SEC Broker-Dealers Register · Public
Active broker-dealers, from the SEC's own list.
3,271 broker-dealers listed by the U.S. Securities and Exchange Commission, searchable by name, SEC file number and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Company Information About Active Broker-Dealers
Information last checked: 1 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
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Showing 2,901–2,950 of 3,271 matchingSource: SEC Company Information About Active Broker-Dealers
- THL CAPITAL MARKETS, LLCActive Broker-Dealers · SEC file No. 00870807 · MA
- THOMA BRAVO CAPITAL MARKETS, LLCActive Broker-Dealers · SEC file No. 00870612 · IL
- THOMAS CAPITAL GROUP, INC.Active Broker-Dealers · SEC file No. 00850986 · WA
- THOMPSON DAVIS & CO., INC.Active Broker-Dealers · SEC file No. 00849386 · VA
- THOMPSON RESEARCH, LLCActive Broker-Dealers · SEC file No. 00871392 · TN
- THORNBURG SECURITIES LLCActive Broker-Dealers · SEC file No. 00831249 · NM
- THORNTON FARISH INC.Active Broker-Dealers · SEC file No. 00837486 · AL
- THOROUGHBRED FINANCIAL SERVICES, LLCActive Broker-Dealers · SEC file No. 00851944 · TN
- THRASHER & CHAMBERS, INC.Active Broker-Dealers · SEC file No. 00839049 · AR
- THREADMARK LPActive Broker-Dealers · SEC file No. 00869535 · NY
- THREE BROTHERS TRADING, LLCActive Broker-Dealers · SEC file No. 00869279 · NJ
- THREE OCEAN SECURITIES LLCActive Broker-Dealers · SEC file No. 00869203 · NY
- THRIVENT DISTRIBUTORS, LLCActive Broker-Dealers · SEC file No. 00869606 · MN
- THRIVENT INVESTMENT MANAGEMENT INC.Active Broker-Dealers · SEC file No. 00836525 · MN
- THURSTON, SPRINGER, MILLER, HERD & TITAK, INC.Active Broker-Dealers · SEC file No. 00825452 · IN
- TI SECURITIES, LLCActive Broker-Dealers · SEC file No. 00870431 · GA
- TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLCActive Broker-Dealers · SEC file No. 00844454 · NC
- TICKRS CLEARINGActive Broker-Dealers · SEC file No. 00870658 · CA
- TIDAL PARTNERS, LLCActive Broker-Dealers · SEC file No. 00871026 · CA
- TIGERBRIDGE CAPITAL LLCActive Broker-Dealers · SEC file No. 00870086 · NY
- TIGRESS FINANCIAL PARTNERS, LLCActive Broker-Dealers · SEC file No. 00868671 · NY
- TIMBREL CAPITAL, LLCActive Broker-Dealers · SEC file No. 00870178 · GA
- TIME EQUITIES SECURITIES LLCActive Broker-Dealers · SEC file No. 00853420 · NY
- TIMECAPITAL SECURITIES CORPORATIONActive Broker-Dealers · SEC file No. 00818248 · NY
- TIMOTHY PARTNERS, LTD.Active Broker-Dealers · SEC file No. 00849589 · FL
- TITAN GLOBAL TECHNOLOGIES LLCActive Broker-Dealers · SEC file No. 00870650 · NY
- TITAN PARTNERS SECURITIES LLCActive Broker-Dealers · SEC file No. 00871303 · NY
- TITLEIST CAPITAL, LLCActive Broker-Dealers · SEC file No. 00865859 · TX
- TJ BENDER & COMPANY, INC.Active Broker-Dealers · SEC file No. 00870016 · GA
- TJM INVESTMENTS, LLCActive Broker-Dealers · SEC file No. 00851370 · IL
- TLG LENOX, LLCActive Broker-Dealers · SEC file No. 00866424 · GA
- TMX ALPHA US, LLCActive Broker-Dealers · SEC file No. 00871182 · NY
- TNCP, LLCActive Broker-Dealers · SEC file No. 00868220 · CT
- TOBIN & COMPANY SECURITIES LLCActive Broker-Dealers · SEC file No. 00867134 · NC
- TOCQUEVILLE SECURITIES L.P.Active Broker-Dealers · SEC file No. 00842223 · NY
- TOP CAPITAL ADVISORS, INC.Active Broker-Dealers · SEC file No. 00869234 · CA
- TOPCAP PARTNERS, INC.Active Broker-Dealers · SEC file No. 00869755 · NY
- TOR BROKERAGE LLCActive Broker-Dealers · SEC file No. 00866903 · NJ
- TORA TRADING SERVICES, LLCActive Broker-Dealers · SEC file No. 00866925 · NY
- TORCH PARTNERS CORPORATE FINANCE INCActive Broker-Dealers · SEC file No. 00868966
- TOSS SECURITIES US LLCActive Broker-Dealers · SEC file No. 00871293 · NY
- TOUCHSTONE SECURITIES, LLCActive Broker-Dealers · SEC file No. 00814052 · OH
- TOURMALINE PARTNERS, LLCActive Broker-Dealers · SEC file No. 00868644 · CT
- TOWER PRINCIPAL MARKETS LLCActive Broker-Dealers · SEC file No. 00870919 · SC
- TOWERBROOK FINANCIAL, L.P.Active Broker-Dealers · SEC file No. 00868721 · NY
- TOYOTA FINANCIAL SERVICES SECURITIES USA CORPORATIONActive Broker-Dealers · SEC file No. 00866961 · TX
- TP ICAP GLOBAL MARKETS AMERICAS LLCActive Broker-Dealers · SEC file No. 00812726 · NY
- TPEG SECURITIES, LLCActive Broker-Dealers · SEC file No. 00867843 · TX
- TPG CAPITAL BD, LLCActive Broker-Dealers · SEC file No. 00867616 · TX
- TRADE CAPITAL MARKETS (TCM) NORTH AMERICA LLCActive Broker-Dealers · SEC file No. 00870811 · NJ