Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- ASHFORD ADVISORS, LLCRegistered Investment Advisers · CRD # 114238 · NY · Approved
- ASHTON THOMAS SECURITIES, LLCRegistered Investment Advisers · CRD # 16629 · NY · Approved
- ASLAN ROSE LLCExempt Reporting Advisers · CRD # 337741 · NY · ERA - Active
- ASPEN RENEWABLE INVESTMENTS, L.L.C.Registered Investment Advisers · CRD # 334812 · NY · Approved
- ASPIRE ADVISORS, LLCRegistered Investment Advisers · CRD # 150652 · NY · Approved
- ASPIRE STRATEGIST PORTFOLIOS LLCRegistered Investment Advisers · CRD # 327902 · NY · Approved
- ASPIRE WEALTH ADVISORY GROUP, LLCRegistered Investment Advisers · CRD # 338618 · NY · Approved
- ASSET MANAGEMENT ONE USA INC.Registered Investment Advisers · CRD # 108982 · NY · Approved
- ASSURED HEALTHCARE PARTNERS LLCRegistered Investment Advisers · CRD # 311479 · NY · Approved
- ASTARA CAPITAL PARTNERS, L.P.Registered Investment Advisers · CRD # 317647 · NY · Approved
- ASTORIA PORTFOLIO ADVISORS LLCRegistered Investment Advisers · CRD # 288271 · NY · Approved
- ASYLUM MANAGEMENT, LLCExempt Reporting Advisers · CRD # 328244 · NY · ERA - Active
- ASYMMETRICAL CAPITAL MANAGEMENT LLCExempt Reporting Advisers · CRD # 318956 · NY · ERA - Active
- ATALAN CAPITAL PARTNERS, LPRegistered Investment Advisers · CRD # 226714 · NY · Approved
- ATALANTA SOSNOFF CAPITAL, LLCRegistered Investment Advisers · CRD # 104880 · NY · Approved
- ATALANTA SOSNOFF MANAGEMENT, LLCRegistered Investment Advisers · CRD # 11085 · NY · Approved
- ATERIAN INVESTMENT MANAGEMENT, LPRegistered Investment Advisers · CRD # 169302 · NY · Approved
- ATHYRIUM CAPITAL MANAGEMENT LPRegistered Investment Advisers · CRD # 161528 · NY · Approved
- ATIKA CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 167227 · NY · Approved
- ATL ADVISOR LPRegistered Investment Advisers · CRD # 173866 · NY · Approved
- ATLA CAPITAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 312501 · NY · Approved
- ATLANTIC CREEK INVESTMENT MANAGEMENT, LLCRegistered Investment Advisers · CRD # 163428 · NY · Approved
- ATLANTIC INVESTMENT MANAGEMENT, INCRegistered Investment Advisers · CRD # 137698 · NY · Approved
- ATLANTIC RIDGE CAPITAL LLCExempt Reporting Advisers · CRD # 339611 · NY · ERA - Active
- ATLAS MERCHANT CAPITAL LLCRegistered Investment Advisers · CRD # 172124 · NY · Approved
- ATOMIC INVEST LLCRegistered Investment Advisers · CRD # 313255 · NY · Approved
- ATREVIDA PARTNERS, LLCExempt Reporting Advisers · CRD # 168807 · NY · ERA - Active
- ATW PARTNERS LLCRegistered Investment Advisers · CRD # 283146 · NY · Approved
- ATW SPAC MANAGEMENT LLCRegistered Investment Advisers · CRD # 283737 · NY · Approved
- AUDACITY VENTURE MANAGEMENT, LLCExempt Reporting Advisers · CRD # 332685 · NY · ERA - Active
- AUDAX MANAGEMENT COMPANY (NY), LLCRegistered Investment Advisers · CRD # 159458 · NY · Approved
- AUDAX PDB MANAGEMENT COMPANY, LLCRegistered Investment Advisers · CRD # 333812 · NY · Approved
- AUDUMORE CAPITAL MANAGEMENT LLCExempt Reporting Advisers · CRD # 343270 · NY · ERA - Active
- AULDBRASS PARTNERS, LPRegistered Investment Advisers · CRD # 161360 · NY · Approved
- AURELIUS CAPITAL MANAGEMENT, LPRegistered Investment Advisers · CRD # 157325 · NY · Approved
- AURELIUS INVESTMENT ADVISORY INC.Exempt Reporting Advisers · CRD # 329320 · NY · ERA - Active
- AUREON PARTNERS LLCRegistered Investment Advisers · CRD # 338348 · NY · Approved
- AURORA MANAGEMENT LLCExempt Reporting Advisers · CRD # 330901 · NY · ERA - Active
- AUSTRALIS PARTNERS (ADVISERS) LLCRegistered Investment Advisers · CRD # 175505 · NY · Approved
- AUTONOMOUS WEALTH MANAGEMENT LLCRegistered Investment Advisers · CRD # 337909 · NY · Approved
- AUTOPILOT ADVISERS, LLCRegistered Investment Advisers · CRD # 331749 · NY · Approved
- AUTOPILOT MANAGEMENT COMPANY LLCExempt Reporting Advisers · CRD # 329400 · NY · ERA - Active
- AVALA GLOBAL LPRegistered Investment Advisers · CRD # 323053 · NY · Approved
- AVANCE INVESTMENT MANAGEMENT, LLCRegistered Investment Advisers · CRD # 310749 · NY · Approved
- AVANT BIO LLCExempt Reporting Advisers · CRD # 327673 · NY · ERA - Active
- AVANTYR CAPITAL PARTNERS, LPRegistered Investment Advisers · CRD # 337895 · NY · Approved
- AVENIR MANAGEMENT COMPANY, LLCRegistered Investment Advisers · CRD # 288045 · NY · Approved
- AVENTAIL CAPITAL GROUP, LPRegistered Investment Advisers · CRD # 306333 · NY · Approved
- AVENUE ASIA CAPITAL MANAGEMENT, L.P.Registered Investment Advisers · CRD # 113246 · NY · Approved
- AVENUE CAPITAL MANAGEMENT II, L.P.Registered Investment Advisers · CRD # 111845 · NY · Approved