SEC Broker-Dealers Register · Public
Active broker-dealers, from the SEC's own list.
3,271 broker-dealers listed by the U.S. Securities and Exchange Commission, searchable by name, SEC file number and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Company Information About Active Broker-Dealers
Information last checked: 1 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
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Showing 101–150 of 204 matchingSource: SEC Company Information About Active Broker-Dealers
- LEO BROKERAGE, LLCActive Broker-Dealers · SEC file No. 00853487 · TX
- LEVEL FOUR FINANCIAL, LLCActive Broker-Dealers · SEC file No. 00841965 · TX
- LIDO SECURITIES, LLCActive Broker-Dealers · SEC file No. 00871291 · TX
- LONG BRIDGE SECURITIES LLCActive Broker-Dealers · SEC file No. 00870711 · TX
- M. E. ALLISON & CO., INC.Active Broker-Dealers · SEC file No. 00801402 · TX
- M&CO. SECURITIES LLCActive Broker-Dealers · SEC file No. 00871260 · TX
- MAPLEWOOD INVESTMENTS, INC.Active Broker-Dealers · SEC file No. 00852221 · TX
- MCNALLY FINANCIAL SERVICES CORPORATIONActive Broker-Dealers · SEC file No. 00865388 · TX
- METRIC POINT CAPITAL, LLCActive Broker-Dealers · SEC file No. 00869901 · TX
- MICROVENTURE MARKETPLACE INC.Active Broker-Dealers · SEC file No. 00868458 · TX
- MIDLAND SECURITIES, LTDActive Broker-Dealers · SEC file No. 00840685 · TX
- MITCHELL ENERGY ADVISORS, LLCActive Broker-Dealers · SEC file No. 00866878 · TX
- MOMENTUM INDEPENDENT NETWORK INC.Active Broker-Dealers · SEC file No. 00835475 · TX
- MONEX SECURITIES, INC.Active Broker-Dealers · SEC file No. 00844874 · TX
- MONTICELLO FINANCIAL GROUP, LLCActive Broker-Dealers · SEC file No. 00870371 · TX
- MOODY SECURITIES, LLCActive Broker-Dealers · SEC file No. 00868069 · TX
- MUNICIPAL CAPITAL MARKETS GROUP, INC.Active Broker-Dealers · SEC file No. 00853038 · TX
- MURRAY SECURITIES, INC.Active Broker-Dealers · SEC file No. 00867488 · TX
- NATALLIANCE SECURITIES, LLCActive Broker-Dealers · SEC file No. 00848723 · TX
- NATIONAL FINANCIAL SERVICES LLCActive Broker-Dealers · SEC file No. 00826740 · TX
- NAVIDAR GROUP LLCActive Broker-Dealers · SEC file No. 00867954 · TX
- NETSHARES FINANCIAL SERVICES LLCActive Broker-Dealers · SEC file No. 00870502 · TX
- NEXBANK SECURITIES INCActive Broker-Dealers · SEC file No. 00866705 · TX
- NEXPOINT SECURITIES, INC.Active Broker-Dealers · SEC file No. 00869128 · TX
- NEXTREND SECURITIES, INC.Active Broker-Dealers · SEC file No. 00850378 · TX
- NOBLES & RICHARDS, INC.Active Broker-Dealers · SEC file No. 00867859 · TX
- NORTH INVESTMENTS COMPANY LLCActive Broker-Dealers · SEC file No. 00871203 · TX
- NORTHVIEW ADVISORS LLCActive Broker-Dealers · SEC file No. 00871005 · TX
- OLD SLIP CAPITAL MANAGEMENT, INC.Active Broker-Dealers · SEC file No. 00813023 · TX
- OPEN LANE CAPITAL ADVISORS, LLCActive Broker-Dealers · SEC file No. 00871193 · TX
- OPPORTUNE PARTNERS LLCActive Broker-Dealers · SEC file No. 00870085 · TX
- PACENOTE CAPITAL LLCActive Broker-Dealers · SEC file No. 00870385 · TX
- PARK WALK CAPITAL MARKETS, LLCActive Broker-Dealers · SEC file No. 00870360 · TX
- PCR FINANCE GROUP, LLCActive Broker-Dealers · SEC file No. 00870762 · TX
- PEP ADVISORY LLCActive Broker-Dealers · SEC file No. 00869224 · TX
- PERRYMAN SECURITIES, INC.Active Broker-Dealers · SEC file No. 00853546 · TX
- PETRIE PARTNERS SECURITIES, LLCActive Broker-Dealers · SEC file No. 00866503 · TX
- PH PARTNERS, LLCActive Broker-Dealers · SEC file No. 00866396 · TX
- PPHB SECURITIES LPActive Broker-Dealers · SEC file No. 00866550 · TX
- PREFERRED CLIENT GROUP, INC.Active Broker-Dealers · SEC file No. 00852005 · TX
- PROSPERA FINANCIAL SERVICES, INC.Active Broker-Dealers · SEC file No. 00828164 · TX
- PUBLIC VENTURES, LLCActive Broker-Dealers · SEC file No. 00849951 · TX
- QUANTLAB BROKERAGE, LLCActive Broker-Dealers · SEC file No. 00870274 · TX
- RCX CAPITAL GROUP, LLCActive Broker-Dealers · SEC file No. 00853416 · TX
- REALIZED FINANCIAL, INC.Active Broker-Dealers · SEC file No. 00839659 · TX
- REDBRIDGE GLOBAL MARKETS, LLCActive Broker-Dealers · SEC file No. 00870909 · TX
- REDBRIDGE SECURITIES LLCActive Broker-Dealers · SEC file No. 00869915 · TX
- REDSWAN MARKETS, LLCActive Broker-Dealers · SEC file No. 00871020 · TX
- REEF SECURITIES, INC.Active Broker-Dealers · SEC file No. 00845583 · TX
- RESOLUTE INVESTMENT DISTRIBUTORS, INC.Active Broker-Dealers · SEC file No. 00869912 · TX