SEC Broker-Dealers Register · Public
Active broker-dealers, from the SEC's own list.
3,271 broker-dealers listed by the U.S. Securities and Exchange Commission, searchable by name, SEC file number and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Company Information About Active Broker-Dealers
Information last checked: 1 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
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Showing 151–200 of 204 matchingSource: SEC Company Information About Active Broker-Dealers
- RHODES SECURITIES, INC.Active Broker-Dealers · SEC file No. 00837689 · TX
- RIDGEBACK SECURITIES, LTDActive Broker-Dealers · SEC file No. 00865298 · TX
- RIVINGTON SECURITIES, LLCActive Broker-Dealers · SEC file No. 00865329 · TX
- ROCKET DOLLAR CAPITAL, LLCActive Broker-Dealers · SEC file No. 00870697 · TX
- SALIENT CAPITAL L.P.Active Broker-Dealers · SEC file No. 00867938 · TX
- SAMCO CAPITAL MARKETS, INC.Active Broker-Dealers · SEC file No. 00867023 · TX
- SANDERS MORRIS LLCActive Broker-Dealers · SEC file No. 00838325 · TX
- SCALEVIEW SECURITIES LLCActive Broker-Dealers · SEC file No. 00870880 · TX
- SCOTT T. TAYLOR, LTD.Active Broker-Dealers · SEC file No. 00867009 · TX
- SEALY INVESTMENT SECURITIES, LLCActive Broker-Dealers · SEC file No. 00870340 · TX
- SELECT CAPITAL CORPORATIONActive Broker-Dealers · SEC file No. 00867772 · TX
- SENDERO SECURITIES, LLCActive Broker-Dealers · SEC file No. 00867834 · TX
- SHARE FINANCIAL SERVICES, INC.Active Broker-Dealers · SEC file No. 00816207 · TX
- SIGNAL SECURITIES, INC.Active Broker-Dealers · SEC file No. 00832948 · TX
- SMH CAPITAL INVESTMENTS LLCActive Broker-Dealers · SEC file No. 00840904 · TX
- SMITH CAPITAL MARKETS, LLC.Active Broker-Dealers · SEC file No. 00865408 · TX
- SORSBY FINANCIAL CORP.Active Broker-Dealers · SEC file No. 00848718 · TX
- SP SECURITIES LLCActive Broker-Dealers · SEC file No. 00866360 · TX
- STATESMAN CORPORATE FINANCE, LLCActive Broker-Dealers · SEC file No. 00867454 · TX
- STERLING SMITH CORPORATIONActive Broker-Dealers · SEC file No. 00848058 · TX
- STONECREST CAPITAL MARKETS, INC.Active Broker-Dealers · SEC file No. 00848754 · TX
- STONEGATE CAPITAL MARKETS, INC.Active Broker-Dealers · SEC file No. 00817359 · TX
- SUNBELT SECURITIES, INC.Active Broker-Dealers · SEC file No. 00849748 · TX
- SWBC INVESTMENT SERVICES, LLCActive Broker-Dealers · SEC file No. 00866764 · TX
- TCBI SECURITIES, INC.Active Broker-Dealers · SEC file No. 00870682 · TX
- TECCA HOLDINGS LLCActive Broker-Dealers · SEC file No. 00866939 · TX
- TECHSPEED CLEARING LLCActive Broker-Dealers · SEC file No. 00870694 · TX
- TENOAKS ENERGY ADVISORS, LLCActive Broker-Dealers · SEC file No. 00869548 · TX
- TEXAKOMA FINANCIAL, INC.Active Broker-Dealers · SEC file No. 00834706 · TX
- TEXAS SECURITIES, INC.Active Broker-Dealers · SEC file No. 00865276 · TX
- THE CHAMPION GROUP, INC.Active Broker-Dealers · SEC file No. 00840417 · TX
- THE TIDAL GROUP, INC.Active Broker-Dealers · SEC file No. 00848809 · TX
- TITLEIST CAPITAL, LLCActive Broker-Dealers · SEC file No. 00865859 · TX
- TOYOTA FINANCIAL SERVICES SECURITIES USA CORPORATIONActive Broker-Dealers · SEC file No. 00866961 · TX
- TPEG SECURITIES, LLCActive Broker-Dealers · SEC file No. 00867843 · TX
- TPG CAPITAL BD, LLCActive Broker-Dealers · SEC file No. 00867616 · TX
- TRB SECURITIES, LLCActive Broker-Dealers · SEC file No. 00870999 · TX
- TRINDERO SECURITIES, LLCActive Broker-Dealers · SEC file No. 00871301 · TX
- TZ CLEAR LLCActive Broker-Dealers · SEC file No. 00824511 · TX
- USAA INVESTMENT SERVICES COMPANYActive Broker-Dealers · SEC file No. 00841241 · TX
- USCA SECURITIES LLCActive Broker-Dealers · SEC file No. 00852285 · TX
- USP SECURITIES CORPORATIONActive Broker-Dealers · SEC file No. 00851883 · TX
- VALIC FINANCIAL ADVISORS, INC.Active Broker-Dealers · SEC file No. 00850018 · TX
- VALKYRIE EQUITIES CORPORATIONActive Broker-Dealers · SEC file No. 00868754 · TX
- VANGUARD MARKETING CORPORATIONActive Broker-Dealers · SEC file No. 00821570 · TX
- WATERFORD CAPITAL, INC.Active Broker-Dealers · SEC file No. 00839210 · TX
- WATERVIEW SECURITIES, INC.Active Broker-Dealers · SEC file No. 00867895 · TX
- WESTERN STRATEGIC ASSETS, L.L.C.Active Broker-Dealers · SEC file No. 00853684 · TX
- WESTMORELAND CAPITAL CORPORATIONActive Broker-Dealers · SEC file No. 00824116 · TX
- WILSON PARKER CONNALLY STEPHENSON INCActive Broker-Dealers · SEC file No. 00834061 · TX