SEC Broker-Dealers Register · Public
Active broker-dealers, from the SEC's own list.
3,271 broker-dealers listed by the U.S. Securities and Exchange Commission, searchable by name, SEC file number and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Company Information About Active Broker-Dealers
Information last checked: 1 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
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Showing 51–100 of 204 matchingSource: SEC Company Information About Active Broker-Dealers
- EAST WEST MARKETS, LLCActive Broker-Dealers · SEC file No. 00867858 · TX
- EMPIRIC DISTRIBUTORS, INC.Active Broker-Dealers · SEC file No. 00853747 · TX
- ENERGYNET.COM, LLC.Active Broker-Dealers · SEC file No. 00852109 · TX
- ENGLAND SECURITIES, LLCActive Broker-Dealers · SEC file No. 00866274 · TX
- ENTORO SECURITIES, LLCActive Broker-Dealers · SEC file No. 00846630 · TX
- EVANS FINANCIAL SERVICES GROUP, INC.Active Broker-Dealers · SEC file No. 00871347 · TX
- FIDELITY BROKERAGE SERVICES LLCActive Broker-Dealers · SEC file No. 00823292 · TX
- FIDELITY DISTRIBUTORS COMPANY LLCActive Broker-Dealers · SEC file No. 00835097 · TX
- FINAMEX INTERNATIONAL, LLCActive Broker-Dealers · SEC file No. 00870333 · TX
- FIRST COMMAND BROKERAGE SERVICES, INC.Active Broker-Dealers · SEC file No. 00807072 · TX
- FIRST DALLAS SECURITIES, INC.Active Broker-Dealers · SEC file No. 00841231 · TX
- FIRST FINANCIAL SECURITIES OF AMERICA, INC.Active Broker-Dealers · SEC file No. 00829565 · TX
- FIRST PUBLIC, LLCActive Broker-Dealers · SEC file No. 00866105 · TX
- FIRST WESTERN SECURITIES, INC.Active Broker-Dealers · SEC file No. 00837613 · TX
- FOCUS STRATEGIES MERCHANT BANKING, LLCActive Broker-Dealers · SEC file No. 00869495 · TX
- FROST BROKERAGE SERVICES, INC.Active Broker-Dealers · SEC file No. 00835285 · TX
- FULCRUM CAPITAL MARKETS LLCActive Broker-Dealers · SEC file No. 00868731 · TX
- FUTU CLEARING INCActive Broker-Dealers · SEC file No. 00870215 · TX
- GBM INTERNATIONAL, INC.Active Broker-Dealers · SEC file No. 00843882 · TX
- GENERATIONAL CAPITAL MARKETS INC.Active Broker-Dealers · SEC file No. 00867761 · TX
- GLOBAL FINANCIAL SERVICES, L.L.C.Active Broker-Dealers · SEC file No. 00846866 · TX
- GRB FINANCIAL LLCActive Broker-Dealers · SEC file No. 00866345 · TX
- GROWTH ENERGY CAPITAL ADVISORS LLCActive Broker-Dealers · SEC file No. 00865391 · TX
- GUIDESTONE FINANCIAL SERVICESActive Broker-Dealers · SEC file No. 00867995 · TX
- GULFSTAR GROUP I, LTD.Active Broker-Dealers · SEC file No. 00843999 · TX
- HAMPTONROCK PARTNERS, LLCActive Broker-Dealers · SEC file No. 00870461 · TX
- HAND SECURITIES, INCActive Broker-Dealers · SEC file No. 00851001 · TX
- HARRISON SECURITIES INC /BDActive Broker-Dealers · SEC file No. 00837229 · TX
- HAVELI GLOBAL SECURITIES, LLCActive Broker-Dealers · SEC file No. 00870971 · TX
- HERNDON PLANT OAKLEY, LTD.Active Broker-Dealers · SEC file No. 00850912 · TX
- HEXT CAPITAL PARTNERS LLCActive Broker-Dealers · SEC file No. 00846198 · TX
- HGP SECURITIES, LLCActive Broker-Dealers · SEC file No. 00868080 · TX
- HIGGINBOTHAM SECURITIES LLCActive Broker-Dealers · SEC file No. 00871338 · TX
- HILLTOP SECURITIES INC.Active Broker-Dealers · SEC file No. 00845123 · TX
- HILLWORTH SECURITIES, LLCActive Broker-Dealers · SEC file No. 00870498 · TX
- HINES PRIVATE WEALTH SOLUTIONS LLCActive Broker-Dealers · SEC file No. 00866096 · TX
- HUB INTERNATIONAL INVESTMENT SERVICES INC.Active Broker-Dealers · SEC file No. 00868237 · TX
- INDEPENDENT INVESTMENT BANKERS, CORP.Active Broker-Dealers · SEC file No. 00868609 · TX
- INSTITUTIONAL SECURITIES CORPORATIONActive Broker-Dealers · SEC file No. 00838158 · TX
- INTERNATIONAL RESEARCH SECURITIES, INC.Active Broker-Dealers · SEC file No. 00837954 · TX
- INVESCO CAPITAL MARKETS, INC.Active Broker-Dealers · SEC file No. 00819412 · TX
- INVESCO DISTRIBUTORS, INC.Active Broker-Dealers · SEC file No. 00821323 · TX
- INVESTORS BROKERAGE OF TEXAS, LTD.Active Broker-Dealers · SEC file No. 00828644 · TX
- JOHNSTONE BROKERAGE SERVICES, LLCActive Broker-Dealers · SEC file No. 00870335 · TX
- KERSHNER SECURITIES, LLCActive Broker-Dealers · SEC file No. 00867922 · TX
- KESTRA INVESTMENT SERVICES, LLCActive Broker-Dealers · SEC file No. 00849672 · TX
- KUYKENDALL & SCHNEIDER, INC.Active Broker-Dealers · SEC file No. 00817609 · TX
- KWM SECURITIES LLCActive Broker-Dealers · SEC file No. 00871123 · TX
- L. B. FISHER & COMPANYActive Broker-Dealers · SEC file No. 00821023 · TX
- LCT CAPITAL, LLCActive Broker-Dealers · SEC file No. 00868620 · TX