Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- ALLIANCE WEALTH STRATEGIES, LLCRegistered Investment Advisers · CRD # 173559 · VA · Approved
- ALLIANCEBERNSTEIN CORPORATIONRegistered Investment Advisers · CRD # 107445 · NY · Approved
- ALLIANCEBERNSTEIN HOLDING L.P.Registered Investment Advisers · CRD # 106998 · TN · Approved
- ALLIANCEBERNSTEIN L.P.Registered Investment Advisers · CRD # 108477 · TN · Approved
- ALLIANT SECURITIES, INC.Registered Investment Advisers · CRD # 7726 · WA · Approved
- ALLIANZ CAPITAL PARTNERS OF AMERICA LLCRegistered Investment Advisers · CRD # 161684 · NY · Approved
- ALLIANZ GLOBAL INVESTORS ASIA PACIFIC LIMITEDRegistered Investment Advisers · CRD # 289358 · Approved
- ALLIANZ INVESTMENT MANAGEMENT LLCRegistered Investment Advisers · CRD # 111925 · MN · Approved
- ALLIE FAMILY OFFICE LLCRegistered Investment Advisers · CRD # 307144 · FL · Approved
- ALLIED ASSET ADVISORS INCRegistered Investment Advisers · CRD # 112441 · IL · Approved
- ALLIED INVESTMENT ADVISORS LLCRegistered Investment Advisers · CRD # 159103 · MT · Approved
- ALLIED PORTFOLIO MANAGEMENT, INC.Registered Investment Advisers · CRD # 113809 · AZ · Approved
- ALLIED PRIVATE WEALTHRegistered Investment Advisers · CRD # 328952 · FL · Approved
- ALLIES CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 319640 · NY · Approved
- ALLISON INVESTMENT MANAGEMENT, LLCRegistered Investment Advisers · CRD # 124645 · SC · Approved
- ALLIUM FINANCIAL ADVISORS, LLCRegistered Investment Advisers · CRD # 288462 · OR · Approved
- ALLOCATE MANAGEMENT COMPANY, LLCRegistered Investment Advisers · CRD # 316814 · CA · Approved
- ALLOCATOR SOLUTIONS, LLCRegistered Investment Advisers · CRD # 337300 · MO · Approved
- ALLODIUM INVESTMENT CONSULTANTS, LLCRegistered Investment Advisers · CRD # 135812 · MN · Approved
- ALLOS INVESTMENT ADVISORS, LLCRegistered Investment Advisers · CRD # 155541 · KS · Approved
- ALLPOINT FINANCIAL GROUP LLCRegistered Investment Advisers · CRD # 301028 · CA · Approved
- ALLRED CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 297533 · TX · Approved
- ALLRIDGE WEALTH MANAGEMENT, P.C.Registered Investment Advisers · CRD # 117249 · VA · Approved
- ALLSPRING FUNDS MANAGEMENT, LLCRegistered Investment Advisers · CRD # 110841 · NC · Approved
- ALLSPRING GLOBAL INVESTMENTS (SINGAPORE) PTE. LTD.Registered Investment Advisers · CRD # 324043 · Approved
- ALLSPRING GLOBAL INVESTMENTS (UK) LIMITEDRegistered Investment Advisers · CRD # 132377 · Approved
- ALLSPRING GLOBAL INVESTMENTS, LLCRegistered Investment Advisers · CRD # 104973 · NC · Approved
- ALLSQUARE WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 153591 · NY · Approved
- ALLSTATE FINANCIAL ADVISORS, LLCRegistered Investment Advisers · CRD # 109524 · NE · Approved
- ALLSTATE INVESTMENT MANAGEMENT COMPANYRegistered Investment Advisers · CRD # 107775 · IL · Approved
- ALLSTREET CAPITAL LLCRegistered Investment Advisers · CRD # 283564 · CA · Approved
- ALLSTREET FINANCIAL, LLCRegistered Investment Advisers · CRD # 281661 · PA · Approved
- ALLUVIAL CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 169638 · Approved
- ALLVET FINANCIAL LLCRegistered Investment Advisers · CRD # 336247 · Approved
- ALLWORTH FINANCIAL, L.P.Registered Investment Advisers · CRD # 111167 · CA · Approved
- ALLY BRIDGE GROUP (NY) LLCRegistered Investment Advisers · CRD # 291072 · NY · Approved
- ALLY BRIDGE GROUP (PE) LLCRegistered Investment Advisers · CRD # 315273 · NY · Approved
- ALLY INVEST ADVISORS INCRegistered Investment Advisers · CRD # 170301 · NC · Approved
- ALM FIRST FINANCIAL ADVISORS LLCRegistered Investment Advisers · CRD # 108561 · TX · Approved
- ALMANACK INVESTMENT PARTNERS, LLCRegistered Investment Advisers · CRD # 282428 · PA · Approved
- ALMEGA WEALTH MANAGEMENT LLCRegistered Investment Advisers · CRD # 316840 · AZ · Approved
- ALMITAS CAPITAL LLCRegistered Investment Advisers · CRD # 166705 · CA · Approved
- ALONGSIDE, LLCRegistered Investment Advisers · CRD # 333587 · TX · Approved
- ALOOOLA, LLCRegistered Investment Advisers · CRD # 325090 · NJ · Approved
- ALPACA VC INVESTMENT MANAGEMENT LLCRegistered Investment Advisers · CRD # 317262 · NY · Approved
- ALPEN PARTNERS INTERNATIONAL AGRegistered Investment Advisers · CRD # 291759 · Approved
- ALPENGLOBAL CAPITAL, LLCRegistered Investment Advisers · CRD # 140186 · Approved
- ALPHA ADVISORS, LLCRegistered Investment Advisers · CRD # 118107 · VA · Approved
- ALPHA ANALYTICS INVESTMENT GROUP LLCRegistered Investment Advisers · CRD # 109844 · CA · Approved
- ALPHA ARCHITECT, LLCRegistered Investment Advisers · CRD # 153905 · PA · Approved