SEC Broker-Dealers Register · Public
Active broker-dealers, from the SEC's own list.
3,271 broker-dealers listed by the U.S. Securities and Exchange Commission, searchable by name, SEC file number and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Company Information About Active Broker-Dealers
Information last checked: 1 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
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Showing 51–100 of 296 matchingSource: SEC Company Information About Active Broker-Dealers
- BTIG, LLCActive Broker-Dealers · SEC file No. 00865473 · CA
- BUILDER ADVISOR GROUP, LLCActive Broker-Dealers · SEC file No. 00868801 · CA
- CACHE SECURITIES LLCActive Broker-Dealers · SEC file No. 00870913 · CA
- CALDWELL SUTTER CAPITAL, INC.Active Broker-Dealers · SEC file No. 00827639 · CA
- CANGURU CAPITAL ADVISORSActive Broker-Dealers · SEC file No. 00871270 · CA
- CAPITAL CLIENT GROUP, INC.Active Broker-Dealers · SEC file No. 00817168 · CA
- CAPITAL RESEARCH BROKERAGE SERVICES, LLCActive Broker-Dealers · SEC file No. 00849213 · CA
- CAPITAL SYNERGY PARTNERS, INC.Active Broker-Dealers · SEC file No. 00868060 · CA
- CAPLIGHT MARKETS LLCActive Broker-Dealers · SEC file No. 00852440 · CA
- CAPLINK SECURITIES, INCActive Broker-Dealers · SEC file No. 00866379 · CA
- CASEY SECURITIES LLCActive Broker-Dealers · SEC file No. 00821205 · CA
- CASH APP INVESTING LLCActive Broker-Dealers · SEC file No. 00867630 · CA
- CEIBA FINANCIAL, LLCActive Broker-Dealers · SEC file No. 00870236 · CA
- CENTAURUS FINANCIAL, INC.Active Broker-Dealers · SEC file No. 00845185 · CA
- CENTERPOINT M&A ADVISORS, INC.Active Broker-Dealers · SEC file No. 00867231 · CA
- CHANDLER DISTRIBUTION SERVICES, LLCActive Broker-Dealers · SEC file No. 00871256 · CA
- CITIZENS JMP SECURITIES, LLCActive Broker-Dealers · SEC file No. 00839613 · CA
- CLAYTON, WILLIAMS & SHERWOOD INVESTMENTSActive Broker-Dealers · SEC file No. 00840494 · CA
- CLEARLAKE CAPITAL MARKETS, LLCActive Broker-Dealers · SEC file No. 00871428 · CA
- CMG SECURITIES LLCActive Broker-Dealers · SEC file No. 00869982 · CA
- COIT CAPITAL SECURITIES LLCActive Broker-Dealers · SEC file No. 00869122 · CA
- COLUMBIA CAPITAL SECURITIES, INC.Active Broker-Dealers · SEC file No. 00867854 · CA
- COMPAK SECURITIES, INC.Active Broker-Dealers · SEC file No. 00865804 · CA
- COMSTOCK PARTNERS, L.L.C.Active Broker-Dealers · SEC file No. 00847802 · CA
- COPLEY ALTERNATIVE INVESTMENTS, INC.Active Broker-Dealers · SEC file No. 00871379 · CA
- CORONADO INVESTMENTS, LLCActive Broker-Dealers · SEC file No. 00853215 · CA
- CORPORATE FINANCE SECURITIES, INC.Active Broker-Dealers · SEC file No. 00867566 · CA
- COURTLANDT SECURITIES CORPORATIONActive Broker-Dealers · SEC file No. 00867081 · CA
- CP INVESTMENTS, LLCActive Broker-Dealers · SEC file No. 00840862 · CA
- CPS FINANCIAL & INSURANCE SERVICES, INC.Active Broker-Dealers · SEC file No. 00849337 · CA
- CRITICALPOINT PARTNERS LLCActive Broker-Dealers · SEC file No. 00870885 · CA
- CRUSH SECURITIES LLCActive Broker-Dealers · SEC file No. 00870800 · CA
- DENNING & COMPANY LLCActive Broker-Dealers · SEC file No. 00853532 · CA
- DIGITAL OFFERING LLCActive Broker-Dealers · SEC file No. 00869206 · CA
- DIRECT REALTY SECURITIES, INC.Active Broker-Dealers · SEC file No. 00869307 · CA
- DREAM STREET SECURITIES, LLCActive Broker-Dealers · SEC file No. 00871039 · CA
- DUNHAM & ASSOCIATES INVESTMENT COUNSEL, INC.Active Broker-Dealers · SEC file No. 00828527 · CA
- EASTDIL SECURED ADVISORS LLCActive Broker-Dealers · SEC file No. 00870367 · CA
- ECHELON CAPITALActive Broker-Dealers · SEC file No. 00868705 · CA
- EDGELINE CAPITAL, LLC.Active Broker-Dealers · SEC file No. 00868475 · CA
- EDGEWATER CAPITAL, LLCActive Broker-Dealers · SEC file No. 00866184 · CA
- EMERSON EQUITY LLCActive Broker-Dealers · SEC file No. 00866296 · CA
- ENCOMPASS MORE INVESTMENTS, LLCActive Broker-Dealers · SEC file No. 00870901 · CA
- ENGMANN DOUGLAS JOEActive Broker-Dealers · SEC file No. 00820940 · CA
- EQUITYBEE SECURITIES, LLCActive Broker-Dealers · SEC file No. 00849621 · CA
- EXCHANGERIGHT SECURITIES, LLCActive Broker-Dealers · SEC file No. 00869753 · CA
- FALLBROOK CAPITAL SECURITIES CORP.Active Broker-Dealers · SEC file No. 00852068 · CA
- FARMERS FINANCIAL SOLUTIONS, LLCActive Broker-Dealers · SEC file No. 00852361 · CA
- FENNEL FINANCIALS LLCActive Broker-Dealers · SEC file No. 00870779 · CA
- FIGURE SECURITIES, INC.Active Broker-Dealers · SEC file No. 00870478 · CA