SEC Broker-Dealers Register · Public
Active broker-dealers, from the SEC's own list.
3,271 broker-dealers listed by the U.S. Securities and Exchange Commission, searchable by name, SEC file number and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Company Information About Active Broker-Dealers
Information last checked: 1 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
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Showing 101–150 of 914 matchingSource: SEC Company Information About Active Broker-Dealers
- BGC FINANCIAL, L.P.Active Broker-Dealers · SEC file No. 00839012 · NY
- BIDS TRADING L.P.Active Broker-Dealers · SEC file No. 00867376 · NY
- BLACKSTONE SECURITIES PARTNERS L.P.Active Broker-Dealers · SEC file No. 00835941 · NY
- BLAYLOCK VAN, LLCActive Broker-Dealers · SEC file No. 00867721 · NY
- BLINK SECURITIES LLCActive Broker-Dealers · SEC file No. 00870406 · NY
- BLOOMBERG TRADEBOOK LLCActive Broker-Dealers · SEC file No. 00849219 · NY
- BLUE DIAMOND SECURITIES OF AMERICA LLCActive Broker-Dealers · SEC file No. 00868928 · NY
- BLUE OWL SECURITIES LLCActive Broker-Dealers · SEC file No. 00869744 · NY
- BLUEFIN CAPITAL MANAGEMENT, LLCActive Broker-Dealers · SEC file No. 00853382 · NY
- BLUEROCK CAPITAL MARKETS LLCActive Broker-Dealers · SEC file No. 00867058 · NY
- BLUESTONE GROWTH PARTNERS LLCActive Broker-Dealers · SEC file No. 00869291 · NY
- BMI CAPITAL INTERNATIONAL LLCActive Broker-Dealers · SEC file No. 00868658 · NY
- BMO CAPITAL MARKETS CORP.Active Broker-Dealers · SEC file No. 00834344 · NY
- BMS CAPITAL ADVISORY, INC.Active Broker-Dealers · SEC file No. 00869349 · NY
- BNY MELLON CAPITAL MARKETS, LLCActive Broker-Dealers · SEC file No. 00835255 · NY
- BNY MELLON SECURITIES CORPORATIONActive Broker-Dealers · SEC file No. 00813801 · NY
- BONDS.COM LLCActive Broker-Dealers · SEC file No. 00850451 · NY
- BOWNE PARK CAPITAL, INC.Active Broker-Dealers · SEC file No. 00868661 · NY
- BRADESCO SECURITIES, INC.Active Broker-Dealers · SEC file No. 00852806 · NY
- BRADLEY WOODS & CO. LTD.Active Broker-Dealers · SEC file No. 00828862 · NY
- BREAKWATER GROUP DISTRIBUTION SERVICES, LLCActive Broker-Dealers · SEC file No. 00869269 · NY
- BREAN CAPITAL, LLCActive Broker-Dealers · SEC file No. 00840742 · NY
- BREN VENTURES LLCActive Broker-Dealers · SEC file No. 00867245 · NY
- BRENDAN E. CRYAN AND COMPANY, L.L.C.Active Broker-Dealers · SEC file No. 00841526 · NY
- BREVAN HOWARD US LLCActive Broker-Dealers · SEC file No. 00868278 · NY
- BRIGHTCHOICE FINANCIAL, LLCActive Broker-Dealers · SEC file No. 00867910 · NY
- BRIGHTON SECURITIES CORP.Active Broker-Dealers · SEC file No. 00814599 · NY
- BRIGHTTOWER SECURITIES LLCActive Broker-Dealers · SEC file No. 00870864 · NY
- BROADRIDGE BUSINESS PROCESS OUTSOURCING, LLCActive Broker-Dealers · SEC file No. 00853412 · NY
- BROCK SECURITIES LLCActive Broker-Dealers · SEC file No. 00865467 · NY
- BROKERTEC AMERICAS LLCActive Broker-Dealers · SEC file No. 00851803 · NY
- BROOKFIELD PRIVATE ADVISORS LLCActive Broker-Dealers · SEC file No. 00868370 · NY
- BROOKFIELD PRIVATE WEALTH LLCActive Broker-Dealers · SEC file No. 00870722 · NY
- BROOKFIELD SECURITIES LLCActive Broker-Dealers · SEC file No. 00871170 · NY
- BROWN BROTHERS HARRIMAN INVESTMENTS, LLCActive Broker-Dealers · SEC file No. 00869731 · NY
- BROWNSTONE INVESTMENT GROUP, LLCActive Broker-Dealers · SEC file No. 00850460 · NY
- BTCO SECURITIES LLCActive Broker-Dealers · SEC file No. 00870708 · NY
- BTG PACTUAL US CAPITAL, LLCActive Broker-Dealers · SEC file No. 00868148 · NY
- BTM CONSULTING USA, LLCActive Broker-Dealers · SEC file No. 00871129 · NY
- BUCKRAM SECURITIES LTDActive Broker-Dealers · SEC file No. 00865939 · NY
- BUNQ US BD LLCActive Broker-Dealers · SEC file No. 00871344 · NY
- BUTLER CAPITAL INVESTMENTS, LLCActive Broker-Dealers · SEC file No. 00853413 · NY
- C. L. KING & ASSOCIATES, INC.Active Broker-Dealers · SEC file No. 00817025 · NY
- CADIA CAPITAL ADVISORS, LLCActive Broker-Dealers · SEC file No. 00869763 · NY
- CAIS CAPITAL LLCActive Broker-Dealers · SEC file No. 00868646 · NY
- CALAMAR FINANCIAL GROUP, LLCActive Broker-Dealers · SEC file No. 00869777 · NY
- CAMPBELL LUTYENS & CO. INC.Active Broker-Dealers · SEC file No. 00866720 · NY
- CANAM INVESTOR SERVICES, LLCActive Broker-Dealers · SEC file No. 00868904 · NY
- CANDEAL SECURITIES, LLCActive Broker-Dealers · SEC file No. 00869541 · NY
- CANTOR FITZGERALD & CO.Active Broker-Dealers · SEC file No. 00800201 · NY