SEC Broker-Dealers Register · Public
Active broker-dealers, from the SEC's own list.
3,271 broker-dealers listed by the U.S. Securities and Exchange Commission, searchable by name, SEC file number and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Company Information About Active Broker-Dealers
Information last checked: 1 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
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Showing 2,951–3,000 of 3,271 matchingSource: SEC Company Information About Active Broker-Dealers
- TRADE-PMR INC.Active Broker-Dealers · SEC file No. 00851390 · FL
- TRADEBOT SYSTEMS, INC.Active Broker-Dealers · SEC file No. 00853557 · MO
- TRADELINK SECURITIES, LLCActive Broker-Dealers · SEC file No. 00866452 · FL
- TRADEMAS INC.Active Broker-Dealers · SEC file No. 00866292 · NY
- TRADEPRO SECURITIES, LLC.Active Broker-Dealers · SEC file No. 00852282 · GA
- TRADESK SECURITIES, INC.Active Broker-Dealers · SEC file No. 00870930 · NY
- TRADESTATION SECURITIES, INC.Active Broker-Dealers · SEC file No. 00848711 · FL
- TRADEUP SECURITIES, INC.Active Broker-Dealers · SEC file No. 00836754 · NY
- TRADEWEB DIRECT LLCActive Broker-Dealers · SEC file No. 00852278 · NY
- TRADEWEB LLCActive Broker-Dealers · SEC file No. 00849994 · NY
- TRADEZERO AMERICA, INC.Active Broker-Dealers · SEC file No. 00869736 · NY
- TRADIER BROKERAGE, INC.Active Broker-Dealers · SEC file No. 00852972 · NC
- TRADITION SECURITIES AND DERIVATIVES LLCActive Broker-Dealers · SEC file No. 00843559 · NY
- TRAILMARK INC.Active Broker-Dealers · SEC file No. 00852864 · GA
- TRANSACTIONDRIVERS LLCActive Broker-Dealers · SEC file No. 00846579 · CA
- TRANSAMERICA CAPITAL, LLCActive Broker-Dealers · SEC file No. 00824829 · CO
- TRANSAMERICA FINANCIAL ADVISORS, LLCActive Broker-Dealers · SEC file No. 00833429 · IA
- TRANSAMERICA INVESTORS SECURITIES, LLCActive Broker-Dealers · SEC file No. 00845671 · NY
- TRANSITIONAL BROKER LLCActive Broker-Dealers · SEC file No. 00870353 · UT
- TRANSNATIONAL CAPITAL CORP.Active Broker-Dealers · SEC file No. 00866908 · NY
- TRANSPACIFIC GROUP LLCActive Broker-Dealers · SEC file No. 00867611 · FL
- TRB SECURITIES, LLCActive Broker-Dealers · SEC file No. 00870999 · TX
- TRC MARKETS LLCActive Broker-Dealers · SEC file No. 00869454 · SC
- TREASURY BROKERAGEActive Broker-Dealers · SEC file No. 00867345 · CA
- TREE LINE CAPITAL MARKETS, LLCActive Broker-Dealers · SEC file No. 00870838 · CA
- TREND TRADE SECURITIES LLCActive Broker-Dealers · SEC file No. 00871202 · CA
- TRETE CAPITAL MARKETS, LLCActive Broker-Dealers · SEC file No. 00870701 · UT
- TRIAD SECURITIES CORPActive Broker-Dealers · SEC file No. 00820930 · NY
- TRIDENT PARTNERS LTD.Active Broker-Dealers · SEC file No. 00849342 · NY
- TRINDERO SECURITIES, LLCActive Broker-Dealers · SEC file No. 00871301 · TX
- TRINITY WEALTH SECURITIES, L.L.C.Active Broker-Dealers · SEC file No. 00852801 · FL
- TRIPLE A PARTNERS LLCActive Broker-Dealers · SEC file No. 00867485 · CA
- TRIPLE P SECURITIES, LLCActive Broker-Dealers · SEC file No. 00871006 · IL
- TRIPLETREE, LLCActive Broker-Dealers · SEC file No. 00850015 · MN
- TRITAURIAN CAPITAL, INCORPORATEDActive Broker-Dealers · SEC file No. 00851062 · NY
- TRITON PACIFIC CAPITAL, LLCActive Broker-Dealers · SEC file No. 00849205 · CA
- TRITON PACIFIC SECURITIES, LLCActive Broker-Dealers · SEC file No. 00867262 · CA
- Tritower Real Estate Capital, LLCActive Broker-Dealers · SEC file No. 00869683 · MA
- TRIUMPH CAPITAL MARKETS, LLCActive Broker-Dealers · SEC file No. 00871147 · IL
- TRIVE NEW YORK LLCActive Broker-Dealers · SEC file No. 00839420 · NY
- TRUBEE WEALTH ADVISORS, INC.Active Broker-Dealers · SEC file No. 00802142 · NY
- TRUIST INVESTMENT SERVICES, INC.Active Broker-Dealers · SEC file No. 00835355 · GA
- TRUIST SECURITIES, INC.Active Broker-Dealers · SEC file No. 00817212 · GA
- TRUMID FINANCIAL LLCActive Broker-Dealers · SEC file No. 00869500 · NY
- TRUSTFIRST INC.Active Broker-Dealers · SEC file No. 00848509 · TN
- TRUSTMONT FINANCIAL GROUP, INC.Active Broker-Dealers · SEC file No. 00836439 · PA
- TS IMAGINE BROKERAGE SERVICES, LLCActive Broker-Dealers · SEC file No. 00867807 · NY
- TTBD, LLCActive Broker-Dealers · SEC file No. 00871139 · NY
- TUDOR SECURITIES, LLCActive Broker-Dealers · SEC file No. 00869911 · FL
- TULLY & HOLLAND, INCORPORATEDActive Broker-Dealers · SEC file No. 00844691 · MA