Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- ARTIENCE CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 150762 · Approved
- ARTIFEX FINANCIAL GROUP, LLCRegistered Investment Advisers · CRD # 140643 · OH · Approved
- ARTISAN PARTNERS LIMITED PARTNERSHIPRegistered Investment Advisers · CRD # 150114 · WI · Approved
- ARTISAN PARTNERS UK LLPRegistered Investment Advisers · CRD # 152711 · Approved
- ARTIST CAPITAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 296835 · NY · Approved
- ARVEST INVESTMENTS, INC.Registered Investment Advisers · CRD # 42057 · AR · Approved
- ARVIN CAPITAL MANAGEMENT LPRegistered Investment Advisers · CRD # 315672 · TX · Approved
- ARWA LLCRegistered Investment Advisers · CRD # 337220 · TX · Approved
- ARX MANAGEMENT, LLCRegistered Investment Advisers · CRD # 305659 · CA · Approved
- ARX PRIVATE WEALTHRegistered Investment Advisers · CRD # 338631 · PA · Approved
- AS AVARON ASSET MANAGEMENTRegistered Investment Advisers · CRD # 282350 · Approved
- AS TRIGON ASSET MANAGEMENTRegistered Investment Advisers · CRD # 286092 · Approved
- ASA ASSET MANAGEMENT LLCRegistered Investment Advisers · CRD # 335177 · NY · Approved
- ASA MANAGED ACCOUNT MANAGERS LLCRegistered Investment Advisers · CRD # 162855 · MN · Approved
- ASAL INVEST LLCRegistered Investment Advisers · CRD # 340305 · VA · Approved
- ASANA PARTNERS, LPRegistered Investment Advisers · CRD # 284477 · NC · Approved
- ASB CAPITAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 110995 · MD · Approved
- ASCEND CAPITAL PARTNERS MANAGER, L.P.Registered Investment Advisers · CRD # 310515 · NY · Approved
- ASCEND INTERPLAY, LLCRegistered Investment Advisers · CRD # 317344 · NY · Approved
- ASCENDANT CAPITAL PARTNERS LPRegistered Investment Advisers · CRD # 306257 · CA · Approved
- ASCENDOR WEALTH, LLCRegistered Investment Advisers · CRD # 148969 · NC · Approved
- ASCENSION CAPITAL ADVISORS, INC.Registered Investment Advisers · CRD # 109518 · TX · Approved
- ASCENSION INVESTMENT MANAGEMENT, LLCRegistered Investment Advisers · CRD # 159767 · MO · Approved
- ASCENSION WEALTH PARTNERS, LLCRegistered Investment Advisers · CRD # 146451 · CA · Approved
- ASCENSUS INVESTMENT ADVISORS, LLCRegistered Investment Advisers · CRD # 120632 · MA · Approved
- ASCENT ADVISORS LLCRegistered Investment Advisers · CRD # 335353 · MN · Approved
- ASCENT CAPITAL PARTNERS, LLCRegistered Investment Advisers · CRD # 291218 · AZ · Approved
- ASCENT FINANCIAL GROUP LLCRegistered Investment Advisers · CRD # 325706 · VA · Approved
- ASCENT WEALTH PARTNERS, LLCRegistered Investment Advisers · CRD # 158898 · NY · Approved
- ASCENTIO CAPITAL, LPRegistered Investment Advisers · CRD # 343623 · NY · 120-Day Approval
- ASCENTIS ASSET MANAGEMENT, LLCRegistered Investment Advisers · CRD # 318126 · TX · Approved
- ASCENTIS INDEPENDENT ADVISORS, LLCRegistered Investment Advisers · CRD # 322879 · TX · Approved
- ASCENTIS WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 330923 · TX · Approved
- ASCENTRIS, LLCRegistered Investment Advisers · CRD # 154814 · CO · Approved
- ASCO FINANCIAL GROUP, INC.Registered Investment Advisers · CRD # 124395 · PA · Approved
- ASEMPA, LLCRegistered Investment Advisers · CRD # 328609 · LA · Approved
- ASESORDEINVERSIONES.COM LTDRegistered Investment Advisers · CRD # 331588 · Approved
- ASH INVESTMENT PARTNERS, LLCRegistered Investment Advisers · CRD # 322109 · GA · Approved
- ASHBAY CAPITAL, LLCRegistered Investment Advisers · CRD # 168788 · NY · Approved
- ASHDON INVESTMENT MANAGEMENT, LLCRegistered Investment Advisers · CRD # 130180 · TN · Approved
- ASHE CAPITAL MANAGEMENT, LPRegistered Investment Advisers · CRD # 169616 · NJ · Approved
- ASHFORD ADVISORS, LLCRegistered Investment Advisers · CRD # 114238 · NY · Approved
- ASHFORD CAPITAL MANAGEMENT INCRegistered Investment Advisers · CRD # 110696 · DE · Approved
- ASHMORE INVESTMENT ADVISORS LIMITEDRegistered Investment Advisers · CRD # 170303 · Approved
- ASHMORE INVESTMENT MANAGEMENT LTDRegistered Investment Advisers · CRD # 112551 · Approved
- ASHOKA WHITEOAK CAPITAL PTE. LTD.Registered Investment Advisers · CRD # 299712 · Approved
- ASHTON THOMAS PRIVATE WEALTH, LLCRegistered Investment Advisers · CRD # 153902 · AZ · Approved
- ASHTON THOMAS SECURITIES, LLCRegistered Investment Advisers · CRD # 16629 · NY · Approved
- ASHWOOD ADVISORS, LLCRegistered Investment Advisers · CRD # 128811 · MA · Approved
- ASHWORTH WEALTH, LLCRegistered Investment Advisers · CRD # 116950 · UT · Approved