Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- AURORA PRIVATE WEALTH, INC.Registered Investment Advisers · CRD # 281604 · NJ · Approved
- AUSBIL INVESTMENT MANAGEMENT LIMITEDRegistered Investment Advisers · CRD # 289468 · Approved
- AUSDAL FINANCIAL PARTNERS, INC.Registered Investment Advisers · CRD # 7995 · IA · Approved
- AUSPICIOUS FINANCIAL PLANNING, LLCRegistered Investment Advisers · CRD # 297962 · CA · Approved
- AUSTERRA WEALTH MANAGEMENT LLCRegistered Investment Advisers · CRD # 161964 · TX · Approved
- AUSTIN ASSET MANAGEMENT CORegistered Investment Advisers · CRD # 105441 · TX · Approved
- AUSTIN MONEY MANAGEMENT CORPORATIONRegistered Investment Advisers · CRD # 302038 · TX · Approved
- AUSTIN WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 172793 · TX · Approved
- AUSTRALIS PARTNERS (ADVISERS) LLCRegistered Investment Advisers · CRD # 175505 · NY · Approved
- AUTHENTIC COUNSEL, LLCRegistered Investment Advisers · CRD # 173306 · CO · Approved
- AUTHENTIC VENTURES INVESTMENT MANAGER, LLCRegistered Investment Advisers · CRD # 304938 · CA · Approved
- AUTHENTIKOS WEALTH ADVISORY LLCRegistered Investment Advisers · CRD # 286646 · TX · Approved
- AUTILUS PARTNERS LLCRegistered Investment Advisers · CRD # 322882 · CA · Approved
- AUTONOMOUS WEALTH MANAGEMENT LLCRegistered Investment Advisers · CRD # 337909 · NY · Approved
- AUTOPILOT ADVISERS, LLCRegistered Investment Advisers · CRD # 331749 · NY · Approved
- AUTUMN GLORY PARTNERS, LLCRegistered Investment Advisers · CRD # 288250 · TX · Approved
- AUTUMN LANE ADVISORS, LLCRegistered Investment Advisers · CRD # 173624 · TX · Approved
- AUXANO ADVISORS, LLCRegistered Investment Advisers · CRD # 145179 · WA · Approved
- AUXIER ASSET MANAGEMENT LLCRegistered Investment Advisers · CRD # 107980 · OR · Approved
- AUXO INVESTMENT PARTNERS, LLCRegistered Investment Advisers · CRD # 290177 · MI · Approved
- AVAII WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 298165 · WI · Approved
- AVAIL INVESTMENT PARTNERS, LLCRegistered Investment Advisers · CRD # 315678 · PA · Approved
- AVALA GLOBAL LPRegistered Investment Advisers · CRD # 323053 · NY · Approved
- AVALAN, LLCRegistered Investment Advisers · CRD # 156109 · CA · Approved
- AVALON ADVISORY GROUP LLCRegistered Investment Advisers · CRD # 297090 · PA · Approved
- AVALON CAPITAL MANAGEMENTRegistered Investment Advisers · CRD # 107501 · CA · Approved
- AVALON GLOBAL ASSET MANAGEMENT LLCRegistered Investment Advisers · CRD # 107785 · CA · Approved
- AVALOR INVESTMENT AGRegistered Investment Advisers · CRD # 283227 · Approved
- AVANATH CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 172704 · CA · Approved
- AVANCE INVESTMENT MANAGEMENT, LLCRegistered Investment Advisers · CRD # 310749 · NY · Approved
- AVANT CAPITAL, LLCRegistered Investment Advisers · CRD # 167961 · LA · Approved
- AVANT FINANCIAL ADVISORS LLCRegistered Investment Advisers · CRD # 297894 · TX · Approved
- AVANT MANAGEMENT LLCRegistered Investment Advisers · CRD # 330991 · CO · Approved
- AVANTAX PLANNING PARTNERS, INC.Registered Investment Advisers · CRD # 106237 · IA · Approved
- AVANTIA INVESTMENT SERVICES, LLCRegistered Investment Advisers · CRD # 307869 · WA · Approved
- AVANTRA FAMILY WEALTH, INC.Registered Investment Advisers · CRD # 288209 · PA · Approved
- AVANTYR CAPITAL PARTNERS, LPRegistered Investment Advisers · CRD # 337895 · NY · Approved
- AVATAR CAPITAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 330793 · WA · Approved
- AVATHON CAPITAL MANAGEMENT LPRegistered Investment Advisers · CRD # 332243 · IL · Approved
- AVEGO MANAGEMENT, LLCRegistered Investment Advisers · CRD # 310520 · GA · Approved
- AVENDUS WEALTH MANAGEMENT PRIVATE LIMITEDRegistered Investment Advisers · CRD # 156771 · Approved
- AVENIR CORPORATIONRegistered Investment Advisers · CRD # 110545 · VA · Approved
- AVENIR MANAGEMENT COMPANY, LLCRegistered Investment Advisers · CRD # 288045 · NY · Approved
- AVENTAIL CAPITAL GROUP, LPRegistered Investment Advisers · CRD # 306333 · NY · Approved
- AVENTINE FINANCIAL GROUP LLCRegistered Investment Advisers · CRD # 292390 · PA · Approved
- AVENTURA CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 142478 · FL · Approved
- AVENTURA PRIVATE WEALTH, LLCRegistered Investment Advisers · CRD # 332630 · FL · Approved
- AVENTUS INVESTMENT ADVISORS, INC.Registered Investment Advisers · CRD # 153390 · FL · Approved
- AVENUE ASIA CAPITAL MANAGEMENT, L.P.Registered Investment Advisers · CRD # 113246 · NY · Approved
- AVENUE CAPITAL MANAGEMENT II, L.P.Registered Investment Advisers · CRD # 111845 · NY · Approved