SEC Broker-Dealers Register · Public
Active broker-dealers, from the SEC's own list.
3,271 broker-dealers listed by the U.S. Securities and Exchange Commission, searchable by name, SEC file number and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Company Information About Active Broker-Dealers
Information last checked: 1 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
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Showing 151–200 of 914 matchingSource: SEC Company Information About Active Broker-Dealers
- CAPELLA SECURITIES LLCActive Broker-Dealers · SEC file No. 00869567 · NY
- CAPITAL DYNAMICS BROKER DEALER LLCActive Broker-Dealers · SEC file No. 00868071 · NY
- CAPITOLIS GLOBAL BROKER DEALER LLCActive Broker-Dealers · SEC file No. 00871056 · NY
- CAPITOLIS LIQUID GLOBAL MARKETS LLCActive Broker-Dealers · SEC file No. 00871451 · NY
- CARBON REDUCTION CAPITAL, LLCActive Broker-Dealers · SEC file No. 00868918 · NY
- CARL MARKS SECURITIES LLCActive Broker-Dealers · SEC file No. 00867642 · NY
- CASTLE HILL CAPITAL PARTNERS, INC.Active Broker-Dealers · SEC file No. 00850550 · NY
- CASTLE PLACEMENT, LLCActive Broker-Dealers · SEC file No. 00869612 · NY
- CASTLEOAK SECURITIES, LPActive Broker-Dealers · SEC file No. 00865786 · NY
- CATHAY SECURITIES, INC.Active Broker-Dealers · SEC file No. 00839247 · NY
- CBOE FIXED INCOME MARKETS, LLCActive Broker-Dealers · SEC file No. 00870752 · NY
- CENTERVIEW PARTNERS LLCActive Broker-Dealers · SEC file No. 00866774 · NY
- CEVIDICA SECURITIES GROUP LLCActive Broker-Dealers · SEC file No. 00852878 · NY
- CF SECURED, LLCActive Broker-Dealers · SEC file No. 00869863 · NY
- CG COMPASS (USA) LLCActive Broker-Dealers · SEC file No. 00866263 · NY
- CGS INTERNATIONAL SECURITIES USA, INC.Active Broker-Dealers · SEC file No. 00867414 · NY
- CHAINCE SECURITIES, LLCActive Broker-Dealers · SEC file No. 00827564 · NY
- CHARDAN CAPITAL MARKETS LLCActive Broker-Dealers · SEC file No. 00865277 · NY
- CHATHAM FINANCIAL SECURITIES LLCActive Broker-Dealers · SEC file No. 00853722 · NY
- CHELSEA MORGAN SECURITIES, INC.Active Broker-Dealers · SEC file No. 00851916 · NY
- CHIMERA SECURITIES, LLCActive Broker-Dealers · SEC file No. 00867915 · NY
- CHURCHILL CAPITAL USA, INC.Active Broker-Dealers · SEC file No. 00867547 · NY
- CIBC WORLD MARKETS CORP.Active Broker-Dealers · SEC file No. 00818333 · NY
- CIC MARKET SOLUTIONS, INC.Active Broker-Dealers · SEC file No. 00851649 · NY
- CICC US SECURITIES, INC.Active Broker-Dealers · SEC file No. 00867544 · NY
- CILLIAN HOLDINGS, LLCActive Broker-Dealers · SEC file No. 00868572 · NY
- CIMAS LLCActive Broker-Dealers · SEC file No. 00866579 · NY
- CION SECURITIES, LLCActive Broker-Dealers · SEC file No. 00832283 · NY
- CITI PRIVATE ALTERNATIVES, LLCActive Broker-Dealers · SEC file No. 00869789 · NY
- CITIC SECURITIES INTERNATIONAL USA, LLCActive Broker-Dealers · SEC file No. 00868887 · NY
- CITICORP SECURITIES SERVICES, INC.Active Broker-Dealers · SEC file No. 00832117 · NY
- CITIGROUP GLOBAL MARKETS INC.Active Broker-Dealers · SEC file No. 00808177 · NY
- CJS SECURITIES, INC.Active Broker-Dealers · SEC file No. 00850853 · NY
- CLARION PARTNERS SECURITIES, LLCActive Broker-Dealers · SEC file No. 00869204 · NY
- CLARKSONS SECURITIES, INC.Active Broker-Dealers · SEC file No. 00845221 · NY
- CLEAR STREET LLCActive Broker-Dealers · SEC file No. 00869972 · NY
- CLEARINGBID MARKETS, INC.Active Broker-Dealers · SEC file No. 00869646 · NY
- CLEARLIST LLCActive Broker-Dealers · SEC file No. 00870504 · NY
- CLEARLIST SECURITIES LLCActive Broker-Dealers · SEC file No. 00870540 · NY
- CLEARPOOL EXECUTION SERVICES, LLCActive Broker-Dealers · SEC file No. 00869313 · NY
- CLSA AMERICAS, LLCActive Broker-Dealers · SEC file No. 00869166 · NY
- CNR SECURITIES LLCActive Broker-Dealers · SEC file No. 00836759 · NY
- COADY DIEMAR PARTNERS, LLCActive Broker-Dealers · SEC file No. 00866123 · NY
- COHEN & COMPANY SECURITIES, LLCActive Broker-Dealers · SEC file No. 00868186 · NY
- COHEN & STEERS SECURITIES, LLCActive Broker-Dealers · SEC file No. 00844123 · NY
- COINBASE CAPITAL MARKETS CORPActive Broker-Dealers · SEC file No. 00828032 · NY
- COINSHARES CAPITAL LLCActive Broker-Dealers · SEC file No. 00869422 · NY
- COLLECTABLE SECURITIESActive Broker-Dealers · SEC file No. 00870774 · NY
- COLONIAL SECURITIES, INC.Active Broker-Dealers · SEC file No. 00817631 · NY
- COMMERCE ONE FINANCIAL INC.Active Broker-Dealers · SEC file No. 00852032 · NY