SEC Broker-Dealers Register · Public
Active broker-dealers, from the SEC's own list.
3,271 broker-dealers listed by the U.S. Securities and Exchange Commission, searchable by name, SEC file number and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Company Information About Active Broker-Dealers
Information last checked: 1 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
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Showing 101–150 of 284 matchingSource: SEC Company Information About Active Broker-Dealers
- FLORIDA ATLANTIC SECURITIES CORP.Active Broker-Dealers · SEC file No. 00850205 · FL
- FLOWW PRIVATE MARKETS US INC.Active Broker-Dealers · SEC file No. 00871155 · FL
- FMSBONDS, INC.Active Broker-Dealers · SEC file No. 00823280 · FL
- FOLIONET FINANCIAL LLCActive Broker-Dealers · SEC file No. 00869775 · FL
- FRONTCOURT SECURITIES LLCActive Broker-Dealers · SEC file No. 00869764 · FL
- FT GLOBAL CAPITAL, INC.Active Broker-Dealers · SEC file No. 00867375 · FL
- FUNDAMENTAL SECURITIES, LLCActive Broker-Dealers · SEC file No. 00870974 · FL
- G. A. REPPLE & COMPANYActive Broker-Dealers · SEC file No. 00835315 · FL
- GALICIA CAPITAL US, LLCActive Broker-Dealers · SEC file No. 00871205 · FL
- GATEWAY FINANCIAL AGENCY CORPORATIONActive Broker-Dealers · SEC file No. 00846992 · FL
- GENESIS ALTERNATIVE STRATEGIES LLCActive Broker-Dealers · SEC file No. 00871388 · FL
- GFG SECURITIES, LLCActive Broker-Dealers · SEC file No. 00866606 · FL
- GLAUCON CAPITAL PARTNERS, L.L.C.Active Broker-Dealers · SEC file No. 00852257 · FL
- GLOBAL LEISURE PARTNERS, LLCActive Broker-Dealers · SEC file No. 00866837 · FL
- GOLF HOST SECURITIES, INC.Active Broker-Dealers · SEC file No. 00818181 · FL
- GREEN VISTA CAPITAL, LLCActive Broker-Dealers · SEC file No. 00870101 · FL
- GREENBIRD CAPITAL, LLCActive Broker-Dealers · SEC file No. 00870469 · FL
- GUZMAN & COMPANYActive Broker-Dealers · SEC file No. 00838646 · FL
- GWN SECURITIES INC.Active Broker-Dealers · SEC file No. 00866185 · FL
- HARBOR VIEW ADVISORS, LLCActive Broker-Dealers · SEC file No. 00868401 · FL
- HEDGECO SECURITIES, LLCActive Broker-Dealers · SEC file No. 00867470 · FL
- HERITAGE CAPITAL GROUP, INC.Active Broker-Dealers · SEC file No. 00850519 · FL
- HEWLETT POINT SECURITIES, LLCActive Broker-Dealers · SEC file No. 00870348 · FL
- HOLISTIC BROKERAGE, LLCActive Broker-Dealers · SEC file No. 00851285 · FL
- HOVEY CAPITAL PARTNERS LLCActive Broker-Dealers · SEC file No. 00871105 · FL
- HWJ CAPITAL PARTNERS II, LLCActive Broker-Dealers · SEC file No. 00866560 · FL
- HYDE PARK CAPITAL ADVISORS, LLCActive Broker-Dealers · SEC file No. 00852747 · FL
- IBS HOLDING CORPORATIONActive Broker-Dealers · SEC file No. 00849385 · FL
- ICD SECURITIES INC.Active Broker-Dealers · SEC file No. 00866870 · FL
- IF SECURITIES LLCActive Broker-Dealers · SEC file No. 00870496 · FL
- IFP SECURITIES, LLCActive Broker-Dealers · SEC file No. 00870150 · FL
- INEO CAPITAL, LLCActive Broker-Dealers · SEC file No. 00867546 · FL
- INLET SECURITIES, LLCActive Broker-Dealers · SEC file No. 00867301 · FL
- INNOVATION CAPITAL, LLCActive Broker-Dealers · SEC file No. 00866734 · FL
- INSIGNEO SECURITIES, LLCActive Broker-Dealers · SEC file No. 00844166 · FL
- INTE SECURITIES LLCActive Broker-Dealers · SEC file No. 00851667 · FL
- INTEGRITY INVESTMENTS, INC.Active Broker-Dealers · SEC file No. 00845302 · FL
- INTER SECURITIES LLCActive Broker-Dealers · SEC file No. 00870985 · FL
- INTERCOASTAL CAPITAL MARKETS, INC.Active Broker-Dealers · SEC file No. 00809698 · FL
- INTERNATIONAL ASSETS ADVISORY, LLCActive Broker-Dealers · SEC file No. 00827736 · FL
- INVESTIFI SECURITIES LLCActive Broker-Dealers · SEC file No. 00870002 · FL
- INVEX, LLC.Active Broker-Dealers · SEC file No. 00844695 · FL
- IOA SECURITIES, LLCActive Broker-Dealers · SEC file No. 00870426 · FL
- ITAU INTERNATIONAL SECURITIES INC.Active Broker-Dealers · SEC file No. 00867674 · FL
- IUR SECURITIES LLCActive Broker-Dealers · SEC file No. 00870228 · FL
- IWPF SECURITIES LLCActive Broker-Dealers · SEC file No. 00871173 · FL
- J.W. COLE FINANCIAL, INC.Active Broker-Dealers · SEC file No. 00865698 · FL
- JADE MOUNTAIN SECURITIES LLCActive Broker-Dealers · SEC file No. 00871432 · FL
- JAMES I. BLACK & COMPANYActive Broker-Dealers · SEC file No. 00812077 · FL
- KAPITALL GENERATION, LLCActive Broker-Dealers · SEC file No. 00868508 · FL