SEC Broker-Dealers Register · Public
Active broker-dealers, from the SEC's own list.
3,271 broker-dealers listed by the U.S. Securities and Exchange Commission, searchable by name, SEC file number and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Company Information About Active Broker-Dealers
Information last checked: 1 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
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Showing 201–250 of 914 matchingSource: SEC Company Information About Active Broker-Dealers
- COMMERZ MARKETS LLCActive Broker-Dealers · SEC file No. 00849647 · NY
- COMMONWEALTH AUSTRALIA SECURITIES LLCActive Broker-Dealers · SEC file No. 00866998 · NY
- CONNAUGHT (U.S.) LLCActive Broker-Dealers · SEC file No. 00870323 · NY
- CONSELLO FINANCIAL LLCActive Broker-Dealers · SEC file No. 00871101 · NY
- COPPER MARKETS (US), INC.Active Broker-Dealers · SEC file No. 00871420 · NY
- CORINTHIAN PARTNERS, L.L.C.Active Broker-Dealers · SEC file No. 00848461 · NY
- CORPORATE FUEL SECURITIES LLCActive Broker-Dealers · SEC file No. 00867189 · NY
- CORPORATE PARTNERS & CO. LLCActive Broker-Dealers · SEC file No. 00869303 · NY
- CORSAIR ADVISORS LLCActive Broker-Dealers · SEC file No. 00869103 · NY
- COVA CAPITAL PARTNERS LLCActive Broker-Dealers · SEC file No. 00853105 · NY
- COVIEW CAPITAL, INC.Active Broker-Dealers · SEC file No. 00847081 · NY
- CP CLIENT SOLUTIONS LLCActive Broker-Dealers · SEC file No. 00871277 · NY
- CR GLOBAL MARKETS INC.Active Broker-Dealers · SEC file No. 00869197 · NY
- CRAFT CAPITAL MANAGEMENT LLCActive Broker-Dealers · SEC file No. 00869455 · NY
- CREDIT AGRICOLE SECURITIES (USA) INC.Active Broker-Dealers · SEC file No. 00813753 · NY
- CRESCENDO MARKETS LLCActive Broker-Dealers · SEC file No. 00870220 · NY
- CROSS POINT CAPITAL LLCActive Broker-Dealers · SEC file No. 00866989 · NY
- CROWDSTREET CAPITAL LLCActive Broker-Dealers · SEC file No. 00870724 · NY
- CRUX CAPITAL SECURITIES, LLCActive Broker-Dealers · SEC file No. 00871382 · NY
- CS ENHANCED LENDING LLCActive Broker-Dealers · SEC file No. 00871254 · NY
- CSCA CAPITAL ADVISORS, LLCActive Broker-Dealers · SEC file No. 00851671 · NY
- CTL SECURITIES LLCActive Broker-Dealers · SEC file No. 00867900 · NY
- CURRENT CAPITAL SECURITIES LLCActive Broker-Dealers · SEC file No. 00869966 · NY
- CVC FUNDING, LLCActive Broker-Dealers · SEC file No. 00869650 · NY
- CYPRESS PARTNERS LLCActive Broker-Dealers · SEC file No. 00866321 · NY
- D. BORAL CAPITAL LLCActive Broker-Dealers · SEC file No. 00852280 · NY
- D.E. SHAW SECURITIES, L.L.C.Active Broker-Dealers · SEC file No. 00840745 · NY
- DABBAH SECURITIES CORP.Active Broker-Dealers · SEC file No. 00842634 · NY
- DAIWA CAPITAL MARKETS AMERICA INC.Active Broker-Dealers · SEC file No. 00812242 · NY
- DAIWA CORPORATE ADVISORY LLCActive Broker-Dealers · SEC file No. 00866273 · NY
- DANSKE MARKETS INC.Active Broker-Dealers · SEC file No. 00853341 · NY
- DAVID LERNER ASSOCIATES, INC.Active Broker-Dealers · SEC file No. 00820746 · NY
- DAVIS SECURITIES LLCActive Broker-Dealers · SEC file No. 00867174 · NY
- DBS VICKERS SECURITIES (USA) INC.Active Broker-Dealers · SEC file No. 00846837 · NY
- DEALMAKER SECURITIES LLCActive Broker-Dealers · SEC file No. 00870756 · NY
- DEER ISLE CAPITAL, LLCActive Broker-Dealers · SEC file No. 00867803 · NY
- DELPHOS MMJ L.P.Active Broker-Dealers · SEC file No. 00867083 · NY
- DEMATTEO RESEARCH LLCActive Broker-Dealers · SEC file No. 00850395 · NY
- DEUTSCHE BANK SECURITIES INC.Active Broker-Dealers · SEC file No. 00817822 · NY
- DEVELOPMENT CORPORATION FOR ISRAELActive Broker-Dealers · SEC file No. 00804218 · NY
- DINARI SECURITIES, LLCActive Broker-Dealers · SEC file No. 00871215 · NY
- DINOSAUR FINANCIAL GROUP, L.L.CActive Broker-Dealers · SEC file No. 00852908 · NY
- DISRUPTIVE SECURITIES, LLCActive Broker-Dealers · SEC file No. 00870241 · NY
- DNB MARKETS, INC.Active Broker-Dealers · SEC file No. 00866024 · NY
- DOFT & CO., INC.Active Broker-Dealers · SEC file No. 00810048 · NY
- DOMINARI SECURITIES LLCActive Broker-Dealers · SEC file No. 00837105 · NY
- DREXEL HAMILTON, LLCActive Broker-Dealers · SEC file No. 00867576 · NY
- DRIVEWEALTH, LLCActive Broker-Dealers · SEC file No. 00869161 · NY
- DSIL INVESTMENT SERVICES LLCActive Broker-Dealers · SEC file No. 00844763 · NY
- DUB FINANCIAL, LLCActive Broker-Dealers · SEC file No. 00870841 · NY