SEC Broker-Dealers Register · Public
Active broker-dealers, from the SEC's own list.
3,271 broker-dealers listed by the U.S. Securities and Exchange Commission, searchable by name, SEC file number and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Company Information About Active Broker-Dealers
Information last checked: 1 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
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Showing 201–250 of 3,271 matchingSource: SEC Company Information About Active Broker-Dealers
- ARBOR COURT CAPITAL, LLCActive Broker-Dealers · SEC file No. 00867609 · OH
- ARBOR RESEARCH & TRADING, LLCActive Broker-Dealers · SEC file No. 00838818 · IL
- ARC GROUP SECURITIES LLCActive Broker-Dealers · SEC file No. 00866541 · AZ
- ARCADIA SECURITIES, LLCActive Broker-Dealers · SEC file No. 00850764 · NY
- ARCHAX MARKETS LLCActive Broker-Dealers · SEC file No. 00871454 · NY
- ARCHER DISTRIBUTORS, LLCActive Broker-Dealers · SEC file No. 00868951 · MD
- ARCHIPELAGO SECURITIES L.L.C.Active Broker-Dealers · SEC file No. 00852140 · IL
- ARCHIPELAGO TRADING SERVICES, INC.Active Broker-Dealers · SEC file No. 00833180 · IL
- ARCHITECT SECURITIES LLCActive Broker-Dealers · SEC file No. 00871217 · IL
- ARCOLA SECURITIES, INC.Active Broker-Dealers · SEC file No. 00867940 · NY
- ARCSTONE SECURITIES LLCActive Broker-Dealers · SEC file No. 00870439 · NY
- ARCTIC SECURITIES LLCActive Broker-Dealers · SEC file No. 00869571 · NY
- ARDEA PARTNERS LPActive Broker-Dealers · SEC file No. 00869761 · NY
- ARDOUR CAPITAL INVESTMENTS, LLCActive Broker-Dealers · SEC file No. 00865317 · NY
- AREAM ADVISORS LLCActive Broker-Dealers · SEC file No. 00870889 · CA
- ARENA FINANCIAL SERVICES, LLCActive Broker-Dealers · SEC file No. 00869682 · NY
- ARES MANAGEMENT CAPITAL MARKETS LLCActive Broker-Dealers · SEC file No. 00869194 · CO
- ARETE RESEARCH LLCActive Broker-Dealers · SEC file No. 00866145 · TX
- ARETE WEALTH MANAGEMENT, LLCActive Broker-Dealers · SEC file No. 00850854 · IL
- ARIA CAPITAL ADVISORS, LLCActive Broker-Dealers · SEC file No. 00866407 · FL
- ARIEL DISTRIBUTORS, LLCActive Broker-Dealers · SEC file No. 00848238 · IL
- ARK GLOBAL, LLCActive Broker-Dealers · SEC file No. 00869520 · NY
- ARK SECURITIES LLCActive Broker-Dealers · SEC file No. 00869629 · CA
- ARKADIOS CAPITAL, LLCActive Broker-Dealers · SEC file No. 00869729 · GA
- ARKAP MARKETS, LLCActive Broker-Dealers · SEC file No. 00871132 · GA
- ARLINGTON CAPITAL SERVICES, LLCActive Broker-Dealers · SEC file No. 00870361 · AL
- ARLINGTON SECURITIES, INCORPORATEDActive Broker-Dealers · SEC file No. 00838098 · MO
- ARMORY SECURITIES, LLCActive Broker-Dealers · SEC file No. 00867929 · CA
- ARMSTRONG SECURITIES LLCActive Broker-Dealers · SEC file No. 00870480 · CT
- ARROW ANALYTICS SECURITIES, LLCActive Broker-Dealers · SEC file No. 00871330 · NY
- ARROW INVESTMENTS, INC.Active Broker-Dealers · SEC file No. 00851250 · NY
- ARTEMIS SECURITIES CLEARING, LLCActive Broker-Dealers · SEC file No. 00865803 · IL
- ARTISAN PARTNERS DISTRIBUTORS LLCActive Broker-Dealers · SEC file No. 00851043 · WI
- ARTIST CAPITAL LLCActive Broker-Dealers · SEC file No. 00868598 · NY
- ARVEST INVESTMENTS, INC.Active Broker-Dealers · SEC file No. 00849677 · AR
- ARX PRIME BROKERAGE LLCActive Broker-Dealers · SEC file No. 00871498 · FL
- ASANTE CAPITAL GROUP ADVISORS LLCActive Broker-Dealers · SEC file No. 00868701
- ASBURY CAPITAL LLCActive Broker-Dealers · SEC file No. 00867435 · NY
- ASCENDANT FINANCIAL PARTNERS, LLCActive Broker-Dealers · SEC file No. 00867551 · CO
- ASCENDIANT CAPITAL MARKETS, LLCActive Broker-Dealers · SEC file No. 00868487 · CA
- ASCENDIANT SECURITIES, LLCActive Broker-Dealers · SEC file No. 00866203 · CA
- ASCENSUS BROKER DEALER SERVICES, LLCActive Broker-Dealers · SEC file No. 00847312 · MA
- ASHMORE INVESTMENT MANAGEMENT (US) CORPORATIONActive Broker-Dealers · SEC file No. 00868490 · NY
- ASHTON STEWART & CO., INC.Active Broker-Dealers · SEC file No. 00853239 · FL
- ASHTON THOMAS SECURITIES, LLCActive Broker-Dealers · SEC file No. 00834261 · NY
- ASL CAPITAL MARKETS INC.Active Broker-Dealers · SEC file No. 00869872 · CT
- ASPEN ALPINE CAPITAL LLCActive Broker-Dealers · SEC file No. 00870805 · NY
- ASPIDA FINANCIAL DISTRIBUTORS, LLCActive Broker-Dealers · SEC file No. 00871001 · NC
- ASSETMARK BROKERAGE, LLCActive Broker-Dealers · SEC file No. 00869391 · CA
- ASSETPOINT FINANCIAL, LLCActive Broker-Dealers · SEC file No. 00869332 · VA