Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- ASIA ALTERNATIVES MANAGEMENT LLCRegistered Investment Advisers · CRD # 141481 · CA · Approved
- ASIA PACIFIC FINANCIAL MANAGEMENT GROUP, INC.Registered Investment Advisers · CRD # 32338 · Approved
- ASILIA CREDIT INVESTMENTS, LLCRegistered Investment Advisers · CRD # 334981 · UT · Approved
- ASIO CAPITAL LLCRegistered Investment Advisers · CRD # 298326 · KY · Approved
- ASK CAPITAL INVESTMENT MANAGERS, LLCRegistered Investment Advisers · CRD # 287711 · TX · Approved
- ASK DOLLY, LLCRegistered Investment Advisers · CRD # 337843 · CO · Approved
- ASL FINANCIAL, LLCRegistered Investment Advisers · CRD # 115479 · CA · Approved
- ASPECT CAPITAL LIMITEDRegistered Investment Advisers · CRD # 127600 · Approved
- ASPECT PARTNERS, LLCRegistered Investment Advisers · CRD # 307273 · VA · Approved
- ASPEN CAPITAL MANAGEMENTRegistered Investment Advisers · CRD # 119050 · ID · Approved
- ASPEN GROVE CAPITAL, LLCRegistered Investment Advisers · CRD # 158166 · CO · Approved
- ASPEN INVESTMENT MANAGEMENT INC.Registered Investment Advisers · CRD # 112081 · MI · Approved
- ASPEN PRIVATE ADVISORS, LLCRegistered Investment Advisers · CRD # 297639 · SD · Approved
- ASPEN RENEWABLE INVESTMENTS, L.L.C.Registered Investment Advisers · CRD # 334812 · NY · Approved
- ASPEN WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 159594 · TX · Approved
- ASPEN WEALTH STRATEGIES, LLCRegistered Investment Advisers · CRD # 307424 · CO · Approved
- ASPETUCK FINANCIAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 134500 · CT · Approved
- ASPIRE ADVISORS, LLCRegistered Investment Advisers · CRD # 150652 · NY · Approved
- ASPIRE CAPITAL ADVISORS LLCRegistered Investment Advisers · CRD # 298366 · WA · Approved
- ASPIRE GROWTH PARTNERS LLCRegistered Investment Advisers · CRD # 312063 · Approved
- ASPIRE PRIVATE CAPITAL, LLCRegistered Investment Advisers · CRD # 154116 · NC · Approved
- ASPIRE STRATEGIST PORTFOLIOS LLCRegistered Investment Advisers · CRD # 327902 · NY · Approved
- ASPIRE WEALTH ADVISORY GROUP, LLCRegistered Investment Advisers · CRD # 338618 · NY · Approved
- ASPIREAN WEALTH, LLCRegistered Investment Advisers · CRD # 173138 · CA · Approved
- ASPIRIANT, LLCRegistered Investment Advisers · CRD # 146720 · CA · Approved
- ASPIRING VENTURES, LLCRegistered Investment Advisers · CRD # 282891 · OH · Approved
- ASSABET ADVISORS, LLCRegistered Investment Advisers · CRD # 127795 · MA · Approved
- ASSET ADVISORS INVESTMENT MANAGEMENT, LLCRegistered Investment Advisers · CRD # 297305 · GA · Approved
- ASSET ADVISORY GROUP, INC.Registered Investment Advisers · CRD # 106618 · NJ · Approved
- ASSET ALLOCATION & MANAGEMENT COMPANY, LLCRegistered Investment Advisers · CRD # 109875 · IL · Approved
- ASSET ALLOCATION STRATEGIES, LLCRegistered Investment Advisers · CRD # 152339 · MI · Approved
- ASSET CONSULTING GROUP, LLCRegistered Investment Advisers · CRD # 107574 · MO · Approved
- ASSET DEDICATION, LLCRegistered Investment Advisers · CRD # 151988 · CA · Approved
- ASSET GROWTH SOLUTIONS, LLCRegistered Investment Advisers · CRD # 342319 · AZ · Approved
- ASSET MANAGEMENT ADVISORS, LLCRegistered Investment Advisers · CRD # 111309 · OK · Approved
- ASSET MANAGEMENT CONSULTING SERVICES, INC.Registered Investment Advisers · CRD # 128793 · NJ · Approved
- ASSET MANAGEMENT GROUP INVESTMENT CORP.Registered Investment Advisers · CRD # 168369 · CO · Approved
- ASSET MANAGEMENT GROUP, INC.Registered Investment Advisers · CRD # 110116 · CT · Approved
- ASSET MANAGEMENT ONE CO., LTD.Registered Investment Advisers · CRD # 110843 · Approved
- ASSET MANAGEMENT ONE USA INC.Registered Investment Advisers · CRD # 108982 · NY · Approved
- ASSET MANAGEMENT SERVICES, INC.Registered Investment Advisers · CRD # 110803 · Approved
- ASSET MANAGEMENT STRATEGIES, INC.Registered Investment Advisers · CRD # 135173 · IN · Approved
- ASSET ONE WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 336350 · WA · Approved
- ASSET PLANNING CORPORATIONRegistered Investment Advisers · CRD # 126242 · FL · Approved
- ASSET PLANNING SERVICES INCRegistered Investment Advisers · CRD # 104715 · LA · Approved
- ASSET PLANNING, INCRegistered Investment Advisers · CRD # 111535 · CA · Approved
- ASSET PRESERVATION ADVISORS, LLCRegistered Investment Advisers · CRD # 106741 · GA · Approved
- ASSET PRESERVATION GROUP INCRegistered Investment Advisers · CRD # 108150 · TX · Approved
- ASSET RISK CONSULTANTS (UK) LIMITEDRegistered Investment Advisers · CRD # 292916 · Approved
- ASSET STRATEGY ADVISORS, LLCRegistered Investment Advisers · CRD # 139879 · MA · Approved