Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- ATLASMARK FINANCIAL, INC.Registered Investment Advisers · CRD # 152635 · TX · Approved
- ATLATL ADVISERS LLCRegistered Investment Advisers · CRD # 284036 · WI · Approved
- ATMOS ADVISORY, LLCRegistered Investment Advisers · CRD # 160087 · PA · Approved
- ATOM INVESTORS LPRegistered Investment Advisers · CRD # 296819 · TX · Approved
- ATOMIC INVEST LLCRegistered Investment Advisers · CRD # 313255 · NY · Approved
- ATON ADVISORS, LLCRegistered Investment Advisers · CRD # 154036 · Approved
- ATON FINANCIAL LLCRegistered Investment Advisers · CRD # 173070 · PR · Approved
- ATREIDES MANAGEMENT, LPRegistered Investment Advisers · CRD # 301152 · MA · Approved
- ATRIA INVESTMENTS, INC.Registered Investment Advisers · CRD # 143593 · NC · Approved
- ATTENTIVE INVESTMENTS, LLCRegistered Investment Advisers · CRD # 315478 · CA · Approved
- ATTESSA CAPITAL LLCRegistered Investment Advisers · CRD # 306827 · AZ · Approved
- ATTICUS WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 296949 · FL · Approved
- ATTINGER, LLCRegistered Investment Advisers · CRD # 311772 · PA · Approved
- ATTLEBORO WEALTH MANAGEMENT LLCRegistered Investment Advisers · CRD # 318056 · PA · Approved
- ATTUCKS ASSET MANAGEMENT, LLCRegistered Investment Advisers · CRD # 118891 · IL · Approved
- ATW PARTNERS LLCRegistered Investment Advisers · CRD # 283146 · NY · Approved
- ATW SPAC MANAGEMENT LLCRegistered Investment Advisers · CRD # 283737 · NY · Approved
- ATWATER CAPITAL, LLCRegistered Investment Advisers · CRD # 299075 · CA · Approved
- ATWATER MALICK, LLCRegistered Investment Advisers · CRD # 147972 · PA · Approved
- ATWATER WEALTH MANAGEMENT, INC.Registered Investment Advisers · CRD # 172749 · MA · Approved
- ATWOOD & PALMER, INC.Registered Investment Advisers · CRD # 104995 · MO · Approved
- ATWOOD FINANCIAL PLANNING LLCRegistered Investment Advisers · CRD # 288941 · Approved
- ATX FINANCIAL PLANNING, LLCRegistered Investment Advisers · CRD # 311589 · TX · Approved
- ATYANT CAPITAL MANAGEMENT LIMITEDRegistered Investment Advisers · CRD # 165518 · Approved
- AUA PRIVATE EQUITY PARTNERS, LLCRegistered Investment Advisers · CRD # 170597 · FL · Approved
- AUBREY CAPITAL MANAGEMENT LIMITEDRegistered Investment Advisers · CRD # 285802 · Approved
- AUCTUS ADVISORS LLCRegistered Investment Advisers · CRD # 289489 · NC · Approved
- AUDAX MANAGEMENT COMPANY (NY), LLCRegistered Investment Advisers · CRD # 159458 · NY · Approved
- AUDAX MANAGEMENT COMPANY, LLCRegistered Investment Advisers · CRD # 160483 · MA · Approved
- AUDAX PDB MANAGEMENT COMPANY, LLCRegistered Investment Advisers · CRD # 333812 · NY · Approved
- AUDENT GLOBAL ASSET MANAGEMENT, LLCRegistered Investment Advisers · CRD # 308166 · CA · Approved
- AUERBACH INVESTMENT SERVICES, LLCRegistered Investment Advisers · CRD # 290041 · PA · Approved
- AUFMAN ASSOCIATES INCRegistered Investment Advisers · CRD # 104622 · PA · Approved
- AUGMENT ADVISORS, LLCRegistered Investment Advisers · CRD # 335130 · TX · Approved
- AUGMENT INFRASTRUCTURE MANAGERS ADVISORY LLCRegistered Investment Advisers · CRD # 315485 · MD · Approved
- AUGUST WEALTH ADVISORS LLCRegistered Investment Advisers · CRD # 339322 · CT · Approved
- AUGUSTINE ASSET MANAGEMENT INCRegistered Investment Advisers · CRD # 105801 · FL · Approved
- AULDBRASS PARTNERS, LPRegistered Investment Advisers · CRD # 161360 · NY · Approved
- AULL & MONROE INVESTMENT MANAGEMENT CORPRegistered Investment Advisers · CRD # 104830 · AL · Approved
- AUOUR INVESTMENTS LLCRegistered Investment Advisers · CRD # 173392 · MA · Approved
- AURDAN CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 330304 · PA · Approved
- AUREANA CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 154124 · Approved
- AURELIUS CAPITAL MANAGEMENT, LPRegistered Investment Advisers · CRD # 157325 · NY · Approved
- AURELIUS FAMILY OFFICE, LLCRegistered Investment Advisers · CRD # 323016 · NH · Approved
- AUREON PARTNERS LLCRegistered Investment Advisers · CRD # 338348 · NY · Approved
- AUREUM WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 272027 · FL · Approved
- AUREUS ASSET MANAGEMENT, LLCRegistered Investment Advisers · CRD # 136674 · MA · Approved
- AURORA CAPITAL PARTNERS MANAGEMENT VI L.P.Registered Investment Advisers · CRD # 304605 · CA · Approved
- AURORA INVESTMENT COUNSELRegistered Investment Advisers · CRD # 107460 · GA · Approved
- AURORA INVESTMENT MANAGERS, LLCRegistered Investment Advisers · CRD # 146325 · FL · Approved