SEC Broker-Dealers Register · Public
Active broker-dealers, from the SEC's own list.
3,271 broker-dealers listed by the U.S. Securities and Exchange Commission, searchable by name, SEC file number and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Company Information About Active Broker-Dealers
Information last checked: 1 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
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Showing 51–100 of 284 matchingSource: SEC Company Information About Active Broker-Dealers
- CAPITAL CONNECT, LLCActive Broker-Dealers · SEC file No. 00871196 · FL
- CAPTIVEX SECURITIES LLCActive Broker-Dealers · SEC file No. 00871257 · FL
- CARILLON FUND DISTRIBUTORS, INC.Active Broker-Dealers · SEC file No. 00867244 · FL
- CARNES CAPITAL CORPORATIONActive Broker-Dealers · SEC file No. 00833443 · FL
- CASSEL SALPETER & CO., LLCActive Broker-Dealers · SEC file No. 00868547 · FL
- CEA ATLANTIC ADVISORS, LLCActive Broker-Dealers · SEC file No. 00865962 · FL
- CGIS SECURITIES LLCActive Broker-Dealers · SEC file No. 00868758 · FL
- CHILIAN PARTNERS, L.P.Active Broker-Dealers · SEC file No. 00870557 · FL
- CIBEST CAPITAL SECURITIES, LLCActive Broker-Dealers · SEC file No. 00870822 · FL
- CITADEL CLEARING LLCActive Broker-Dealers · SEC file No. 00869521 · FL
- CITADEL SECURITIES INSTITUTIONAL LLCActive Broker-Dealers · SEC file No. 00869663 · FL
- CITADEL SECURITIES LLCActive Broker-Dealers · SEC file No. 00853574 · FL
- CITADEL SECURITIES SWAP DEALER LLCActive Broker-Dealers · SEC file No. 00870990 · FL
- CLEANBRIDGE SECURITIES, LLCActive Broker-Dealers · SEC file No. 00867348 · FL
- CNL SECURITIES CORP.Active Broker-Dealers · SEC file No. 00826901 · FL
- COBALT CAPITAL, INC.Active Broker-Dealers · SEC file No. 00866979 · FL
- COLLAGE VENTURE PARTNERS, LLCActive Broker-Dealers · SEC file No. 00870763 · FL
- COLONNADE SECURITIES LLCActive Broker-Dealers · SEC file No. 00867673 · FL
- COMMONGOOD SECURITIES LLCActive Broker-Dealers · SEC file No. 00869989 · FL
- CREDICORP CAPITAL LLCActive Broker-Dealers · SEC file No. 00867048 · FL
- CRESTWAVE CAPITAL PARTNERS LLCActive Broker-Dealers · SEC file No. 00871269 · FL
- CROSSTREE CAPITAL SECURITIES, LLCActive Broker-Dealers · SEC file No. 00868662 · FL
- CROWDVEST SECURITIES LLCActive Broker-Dealers · SEC file No. 00869962 · FL
- CUE CAPITAL LIMITED PARTNERSHIPActive Broker-Dealers · SEC file No. 00866599 · FL
- CULTIVATE CAPITAL GROUP, LLCActive Broker-Dealers · SEC file No. 00870293 · FL
- DAM CAPITAL (USA) INC.Active Broker-Dealers · SEC file No. 00868685 · FL
- DAWSON JAMES SECURITIES, INC.Active Broker-Dealers · SEC file No. 00866367 · FL
- DAYBRIGHT SECURITIES, LLCActive Broker-Dealers · SEC file No. 00870084 · FL
- DEMETER ADVISORY GROUP, LLCActive Broker-Dealers · SEC file No. 00867919 · FL
- DMK ADVISOR GROUP, INC.Active Broker-Dealers · SEC file No. 00849279 · FL
- DRAKE STAR SECURITIES LLCActive Broker-Dealers · SEC file No. 00866448 · FL
- DUNN SECURITIES, LLCActive Broker-Dealers · SEC file No. 00870398 · FL
- DYNASTY SECURITIES, LLCActive Broker-Dealers · SEC file No. 00868962 · FL
- E. BARNES & COMPANYActive Broker-Dealers · SEC file No. 00833746 · FL
- EFG CAPITAL INTERNATIONAL CORP.Active Broker-Dealers · SEC file No. 00848969 · FL
- EGRET SECURITIES LLCActive Broker-Dealers · SEC file No. 00871380 · FL
- EMKAP US LLCActive Broker-Dealers · SEC file No. 00871349 · FL
- ENCLAVE CAPITAL LLCActive Broker-Dealers · SEC file No. 00839592 · FL
- EPIC CAPITAL SECURITIES CORPActive Broker-Dealers · SEC file No. 00869229 · FL
- EQUAPATH CAPITAL, LLCActive Broker-Dealers · SEC file No. 00870693 · FL
- EQUIFINANCIAL LLCActive Broker-Dealers · SEC file No. 00867037 · FL
- ERUDITE TRADING LLCActive Broker-Dealers · SEC file No. 00871096 · FL
- EULAV SECURITIES LLCActive Broker-Dealers · SEC file No. 00868789 · FL
- EUROPEAN FAMILY OFFICE INSTITUTE LLC.Active Broker-Dealers · SEC file No. 00869871 · FL
- FARKAS CAPITAL LLCActive Broker-Dealers · SEC file No. 00870921 · FL
- FARVAHAR CAPITAL LLCActive Broker-Dealers · SEC file No. 00869692 · FL
- FINANCORP GROUP INTERNATIONAL CORPORATIONActive Broker-Dealers · SEC file No. 00845367 · FL
- FINANTIA USA INC.Active Broker-Dealers · SEC file No. 00848578 · FL
- FIRST CHICAGO ADVISORS, INC.Active Broker-Dealers · SEC file No. 00867528 · FL
- FIRST LIBERTIES SECURITIES, INC.Active Broker-Dealers · SEC file No. 00830673 · FL