SEC Broker-Dealers Register · Public
Active broker-dealers, from the SEC's own list.
3,271 broker-dealers listed by the U.S. Securities and Exchange Commission, searchable by name, SEC file number and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Company Information About Active Broker-Dealers
Information last checked: 1 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
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Showing 51–100 of 129 matchingSource: SEC Company Information About Active Broker-Dealers
- IDX MARKETS, LLCActive Broker-Dealers · SEC file No. 00869459 · NJ
- J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.Active Broker-Dealers · SEC file No. 00852182 · NJ
- JWTT, LLCActive Broker-Dealers · SEC file No. 00870242 · NJ
- KR SECURITIES, LLCActive Broker-Dealers · SEC file No. 00851337 · NJ
- L.O. THOMAS & CO. INC.Active Broker-Dealers · SEC file No. 00840875 · NJ
- LIBUCKI & CO., LLCActive Broker-Dealers · SEC file No. 00865563 · NJ
- LIGHTSPEED FINANCIAL SERVICES GROUP LLCActive Broker-Dealers · SEC file No. 00852843 · NJ
- LOEWEN, ONDAATJE, MCCUTCHEON USA, LLCActive Broker-Dealers · SEC file No. 00846604 · NJ
- LORD ABBETT DISTRIBUTOR LLCActive Broker-Dealers · SEC file No. 00800216 · NJ
- LS SECURITIES, LLCActive Broker-Dealers · SEC file No. 00870104 · NJ
- MACRO RISK ADVISORS LLCActive Broker-Dealers · SEC file No. 00867973 · NJ
- MAFG RIA SERVICES, INC.Active Broker-Dealers · SEC file No. 00846836 · NJ
- MAGV SECURITIES, INC.Active Broker-Dealers · SEC file No. 00867427 · NJ
- MAYHILL AGENCY, LLCActive Broker-Dealers · SEC file No. 00816774 · NJ
- METLIFE INVESTMENTS SECURITIES, LLCActive Broker-Dealers · SEC file No. 00869857 · NJ
- MOOMOO FINANCIAL INC.Active Broker-Dealers · SEC file No. 00869739 · NJ
- MOTILAL OSWAL SECURITIES INTERNATIONAL PRIVATE LIMITEDActive Broker-Dealers · SEC file No. 00869093 · NJ
- MOUNTAINSIDE SECURITIES LLCActive Broker-Dealers · SEC file No. 00870157 · NJ
- NATIONWIDE PLANNING ASSOCIATES INC.Active Broker-Dealers · SEC file No. 00845310 · NJ
- NAVAID FINANCIAL SERVICES, INC.Active Broker-Dealers · SEC file No. 00849897 · NJ
- NCG SECURITIES LLCActive Broker-Dealers · SEC file No. 00869033 · NJ
- NETWORK 1 FINANCIAL SECURITIES INC.Active Broker-Dealers · SEC file No. 00829471 · NJ
- NEW HARBOR VENTURE PARTNERS LLCActive Broker-Dealers · SEC file No. 00869779 · NJ
- NOVELLUS SERVICES, LLCActive Broker-Dealers · SEC file No. 00871370 · NJ
- NW CAPITAL MARKETS INC.Active Broker-Dealers · SEC file No. 00835363 · NJ
- NYLIFE DISTRIBUTORS LLCActive Broker-Dealers · SEC file No. 00846655 · NJ
- OLDEN LANE SECURITIES, LLCActive Broker-Dealers · SEC file No. 00869556 · NJ
- PAG FINANCIAL, LLCActive Broker-Dealers · SEC file No. 00870483 · NJ
- PERSHING ADVISOR SOLUTIONS LLCActive Broker-Dealers · SEC file No. 00847425 · NJ
- PERSHING LLCActive Broker-Dealers · SEC file No. 00817574 · NJ
- PGB SECURITIES LLCActive Broker-Dealers · SEC file No. 00870338 · NJ
- POWELL CAPITAL MARKETS, INC.Active Broker-Dealers · SEC file No. 00843472 · NJ
- PRESIDENT STREET GLOBAL, LLCActive Broker-Dealers · SEC file No. 00870849 · NJ
- PROFESSIONAL TRADING SERVICES BROKERAGE, LLCActive Broker-Dealers · SEC file No. 00865173 · NJ
- PRUCO SECURITIES, LLC.Active Broker-Dealers · SEC file No. 00816402 · NJ
- PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLCActive Broker-Dealers · SEC file No. 00836540 · NJ
- PTR, INC.Active Broker-Dealers · SEC file No. 00839854 · NJ
- R. SEELAUS & CO., LLCActive Broker-Dealers · SEC file No. 00831475 · NJ
- R.W. SMITH & ASSOCIATES, LLCActive Broker-Dealers · SEC file No. 00834240 · NJ
- ROBERT A. STANGER & COMPANY, INC.Active Broker-Dealers · SEC file No. 00827120 · NJ
- ROCKLAND SECURITIES, LLCActive Broker-Dealers · SEC file No. 00866057 · NJ
- RUCKER CAPITAL PARTNERS, LLCActive Broker-Dealers · SEC file No. 00866084 · NJ
- SAGE CLEARING LLCActive Broker-Dealers · SEC file No. 00871390 · NJ
- SAGETRADER, LLCActive Broker-Dealers · SEC file No. 00867169 · NJ
- SEVENPOINT PARTNERS LLCActive Broker-Dealers · SEC file No. 00871287 · NJ
- SHOREBRIDGE CAPITAL SECURITIES, LLCActive Broker-Dealers · SEC file No. 00869644 · NJ
- SIMPLICITY INVESTMENTS, INC.Active Broker-Dealers · SEC file No. 00847639 · NJ
- SKILL CAPITAL ASSOCIATES LLCActive Broker-Dealers · SEC file No. 00869895 · NJ
- SPARRING PARTNERS CAPITAL LLCActive Broker-Dealers · SEC file No. 00866777 · NJ
- SPP CAPITAL PARTNERS, LLCActive Broker-Dealers · SEC file No. 00848093 · NJ