Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- ALTURA MANAGEMENT COMPANY, LLCRegistered Investment Advisers · CRD # 312348 · FL · Approved
- ALTURA PRIVATE WEALTH LLCRegistered Investment Advisers · CRD # 340533 · UT · Approved
- ALTURA WEALTH ADVISORS INC.Registered Investment Advisers · CRD # 309501 · CA · Approved
- ALTUS CAPITAL PARTNERS, INC.Registered Investment Advisers · CRD # 159529 · CT · Approved
- ALTUS WEALTH GROUP, LLCRegistered Investment Advisers · CRD # 287848 · CO · Approved
- ALTUS WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 153650 · KY · Approved
- ALUA CAPITAL MANAGEMENT LPRegistered Investment Advisers · CRD # 310536 · NY · Approved
- ALUMAN INC.Registered Investment Advisers · CRD # 281073 · Approved
- ALUMINA INVESTMENT MANAGEMENT, LLCRegistered Investment Advisers · CRD # 164273 · NC · Approved
- ALVEO WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 166898 · Approved
- ALVIN CLAY FINANCIAL ADVISORS, LLCRegistered Investment Advisers · CRD # 226655 · PA · Approved
- ALYESKA INVESTMENT GROUP, L.P.Registered Investment Advisers · CRD # 155058 · IL · Approved
- AM INVESTMENT STRATEGIES, LLCRegistered Investment Advisers · CRD # 165823 · TN · Approved
- AMALIA PARTNER AGRegistered Investment Advisers · CRD # 338138 · Approved
- AMALTASH ADVISORS LLCRegistered Investment Advisers · CRD # 341060 · Approved
- AMARA FINANCIAL, LLCRegistered Investment Advisers · CRD # 308290 · CA · Approved
- AMAZZ INVESTMENT MANAGEMENT, INC.Registered Investment Advisers · CRD # 126545 · NY · Approved
- AMBER INFRASTRUCTURE INVESTMENT ADVISOR LLCRegistered Investment Advisers · CRD # 328406 · NY · Approved
- AMBERJACK CAPITAL PARTNERS, L.P.Registered Investment Advisers · CRD # 161464 · TX · Approved
- AMBERLAKE PARTNERS SAMRegistered Investment Advisers · CRD # 322274 · Approved
- AMBROSE CAPITAL ADVISORS, LLCRegistered Investment Advisers · CRD # 341604 · IN · Approved
- AMELIORA WEALTH MANAGEMENT LTD.Registered Investment Advisers · CRD # 164038 · Approved
- AMERANT INVESTMENTS, INC.Registered Investment Advisers · CRD # 117284 · FL · Approved
- AMERAUDI ASSET MANAGEMENT, INC.Registered Investment Advisers · CRD # 119854 · NY · Approved
- AMERGIN ASSET MANAGEMENT, LLCRegistered Investment Advisers · CRD # 323350 · FL · Approved
- AMERICA FIRST INVESTMENT ADVISORS LLCRegistered Investment Advisers · CRD # 106984 · NE · Approved
- AMERICAN ALPHA ADVISORS, LLCRegistered Investment Advisers · CRD # 291796 · NY · Approved
- AMERICAN ASSETS INVESTMENT MANAGEMENT, LLCRegistered Investment Advisers · CRD # 131660 · CA · Approved
- AMERICAN BEACON ADVISORS, INC.Registered Investment Advisers · CRD # 105552 · TX · Approved
- AMERICAN CAPITAL ADVISORY, LLCRegistered Investment Advisers · CRD # 141944 · ID · Approved
- AMERICAN CAPITAL MANAGEMENT INCRegistered Investment Advisers · CRD # 110861 · NY · Approved
- AMERICAN CENTURY INVESTMENT MANAGEMENT INCRegistered Investment Advisers · CRD # 105778 · MO · Approved
- AMERICAN CENTURY INVESTMENTS PRIVATE CLIENT GROUP, INC.Registered Investment Advisers · CRD # 290043 · MO · Approved
- AMERICAN COMMUNITY WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 147376 · IL · Approved
- AMERICAN DISCOVERY INVESTMENT ADVISORS, LLCRegistered Investment Advisers · CRD # 301331 · CA · Approved
- AMERICAN EXPATS IN EUROPE LTD.Registered Investment Advisers · CRD # 319225 · Approved
- AMERICAN FINANCIAL & TAX STRATEGIES, INC.Registered Investment Advisers · CRD # 115559 · NY · Approved
- AMERICAN FINANCIAL ADVISORS INCRegistered Investment Advisers · CRD # 108530 · FL · Approved
- AMERICAN FINANCIAL ADVISORS, LLC.Registered Investment Advisers · CRD # 115824 · GA · Approved
- AMERICAN FINANCIAL MANAGEMENT, LTD.Registered Investment Advisers · CRD # 111016 · MD · Approved
- AMERICAN FUNDSTARS FINANCIAL GROUP LLCRegistered Investment Advisers · CRD # 315860 · CA · Approved
- AMERICAN INDEPENDENT SECURITIES GROUP, LLCRegistered Investment Advisers · CRD # 135288 · ID · Approved
- AMERICAN INFRASTRUCTURE PARTNERS, LLCRegistered Investment Advisers · CRD # 299402 · CA · Approved
- AMERICAN INVESTMENT ADVISORS INCRegistered Investment Advisers · CRD # 104579 · WI · Approved
- AMERICAN INVESTMENT SERVICES INCRegistered Investment Advisers · CRD # 110043 · MA · Approved
- AMERICAN MONEY MANAGEMENT CORPORATION ("AMMC")Registered Investment Advisers · CRD # 161853 · OH · Approved
- AMERICAN MONEY MANAGEMENT, LLCRegistered Investment Advisers · CRD # 115357 · CA · Approved
- AMERICAN MORTGAGE INVESTMENT PARTNERS MANAGEMENT, LLCRegistered Investment Advisers · CRD # 284231 · CA · Approved
- AMERICAN NORTHWEST ADVISORY SERVICES L.L.C.Registered Investment Advisers · CRD # 110117 · WA · Approved
- AMERICAN PACIFIC GROUP, L.P.Registered Investment Advisers · CRD # 306218 · CA · Approved