Active broker-dealers, from the SEC's own list.
3,271 broker-dealers listed by the U.S. Securities and Exchange Commission, searchable by name, SEC file number and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Company Information About Active Broker-Dealers
Information last checked: 1 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
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- SYNDICATED CAPITAL, INC.Active Broker-Dealers · SEC file No. 00844162 · CA
- SYNERGY ADVISORS GROUP, LLCActive Broker-Dealers · SEC file No. 00866114 · CA
- TCFG WEALTH MANAGEMENT, LLCActive Broker-Dealers · SEC file No. 00869089 · CA
- TCW FUNDS DISTRIBUTORS LLCActive Broker-Dealers · SEC file No. 00831114 · CA
- TELEGRAPH HILL BD LLCActive Broker-Dealers · SEC file No. 00870171 · CA
- TFA SECURITIES, INC.Active Broker-Dealers · SEC file No. 00869822 · CA
- THE COURTNEY GROUP, LLCActive Broker-Dealers · SEC file No. 00853453 · CA
- THE SPARTAN GROUPActive Broker-Dealers · SEC file No. 00865674 · CA
- TICKRS CLEARINGActive Broker-Dealers · SEC file No. 00870658 · CA
- TIDAL PARTNERS, LLCActive Broker-Dealers · SEC file No. 00871026 · CA
- TOP CAPITAL ADVISORS, INC.Active Broker-Dealers · SEC file No. 00869234 · CA
- TRANSACTIONDRIVERS LLCActive Broker-Dealers · SEC file No. 00846579 · CA
- TREASURY BROKERAGEActive Broker-Dealers · SEC file No. 00867345 · CA
- TREE LINE CAPITAL MARKETS, LLCActive Broker-Dealers · SEC file No. 00870838 · CA
- TREND TRADE SECURITIES LLCActive Broker-Dealers · SEC file No. 00871202 · CA
- TRIPLE A PARTNERS LLCActive Broker-Dealers · SEC file No. 00867485 · CA
- TRITON PACIFIC CAPITAL, LLCActive Broker-Dealers · SEC file No. 00849205 · CA
- TRITON PACIFIC SECURITIES, LLCActive Broker-Dealers · SEC file No. 00867262 · CA
- UNION SQUARE ADVISORS LLCActive Broker-Dealers · SEC file No. 00867371 · CA
- UPHORIZON, LLCActive Broker-Dealers · SEC file No. 00871171 · CA
- UPMARKET SECURITIES LLCActive Broker-Dealers · SEC file No. 00870120 · CA
- US CAPITAL GLOBAL SECURITIES, LLCActive Broker-Dealers · SEC file No. 00869375 · CA
- VALTUS CAPITAL GROUP, LLCActive Broker-Dealers · SEC file No. 00867754 · CA
- VEX SECURITIES, LLCActive Broker-Dealers · SEC file No. 00870833 · CA
- VF SECURITIES, INCActive Broker-Dealers · SEC file No. 00870745 · CA
- VISTA POINT ADVISORS, LLCActive Broker-Dealers · SEC file No. 00868852 · CA
- VOLEON SECURITIES MARKETS LLCActive Broker-Dealers · SEC file No. 00871278 · CA
- WAVEEDGE PARTNERS LLCActive Broker-Dealers · SEC file No. 00865863 · CA
- WAVELAND CAPITAL PARTNERS LLCActive Broker-Dealers · SEC file No. 00848962 · CA
- WBB SECURITIES, LLCActive Broker-Dealers · SEC file No. 00853660 · CA
- WEALTHFRONT BROKERAGE LLCActive Broker-Dealers · SEC file No. 00868534 · CA
- WEDBUSH SECURITIES INC.Active Broker-Dealers · SEC file No. 00812987 · CA
- WESTERN GROWERS FINANCIAL SERVICES, INC.Active Broker-Dealers · SEC file No. 00853458 · CA
- WESTPARK CAPITAL, INC.Active Broker-Dealers · SEC file No. 00848898 · CA
- WHITE OAK MERCHANT PARTNERS LLCActive Broker-Dealers · SEC file No. 00867283 · CA
- WILDRIDGE SECURITIES LLCActive Broker-Dealers · SEC file No. 00871350 · CA
- WILSHIRE PACIFIC CAPITAL ADVISORS, LLCActive Broker-Dealers · SEC file No. 00869451 · CA
- WNC CAPITAL CORPORATIONActive Broker-Dealers · SEC file No. 00847101 · CA
- WOOD WARREN & CO. SECURITIES, LLCActive Broker-Dealers · SEC file No. 00867024 · CA
- WOODSIDE CAPITAL SECURITIES LLCActive Broker-Dealers · SEC file No. 00868469 · CA
- WULFF, HANSEN & CO.Active Broker-Dealers · SEC file No. 00800292 · CA
- XNERGY FINANCIAL LLCActive Broker-Dealers · SEC file No. 00867655 · CA
- YOSEMITE EXECUTION PARTNERS INC.Active Broker-Dealers · SEC file No. 00869173 · CA
- ZANBATO SECURITIES LLCActive Broker-Dealers · SEC file No. 00869654 · CA
- ZATARA CAPITAL SECURITIES LLCActive Broker-Dealers · SEC file No. 00870303 · CA
- ZYTRADE LLCActive Broker-Dealers · SEC file No. 00869511 · CA