Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- ARISTOTLE PACIFIC CAPITAL, LLCRegistered Investment Advisers · CRD # 298050 · CA · Approved
- ARISTOTLE PACIFIC CLO ADVISER III, LLCRegistered Investment Advisers · CRD # 339520 · CA · Approved
- ARIXA MANAGEMENT, LLCRegistered Investment Advisers · CRD # 336603 · CA · Approved
- ARJUNA CAPITAL, LLCRegistered Investment Advisers · CRD # 283713 · MA · Approved
- ARK & TLK INVESTMENTS, LLCRegistered Investment Advisers · CRD # 205512 · OK · Approved
- ARK ADVISORS LLCRegistered Investment Advisers · CRD # 167456 · IL · Approved
- ARK CAPITAL INVESTMENTS LLCRegistered Investment Advisers · CRD # 343735 · FL · Approved
- ARK INVESTMENT MANAGEMENT LLCRegistered Investment Advisers · CRD # 169525 · FL · Approved
- ARK ROYAL WEALTH MANAGEMENT LLCRegistered Investment Advisers · CRD # 175151 · NC · Approved
- ARK WEALTH ADVISORS, LLCRegistered Investment Advisers · CRD # 309396 · CA · Approved
- ARK WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 317264 · TX · Approved
- ARKA CAPITAL A.M. LTDRegistered Investment Advisers · CRD # 339997 · Approved
- ARKADIOS WEALTH ADVISORS LLCRegistered Investment Advisers · CRD # 288863 · GA · Approved
- ARKFELD WEALTH STRATEGIES, L.L.C.Registered Investment Advisers · CRD # 293175 · NE · Approved
- ARKHOUSE MANAGEMENT CO. LPRegistered Investment Advisers · CRD # 325180 · NY · Approved
- ARKOS GLOBAL ADVISORS, LLCRegistered Investment Advisers · CRD # 287466 · TX · Approved
- ARKVIEW CAPITAL, L.P.Registered Investment Advisers · CRD # 316130 · CT · Approved
- ARLEN CAPITAL, LLCRegistered Investment Advisers · CRD # 118113 · RI · Approved
- ARLINGTON CAPITAL MANAGEMENT, INC.Registered Investment Advisers · CRD # 114801 · IL · Approved
- ARLINGTON FINANCIAL ADVISORS, LLCRegistered Investment Advisers · CRD # 283288 · CA · Approved
- ARLINGTON MANAGEMENT EMPLOYEES, LLCRegistered Investment Advisers · CRD # 160265 · MD · Approved
- ARLINGTON PARTNERS LLCRegistered Investment Advisers · CRD # 109335 · AL · Approved
- ARLON ADVISOR LLCRegistered Investment Advisers · CRD # 160635 · NY · Approved
- ARM FINANCIAL LLCRegistered Investment Advisers · CRD # 144340 · Approved
- ARMADA ADVISORS, INC.Registered Investment Advisers · CRD # 150416 · FL · Approved
- ARMADA CAPITAL LLCRegistered Investment Advisers · CRD # 307382 · Approved
- ARMADA ETF ADVISORS LLCRegistered Investment Advisers · CRD # 317979 · MI · Approved
- ARMADILLO LITIGATION FUNDING LLCRegistered Investment Advisers · CRD # 310764 · TX · Approved
- ARMATUS CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 284800 · Approved
- ARMBRUSTER CAPITAL MANAGEMENT, INC.Registered Investment Advisers · CRD # 151590 · NY · Approved
- ARMISTICE CAPITAL LLCRegistered Investment Advisers · CRD # 168978 · NY · Approved
- ARMOR ADVISORS, L.L.C.Registered Investment Advisers · CRD # 157238 · NY · Approved
- ARMOR INVESTMENT ADVISORS, LLCRegistered Investment Advisers · CRD # 134200 · NC · Approved
- ARMORY CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 149008 · NY · Approved
- ARMOUR CAPITAL MANAGEMENT LPRegistered Investment Advisers · CRD # 164570 · FL · Approved
- ARMOUR WEALTH ADVISORS, LLCRegistered Investment Advisers · CRD # 306171 · WA · Approved
- ARMSTRONG ADVISORY GROUP INC.Registered Investment Advisers · CRD # 318662 · MA · Approved
- ARMSTRONG, FLEMING & MOORE, INC.Registered Investment Advisers · CRD # 107347 · DC · Approved
- ARNHOLD LLCRegistered Investment Advisers · CRD # 290117 · NY · Approved
- ARNIE ADVISORS LLCRegistered Investment Advisers · CRD # 307049 · Approved
- ARNOLD CASTELLANO AND ASSOCIATES, LLCRegistered Investment Advisers · CRD # 117369 · LA · Approved
- ARNOLD FINANCIAL PLANNING LLCRegistered Investment Advisers · CRD # 283698 · IA · Approved
- ARNOLD WEITZ & CORegistered Investment Advisers · CRD # 108026 · NE · Approved
- AROHI ASSET MANAGEMENT PTE LTD.Registered Investment Advisers · CRD # 160798 · Approved
- AROSA CAPITAL MANAGEMENT LPRegistered Investment Advisers · CRD # 169851 · FL · Approved
- ARQ WEALTH ADVISORS, LLCRegistered Investment Advisers · CRD # 147351 · AZ · Approved
- ARRIEN INVESTMENTS, INC.Registered Investment Advisers · CRD # 321819 · ID · Approved
- ARRINGTON CAPITAL INVESTMENT MANAGEMENT, LLCRegistered Investment Advisers · CRD # 292038 · FL · Approved
- ARRIVAL CAPITAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 126547 · NY · Approved
- ARROW CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 165190 · NY · Approved