Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- AVORY & COMPANY, LLC.Registered Investment Advisers · CRD # 284812 · FL · Approved
- AVOS CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 313979 · CT · Approved
- AVRIO WEALTH LLCRegistered Investment Advisers · CRD # 337579 · NY · Approved
- AVRIO WEALTH PTE LTDRegistered Investment Advisers · CRD # 306064 · Approved
- AWAKEN WEALTH PARTNERS LLCRegistered Investment Advisers · CRD # 341005 · TX · Approved
- AWANI CAPITAL MANAGEMENT LPRegistered Investment Advisers · CRD # 335179 · DC · Approved
- AWEALTH INTERNATIONAL AGRegistered Investment Advisers · CRD # 343883 · Approved
- AWH CAPITAL, L.P.Registered Investment Advisers · CRD # 146740 · TX · Approved
- AWH FINANCIAL, LLCRegistered Investment Advisers · CRD # 285183 · PA · Approved
- AWM CAPITAL, LLCRegistered Investment Advisers · CRD # 287980 · AZ · Approved
- AWM FINANCIAL SERVICES INC.Registered Investment Advisers · CRD # 144351 · TX · Approved
- AWM INVESTMENT COMPANY INCRegistered Investment Advisers · CRD # 110346 · NY · Approved
- AWR INVESTMENT MANAGEMENT, LLCRegistered Investment Advisers · CRD # 118538 · CA · Approved
- AXA INVESTMENT MANAGERS US INCRegistered Investment Advisers · CRD # 113608 · NY · Approved
- AXAR CAPITAL MANAGEMENT LPRegistered Investment Advisers · CRD # 217520 · NY · Approved
- AXECAP INVESTMENTS, LLCRegistered Investment Advisers · CRD # 314674 · OH · Approved
- AXIA ADVISORY, LLCRegistered Investment Advisers · CRD # 107571 · IN · Approved
- AXIA ASSET MANAGEMENT, LLCRegistered Investment Advisers · CRD # 173148 · Approved
- AXIA WEALTH MANAGEMENT INCRegistered Investment Advisers · CRD # 155890 · OR · Approved
- AXIAL READE CAPITAL, LPRegistered Investment Advisers · CRD # 301386 · NY · Approved
- AXIENT INVESTMENT ADVISORS LLCRegistered Investment Advisers · CRD # 336722 · AL · Approved
- AXIM WEALTH MANAGEMENT LLCRegistered Investment Advisers · CRD # 319618 · OH · Approved
- AXIOM ALTERNATIVE INVESTMENTS SARLRegistered Investment Advisers · CRD # 282155 · Approved
- AXIOM FINANCIAL STRATEGIES GROUP, LLCRegistered Investment Advisers · CRD # 306618 · IN · Approved
- AXIOM INVESTMENT MANAGEMENT LLCRegistered Investment Advisers · CRD # 141516 · NY · Approved
- AXIOM INVESTORS LLCRegistered Investment Advisers · CRD # 109605 · CT · Approved
- AXIOM WEALTH STRATEGIES, LLCRegistered Investment Advisers · CRD # 313124 · OR · Approved
- AXIS WEALTH PARTNERS, LLCRegistered Investment Advisers · CRD # 167122 · RI · Approved
- AXIUM INFRASTRUCTURE INC.Registered Investment Advisers · CRD # 286454 · Approved
- AXIUM INFRASTRUCTURE US INC.Registered Investment Advisers · CRD # 168164 · NY · Approved
- AXIUS ADVISORS LLCRegistered Investment Advisers · CRD # 330006 · MO · Approved
- AXON CAPITAL LPRegistered Investment Advisers · CRD # 158281 · NY · Approved
- AXONIC CAPITAL LLCRegistered Investment Advisers · CRD # 159518 · NY · Approved
- AXOS INVEST, INCRegistered Investment Advisers · CRD # 150953 · NV · Approved
- AXQ CAPITAL, LPRegistered Investment Advisers · CRD # 318863 · NJ · Approved
- AXS INVESTMENTS LLCRegistered Investment Advisers · CRD # 305714 · NY · Approved
- AXXCESS WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 164081 · CA · Approved
- AXXES ADVISORS I LLCRegistered Investment Advisers · CRD # 332460 · FL · Approved
- AXXES ADVISORS LLCRegistered Investment Advisers · CRD # 318039 · FL · Approved
- AXXETS WEALTH MANAGEMENT USA LLCRegistered Investment Advisers · CRD # 340858 · FL · Approved
- AYRSHIRE CAPITAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 157883 · CT · Approved
- AYRTON CAPITAL LLCRegistered Investment Advisers · CRD # 286298 · CT · Approved
- AZARIAS CAPITAL MANAGEMENT, L.P.Registered Investment Advisers · CRD # 174466 · PA · Approved
- AZIMUT INVESTMENT ADVISORS LLCRegistered Investment Advisers · CRD # 134626 · FL · Approved
- AZIMUTH CAPITAL INVESTMENT MANAGEMENT LLCRegistered Investment Advisers · CRD # 319062 · MI · Approved
- AZORA CAPITAL LPRegistered Investment Advisers · CRD # 287621 · FL · Approved
- AZORIA CAPITAL, INC.Registered Investment Advisers · CRD # 334835 · DC · Approved
- AZTLAN EQUITY MANAGEMENT, LLCRegistered Investment Advisers · CRD # 286360 · VA · Approved
- AZURA PARTNERS US LLCRegistered Investment Advisers · CRD # 327986 · NY · Approved
- AZZAD ASSET MANAGEMENT, INC.Registered Investment Advisers · CRD # 111291 · VA · Approved