Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
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- AXIUM INFRASTRUCTURE INC.Registered Investment Advisers · CRD # 286454 · Approved
- AXIUM INFRASTRUCTURE US INC.Registered Investment Advisers · CRD # 168164 · NY · Approved
- AXIUS ADVISORS LLCRegistered Investment Advisers · CRD # 330006 · MO · Approved
- AXON CAPITAL LPRegistered Investment Advisers · CRD # 158281 · NY · Approved
- AXONIC CAPITAL LLCRegistered Investment Advisers · CRD # 159518 · NY · Approved
- AXOS INVEST, INCRegistered Investment Advisers · CRD # 150953 · NV · Approved
- AXQ CAPITAL, LPRegistered Investment Advisers · CRD # 318863 · NJ · Approved
- AXS INVESTMENTS LLCRegistered Investment Advisers · CRD # 305714 · NY · Approved
- AXXCESS WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 164081 · CA · Approved
- AXXES ADVISORS I LLCRegistered Investment Advisers · CRD # 332460 · FL · Approved
- AXXES ADVISORS LLCRegistered Investment Advisers · CRD # 318039 · FL · Approved
- AXXETS WEALTH MANAGEMENT USA LLCRegistered Investment Advisers · CRD # 340858 · FL · Approved
- AYRSHIRE CAPITAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 157883 · CT · Approved
- AYRTON CAPITAL LLCRegistered Investment Advisers · CRD # 286298 · CT · Approved
- AZARIAS CAPITAL MANAGEMENT, L.P.Registered Investment Advisers · CRD # 174466 · PA · Approved
- AZIMUT INVESTMENT ADVISORS LLCRegistered Investment Advisers · CRD # 134626 · FL · Approved
- AZIMUTH CAPITAL INVESTMENT MANAGEMENT LLCRegistered Investment Advisers · CRD # 319062 · MI · Approved
- AZORA CAPITAL LPRegistered Investment Advisers · CRD # 287621 · FL · Approved
- AZORIA CAPITAL, INC.Registered Investment Advisers · CRD # 334835 · DC · Approved
- AZTLAN EQUITY MANAGEMENT, LLCRegistered Investment Advisers · CRD # 286360 · VA · Approved
- AZURA PARTNERS US LLCRegistered Investment Advisers · CRD # 327986 · NY · Approved
- AZZAD ASSET MANAGEMENT, INC.Registered Investment Advisers · CRD # 111291 · VA · Approved