Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- AQS ASSET MANAGEMENT, L.L.C.Registered Investment Advisers · CRD # 131544 · TX · Approved
- AQUA ADVISORS LLCRegistered Investment Advisers · CRD # 285399 · Approved
- AQUA CAPITAL ADVISORS LLCRegistered Investment Advisers · CRD # 151887 · CA · Approved
- AQUAMARINE FINANCIAL (CAYMAN) LTDRegistered Investment Advisers · CRD # 335337 · Approved
- AQUARIAN HOLDINGS INVESTMENT MANAGEMENT LLCRegistered Investment Advisers · CRD # 292769 · NY · Approved
- AQUARIAN HOLDINGS MANAGEMENT LLCRegistered Investment Advisers · CRD # 293116 · NY · Approved
- AQUATIC CAPITAL MANAGEMENT LLCRegistered Investment Advisers · CRD # 307291 · IL · Approved
- AQUILINE MANAGEMENT HOLDINGS LPRegistered Investment Advisers · CRD # 327352 · NY · Approved
- AQUIRE WEALTH ADVISORS, LLCRegistered Investment Advisers · CRD # 149559 · UT · Approved
- AR ASSET MANAGEMENT, INC.Registered Investment Advisers · CRD # 110342 · CA · Approved
- ARA ADVISERS, LLCRegistered Investment Advisers · CRD # 298845 · TX · Approved
- ARA GC PARTNERS, LLCRegistered Investment Advisers · CRD # 334354 · TX · Approved
- ARABLE CAPITAL PARTNERS, LLCRegistered Investment Advisers · CRD # 287629 · WA · Approved
- ARAGON CAPITAL LLCRegistered Investment Advisers · CRD # 166958 · FL · Approved
- ARAGON CAPITAL, LLCRegistered Investment Advisers · CRD # 337597 · AL · Approved
- ARAGON GLOBAL MANAGEMENT, LPRegistered Investment Advisers · CRD # 156043 · FL · Approved
- ARARAT CAPITAL MANAGEMENT LPRegistered Investment Advisers · CRD # 291783 · CT · Approved
- ARAVALLI CAPITAL MANAGEMENT LPRegistered Investment Advisers · CRD # 327861 · NY · Approved
- ARAX ADVISORY PARTNERS, LLCRegistered Investment Advisers · CRD # 133535 · NY · Approved
- ARBA CREDIT MANAGEMENT, L.P.Registered Investment Advisers · CRD # 304734 · PA · Approved
- ARBALPHA CAPITAL, LLCRegistered Investment Advisers · CRD # 327158 · FL · Approved
- ARBION LIMITEDRegistered Investment Advisers · CRD # 155663 · Approved
- ARBITER PARTNERS CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 156290 · NY · Approved
- ARBOR FINANCIAL SERVICES, LLCRegistered Investment Advisers · CRD # 150713 · IL · Approved
- ARBOR INVESTMENT ADVISORS, LLCRegistered Investment Advisers · CRD # 111077 · NC · Approved
- ARBOR INVESTMENT MANAGEMENT, LLCRegistered Investment Advisers · CRD # 154735 · MI · Approved
- ARBOR INVESTMENTS MANAGEMENT, LLCRegistered Investment Advisers · CRD # 157442 · FL · Approved
- ARBOR PRIVATE WEALTH, LLCRegistered Investment Advisers · CRD # 315812 · VA · Approved
- ARBOR REALTY COLLATERAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 163425 · NY · Approved
- ARBOR TRUST WEALTH ADVISORS, LLCRegistered Investment Advisers · CRD # 169611 · MI · Approved
- ARBOR WEALTH ADVISORS LLCRegistered Investment Advisers · CRD # 169570 · MI · Approved
- ARBOR WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 168774 · AZ · Approved
- ARBORFI ADVISORS, LLCRegistered Investment Advisers · CRD # 305009 · MI · Approved
- ARBORSTONE FINANCIAL, LLCRegistered Investment Advisers · CRD # 338225 · MA · Approved
- ARBOUR LANE CAPITAL MANAGEMENT LPRegistered Investment Advisers · CRD # 298198 · CT · Approved
- ARBUS CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 148709 · Approved
- ARC ADVISORY LLCRegistered Investment Advisers · CRD # 330258 · CA · Approved
- ARC CAPITAL PARTNERS LLCRegistered Investment Advisers · CRD # 342797 · CA · Approved
- ARC24 MANAGEMENT, LPRegistered Investment Advisers · CRD # 331983 · NY · Approved
- ARC70 ADVISERS LPRegistered Investment Advisers · CRD # 288087 · CA · Approved
- ARCA CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 305964 · CA · Approved
- ARCA INVESTMENT MANAGEMENT, LLCRegistered Investment Advisers · CRD # 298298 · CA · Approved
- ARCA WEALTH, LLCRegistered Investment Advisers · CRD # 174765 · NH · Approved
- ARCADIA FUNDS, LLCRegistered Investment Advisers · CRD # 166087 · MA · Approved
- ARCADIA INVESTMENT ADVISORS, LLCRegistered Investment Advisers · CRD # 109590 · ID · Approved
- ARCADIA INVESTMENT PARTNERS LLCRegistered Investment Advisers · CRD # 161426 · NY · Approved
- ARCADIA WEALTH MANAGEMENT, INC.Registered Investment Advisers · CRD # 165504 · NY · Approved
- ARCADIA WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 284925 · NH · Approved
- ARCADIUS CAPITAL PARTNERS INC.Registered Investment Advisers · CRD # 173645 · Approved
- ARCAP PARTNERS LLCRegistered Investment Advisers · CRD # 313006 · NY · Approved