Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- AUCTUS ADVISORS LLCRegistered Investment Advisers · CRD # 289489 · NC · Approved
- AUDAX MANAGEMENT COMPANY (NY), LLCRegistered Investment Advisers · CRD # 159458 · NY · Approved
- AUDAX MANAGEMENT COMPANY, LLCRegistered Investment Advisers · CRD # 160483 · MA · Approved
- AUDAX PDB MANAGEMENT COMPANY, LLCRegistered Investment Advisers · CRD # 333812 · NY · Approved
- AUDENT GLOBAL ASSET MANAGEMENT, LLCRegistered Investment Advisers · CRD # 308166 · CA · Approved
- AUERBACH INVESTMENT SERVICES, LLCRegistered Investment Advisers · CRD # 290041 · PA · Approved
- AUFMAN ASSOCIATES INCRegistered Investment Advisers · CRD # 104622 · PA · Approved
- AUGMENT ADVISORS, LLCRegistered Investment Advisers · CRD # 335130 · TX · Approved
- AUGMENT INFRASTRUCTURE MANAGERS ADVISORY LLCRegistered Investment Advisers · CRD # 315485 · MD · Approved
- AUGUST WEALTH ADVISORS LLCRegistered Investment Advisers · CRD # 339322 · CT · Approved
- AUGUSTINE ASSET MANAGEMENT INCRegistered Investment Advisers · CRD # 105801 · FL · Approved
- AULDBRASS PARTNERS, LPRegistered Investment Advisers · CRD # 161360 · NY · Approved
- AULL & MONROE INVESTMENT MANAGEMENT CORPRegistered Investment Advisers · CRD # 104830 · AL · Approved
- AUOUR INVESTMENTS LLCRegistered Investment Advisers · CRD # 173392 · MA · Approved
- AURA INVESTMENTS LLCRegistered Investment Advisers · CRD # 342730 · 120-Day Approval
- AURANSER INC.Registered Investment Advisers · CRD # 340833 · SC · 120-Day Approval
- AURDAN CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 330304 · PA · Approved
- AUREANA CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 154124 · Approved
- AURELIUS CAPITAL MANAGEMENT, LPRegistered Investment Advisers · CRD # 157325 · NY · Approved
- AURELIUS FAMILY OFFICE, LLCRegistered Investment Advisers · CRD # 323016 · NH · Approved
- AUREON PARTNERS LLCRegistered Investment Advisers · CRD # 338348 · NY · Approved
- AUREUM WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 272027 · FL · Approved
- AUREUS ASSET MANAGEMENT, LLCRegistered Investment Advisers · CRD # 136674 · MA · Approved
- AURORA CAPITAL PARTNERS MANAGEMENT VI L.P.Registered Investment Advisers · CRD # 304605 · CA · Approved
- AURORA INVESTMENT COUNSELRegistered Investment Advisers · CRD # 107460 · GA · Approved
- AURORA INVESTMENT MANAGERS, LLCRegistered Investment Advisers · CRD # 146325 · FL · Approved
- AURORA PRIVATE WEALTH, INC.Registered Investment Advisers · CRD # 281604 · NJ · Approved
- AUSBIL INVESTMENT MANAGEMENT LIMITEDRegistered Investment Advisers · CRD # 289468 · Approved
- AUSDAL FINANCIAL PARTNERS, INC.Registered Investment Advisers · CRD # 7995 · IA · Approved
- AUSPICIOUS FINANCIAL PLANNING, LLCRegistered Investment Advisers · CRD # 297962 · CA · Approved
- AUSTERRA WEALTH MANAGEMENT LLCRegistered Investment Advisers · CRD # 161964 · TX · Approved
- AUSTIN ASSET MANAGEMENT CORegistered Investment Advisers · CRD # 105441 · TX · Approved
- AUSTIN MONEY MANAGEMENT CORPORATIONRegistered Investment Advisers · CRD # 302038 · TX · Approved
- AUSTIN WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 172793 · TX · Approved
- AUSTRALIS PARTNERS (ADVISERS) LLCRegistered Investment Advisers · CRD # 175505 · NY · Approved
- AUTHENTIC COUNSEL, LLCRegistered Investment Advisers · CRD # 173306 · CO · Approved
- AUTHENTIC VENTURES INVESTMENT MANAGER, LLCRegistered Investment Advisers · CRD # 304938 · CA · Approved
- AUTHENTIC WEALTH PARTNERS LLCRegistered Investment Advisers · CRD # 343757 · VA · 120-Day Approval
- AUTHENTIKOS WEALTH ADVISORY LLCRegistered Investment Advisers · CRD # 286646 · TX · Approved
- AUTILUS PARTNERS LLCRegistered Investment Advisers · CRD # 322882 · CA · Approved
- AUTONOMOUS WEALTH MANAGEMENT LLCRegistered Investment Advisers · CRD # 337909 · NY · Approved
- AUTOPILOT ADVISERS, LLCRegistered Investment Advisers · CRD # 331749 · NY · Approved
- AUTUMN GLORY PARTNERS, LLCRegistered Investment Advisers · CRD # 288250 · TX · Approved
- AUTUMN LANE ADVISORS, LLCRegistered Investment Advisers · CRD # 173624 · TX · Approved
- AUXANO ADVISORS, LLCRegistered Investment Advisers · CRD # 145179 · WA · Approved
- AUXIER ASSET MANAGEMENT LLCRegistered Investment Advisers · CRD # 107980 · OR · Approved
- AUXO INVESTMENT PARTNERS, LLCRegistered Investment Advisers · CRD # 290177 · MI · Approved
- AVAII WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 298165 · WI · Approved
- AVAIL INVESTMENT PARTNERS, LLCRegistered Investment Advisers · CRD # 315678 · PA · Approved
- AVALA GLOBAL LPRegistered Investment Advisers · CRD # 323053 · NY · Approved