Investment advisers registered with the SEC and exempt reporting advisers, from the SEC's own list.
23,988 advisers listed by the U.S. Securities and Exchange Commission, searchable by name, CRD number, list, registration status and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Information About Registered Investment Advisers and Exempt Reporting Advisers
Information last checked: 2 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- ALIGN CAPITAL PARTNERS, LPRegistered Investment Advisers · CRD # 284487 · OH · Approved
- ALIGN FINANCIAL, LLCRegistered Investment Advisers · CRD # 309238 · MN · Approved
- ALIGN PRIVATE CAPITALRegistered Investment Advisers · CRD # 304506 · FL · Approved
- ALIGN VENTURES SPECIAL OPPORTUNITY GP SPV I, LLCRegistered Investment Advisers · CRD # 323154 · Approved
- ALIGN WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 323615 · CA · Approved
- ALIGNE WEALTH PRESERVATION & INSURANCE SERVICES, LLC.Registered Investment Advisers · CRD # 321735 · CA · Approved
- ALIGNED CLIMATE CAPITAL LLCRegistered Investment Advisers · CRD # 304716 · NY · Approved
- ALIGNMENT FINANCIAL GROUP, LLCRegistered Investment Advisers · CRD # 306644 · Approved
- ALIGNMENT GROWTH MANAGEMENT LLCRegistered Investment Advisers · CRD # 319136 · NY · Approved
- ALINDA CAPITAL PARTNERS LTDRegistered Investment Advisers · CRD # 156918 · CT · Approved
- ALINEA ADVISORY SERVICES LLCRegistered Investment Advisers · CRD # 311782 · NY · Approved
- ALISIO CAPITAL PARTNERS LLCRegistered Investment Advisers · CRD # 343516 · Approved
- ALIYA CAPITAL PARTNERS LLCRegistered Investment Advisers · CRD # 305988 · FL · Approved
- ALJEN ASSET MANAGEMENT LLCRegistered Investment Advisers · CRD # 128962 · NJ · Approved
- ALJIAN CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 167381 · NV · Approved
- ALJZ CONSULTING, LLCRegistered Investment Advisers · CRD # 332823 · Approved
- ALKA PARTNERS, LLCRegistered Investment Advisers · CRD # 338183 · TX · Approved
- ALKEME INVESTMENTS LLCRegistered Investment Advisers · CRD # 332434 · AZ · Approved
- ALKEME WEALTH, LLCRegistered Investment Advisers · CRD # 143420 · AZ · Approved
- ALKEN ASSET MANAGEMENT LTDRegistered Investment Advisers · CRD # 329119 · Approved
- ALKEON CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 118059 · NY · Approved
- ALL STAR FINANCIAL LLCRegistered Investment Advisers · CRD # 323765 · MN · Approved
- ALL TERRAIN FINANCIAL ADVISORS, LLCRegistered Investment Advisers · CRD # 286683 · MN · Approved
- ALLARD PARTNERS LIMITEDRegistered Investment Advisers · CRD # 138933 · Approved
- ALLARIA ASSET MANAGEMENT, LLCRegistered Investment Advisers · CRD # 287513 · FL · Approved
- ALLEGHENY FINANCIAL GROUPRegistered Investment Advisers · CRD # 104690 · PA · Approved
- ALLEGHENY INVESTMENTSRegistered Investment Advisers · CRD # 7597 · PA · Approved
- ALLEGIANCE FINANCIAL ADVISORS, INC.Registered Investment Advisers · CRD # 127293 · FL · Approved
- ALLEGIANCE FINANCIAL GROUP ADVISORY SERVICES LLCRegistered Investment Advisers · CRD # 313110 · VA · Approved
- ALLEGIANCE FINANCIAL GROUP, INC.Registered Investment Advisers · CRD # 113826 · ME · Approved
- ALLEGIANT WEALTH ADVISORS, LLCRegistered Investment Advisers · CRD # 330239 · OK · Approved
- ALLEGRO MINERAL PARTNERS LLCRegistered Investment Advisers · CRD # 324740 · TX · Approved
- ALLEN CAPITAL GROUP, LLCRegistered Investment Advisers · CRD # 135879 · NE · Approved
- ALLEN CAPITAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 135147 · WA · Approved
- ALLEN FINANCIAL MANAGEMENT, LLCRegistered Investment Advisers · CRD # 153511 · MI · Approved
- ALLEN INVESTMENT MANAGEMENT, LLCRegistered Investment Advisers · CRD # 124454 · NY · Approved
- ALLEN WEALTH MANAGEMENT, LLCRegistered Investment Advisers · CRD # 133038 · NC · Approved
- ALLEN, MOONEY & BARNES INVESTMENT ADVISORS, LLCRegistered Investment Advisers · CRD # 113106 · GA · Approved
- ALLEY INVESTMENT MANAGEMENT COMPANY, LLCRegistered Investment Advisers · CRD # 317544 · IL · Approved
- ALLGEN FINANCIAL ADVISORS, INC.Registered Investment Advisers · CRD # 126877 · FL · Approved
- ALLIANCE ADVISORY & SECURITIES, LLCRegistered Investment Advisers · CRD # 18835 · CA · Approved
- ALLIANCE CONSUMER GROWTH, LLCRegistered Investment Advisers · CRD # 163639 · NY · Approved
- ALLIANCE INVESTMENT MANAGEMENT, LLCRegistered Investment Advisers · CRD # 152012 · MI · Approved
- ALLIANCE OF WEALTH ADVISORS, LLCRegistered Investment Advisers · CRD # 164428 · SD · Approved
- ALLIANCE PARTNERS LLCRegistered Investment Advisers · CRD # 157700 · MD · Approved
- ALLIANCE PRIVATE WEALTH, LLCRegistered Investment Advisers · CRD # 316612 · MA · Approved
- ALLIANCE WEALTH ADVISORS, LLCRegistered Investment Advisers · CRD # 288394 · PA · Approved
- ALLIANCE WEALTH ADVISORS, LLCRegistered Investment Advisers · CRD # 314668 · UT · Approved
- ALLIANCE WEALTH MANAGEMENT GROUP, LLCRegistered Investment Advisers · CRD # 169573 · NJ · Approved
- ALLIANCE WEALTH MANAGEMENT PARTNERS LLCRegistered Investment Advisers · CRD # 313195 · TN · Approved