Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- ASSET STRATEGY CONSULTANTS LLCRegistered Investment Advisers · CRD # 110800 · MD · Approved
- ASSET STRATEGY RETIREMENT PLAN CONSULTANTS, LLCRegistered Investment Advisers · CRD # 147982 · PA · Approved
- ASSET VALUE INVESTORS LIMITEDRegistered Investment Advisers · CRD # 137779 · Approved
- ASSETBUILDER, INC.Registered Investment Advisers · CRD # 142665 · TX · Approved
- ASSETGRADE, LLCRegistered Investment Advisers · CRD # 168779 · MA · Approved
- ASSETMARK, INC.Registered Investment Advisers · CRD # 109018 · CA · Approved
- ASSOCIATED INVESTMENT SERVICES, INC.Registered Investment Advisers · CRD # 1464 · WI · Approved
- ASSOCIATION FINANCIAL SERVICES INC.Registered Investment Advisers · CRD # 142205 · UT · Approved
- ASSURED HEALTHCARE PARTNERS LLCRegistered Investment Advisers · CRD # 311479 · NY · Approved
- ASSURED RETIREMENT FINANCIAL GROUP, INC.Registered Investment Advisers · CRD # 179516 · MN · Approved
- ASSUREDPARTNERS INVESTMENT ADVISORS, LLCRegistered Investment Advisers · CRD # 309550 · FL · Approved
- AST INVESTMENT SERVICES, INC.Registered Investment Advisers · CRD # 108897 · CT · Approved
- ASTARA CAPITAL PARTNERS, L.P.Registered Investment Advisers · CRD # 317647 · NY · Approved
- ASTARIS CAPITAL MANAGEMENT LLPRegistered Investment Advisers · CRD # 160262 · Approved
- ASTATINE ASSET MANAGEMENT LLCRegistered Investment Advisers · CRD # 311095 · CT · Approved
- ASTEROZOA MANAGEMENT LLCRegistered Investment Advisers · CRD # 316870 · AZ · Approved
- ASTIGNES CAPITAL ASIA PTE. LTD.Registered Investment Advisers · CRD # 152719 · Approved
- ASTIRA CAPITAL PARTNERS LPRegistered Investment Advisers · CRD # 327034 · MA · Approved
- ASTON CAPITAL MANAGEMENTRegistered Investment Advisers · CRD # 291310 · FL · Approved
- ASTORIA PORTFOLIO ADVISORS LLCRegistered Investment Advisers · CRD # 288271 · NY · Approved
- ASTORIA STRATEGIC WEALTH, INC.Registered Investment Advisers · CRD # 113510 · Approved
- ASTRA ASSET MANAGEMENT UK LIMITEDRegistered Investment Advisers · CRD # 167413 · Approved
- ASTRA CAPITAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 284265 · DC · Approved
- ASTRA VENTURES INVESTMENT PARTNERS LLCRegistered Investment Advisers · CRD # 306263 · Approved
- ASTRA WEALTH PARTNERS LLCRegistered Investment Advisers · CRD # 321136 · NJ · Approved
- ASTRAVIA FAMILY WEALTH OFFICE LLCRegistered Investment Advisers · CRD # 342263 · CA · 120-Day Approval
- ASTRIS ADVISORY JAPAN K.K.Registered Investment Advisers · CRD # 307365 · Approved
- ASYMMETRIC CAPITAL MANAGEMENT, LLC.Registered Investment Advisers · CRD # 285739 · MN · Approved
- ATAIROS MANAGEMENT, L.P.Registered Investment Advisers · CRD # 281947 · PA · Approved
- ATALA FINANCIAL INCRegistered Investment Advisers · CRD # 318371 · CA · Approved
- ATALAN CAPITAL PARTNERS, LPRegistered Investment Advisers · CRD # 226714 · NY · Approved
- ATALANTA SOSNOFF CAPITAL, LLCRegistered Investment Advisers · CRD # 104880 · NY · Approved
- ATALANTA SOSNOFF MANAGEMENT, LLCRegistered Investment Advisers · CRD # 11085 · NY · Approved
- ATB CAPITAL MARKETS USA INC.Registered Investment Advisers · CRD # 155053 · Approved
- ATCAP PARTNERS, LLCRegistered Investment Advisers · CRD # 158214 · MD · Approved
- ATEGENOS CAPITAL, LLCRegistered Investment Advisers · CRD # 326708 · PA · Approved
- ATEGRA CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 164245 · VA · Approved
- ATERIAN INVESTMENT MANAGEMENT, LPRegistered Investment Advisers · CRD # 169302 · NY · Approved
- ATFS ADVISERS LLCRegistered Investment Advisers · CRD # 324191 · Approved
- ATHENA INVESTMENT MANAGEMENTRegistered Investment Advisers · CRD # 106542 · Approved
- ATHENA WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 319373 · NV · Approved
- ATHOS PRIVATE WEALTH LLCRegistered Investment Advisers · CRD # 309862 · UT · Approved
- ATHYRIUM CAPITAL MANAGEMENT LPRegistered Investment Advisers · CRD # 161528 · NY · Approved
- ATIKA CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 167227 · NY · Approved
- ATIVO CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 125303 · IL · Approved
- ATL ADVISOR LPRegistered Investment Advisers · CRD # 173866 · NY · Approved
- ATLA CAPITAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 312501 · NY · Approved
- ATLANTA CAPITAL MANAGEMENT COMPANY, L.L.C.Registered Investment Advisers · CRD # 116719 · GA · Approved
- ATLANTA CONSULTING GROUP ADVISORS, LLCRegistered Investment Advisers · CRD # 288169 · GA · Approved
- ATLANTIC CAPITAL STRATEGIES, INC.Registered Investment Advisers · CRD # 146725 · Approved