Active broker-dealers, from the SEC's own list.
3,271 broker-dealers listed by the U.S. Securities and Exchange Commission, searchable by name, SEC file number and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Company Information About Active Broker-Dealers
Information last checked: 1 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- MUFSON HOWE HUNTER & PARTNERS LLCActive Broker-Dealers · SEC file No. 00866587 · PA
- MYWORTH LLCActive Broker-Dealers · SEC file No. 00871466 · PA
- NASDAQ EXECUTION SERVICES, LLCActive Broker-Dealers · SEC file No. 00837329 · PA
- NEST INVESTMENTS BD LLCActive Broker-Dealers · SEC file No. 00870117 · PA
- NESTLERODE & LOY, INC.Active Broker-Dealers · SEC file No. 00812629 · PA
- NEWEDGE SECURITIES, LLCActive Broker-Dealers · SEC file No. 00827663 · PA
- OPENCASH SECURITIES LLCActive Broker-Dealers · SEC file No. 00870830 · PA
- OPTIONALITY SECURITIES, LLCActive Broker-Dealers · SEC file No. 00870680 · PA
- PACER FINANCIAL, INC.Active Broker-Dealers · SEC file No. 00867061 · PA
- PENNHAVEN BROKERAGE PARTNERS, LLCActive Broker-Dealers · SEC file No. 00870581 · PA
- PM SECURITIES, LLCActive Broker-Dealers · SEC file No. 00866628 · PA
- PNC CAPITAL MARKETS LLCActive Broker-Dealers · SEC file No. 00832493 · PA
- QUOIN CAPITAL LLCActive Broker-Dealers · SEC file No. 00866980 · PA
- REVL SECURITIES, LLCActive Broker-Dealers · SEC file No. 00869634 · PA
- SAL EQUITY TRADING, GPActive Broker-Dealers · SEC file No. 00843174 · PA
- SEI INVESTMENTS DISTRIBUTION CO.Active Broker-Dealers · SEC file No. 00827897 · PA
- SIG BROKERAGE, LPActive Broker-Dealers · SEC file No. 00852028 · PA
- SLD AMERICA EQUITIES, INC.Active Broker-Dealers · SEC file No. 00847089 · PA
- SOLEBURY CAPITAL LLCActive Broker-Dealers · SEC file No. 00867548 · PA
- SSG CAPITAL ADVISORS, LLCActive Broker-Dealers · SEC file No. 00868292 · PA
- STANLEY LAMAN GROUP SECURITIES, LLCActive Broker-Dealers · SEC file No. 00865856 · PA
- SUSQUEHANNA FINANCIAL GROUP, LLLPActive Broker-Dealers · SEC file No. 00844325 · PA
- SUSQUEHANNA INVESTMENT GROUPActive Broker-Dealers · SEC file No. 00837520 · PA
- SUSQUEHANNA SECURITIES, LLCActive Broker-Dealers · SEC file No. 00847034 · PA
- TRUSTMONT FINANCIAL GROUP, INC.Active Broker-Dealers · SEC file No. 00836439 · PA
- VALLEY NATIONAL INVESTMENTS, INC.Active Broker-Dealers · SEC file No. 00834427 · PA
- VIGILANT DISTRIBUTORS, LLCActive Broker-Dealers · SEC file No. 00869854 · PA
- WESTMINSTER INVESTMENT GROUP, INC.Active Broker-Dealers · SEC file No. 00851326 · PA