Investment Advisers · CRD # 140393 · MN · Approved
- ADVANCED CAPITAL GROUP, INC.Registered Investment Advisers · CRD # 109673 · MN · Approved
- ADVISORNET FINANCIAL, INC.Registered Investment Advisers · CRD # 113074 · MN · Approved
- ADVISORY SOLUTIONS GROUP, LLCRegistered Investment Advisers · CRD # 339919 · MN · Approved
- AFFIANCE FINANCIAL LLCRegistered Investment Advisers · CRD # 113200 · MN · Approved
- ALIGN FINANCIAL, LLCRegistered Investment Advisers · CRD # 309238 · MN · Approved
- ALL STAR FINANCIAL LLCRegistered Investment Advisers · CRD # 323765 · MN · Approved
- ALL TERRAIN FINANCIAL ADVISORS, LLCRegistered Investment Advisers · CRD # 286683 · MN · Approved
- ALLIANZ INVESTMENT MANAGEMENT LLCRegistered Investment Advisers · CRD # 111925 · MN · Approved
- ALLODIUM INVESTMENT CONSULTANTS, LLCRegistered Investment Advisers · CRD # 135812 · MN · Approved
- AMERIPRISE FINANCIAL SERVICES, LLCRegistered Investment Advisers · CRD # 6363 · MN · Approved
- ARTHUR VENTURES MANAGEMENT 2, LLCRegistered Investment Advisers · CRD # 326592 · MN · Approved
- ASA MANAGED ACCOUNT MANAGERS LLCRegistered Investment Advisers · CRD # 162855 · MN · Approved
- ASCENT ADVISORS LLCRegistered Investment Advisers · CRD # 335353 · MN · Approved
- ASSURED RETIREMENT FINANCIAL GROUP, INC.Registered Investment Advisers · CRD # 179516 · MN · Approved
- ASYMMETRIC CAPITAL MANAGEMENT, LLC.Registered Investment Advisers · CRD # 285739 · MN · Approved