SEC Broker-Dealers Register · Public
Active broker-dealers, from the SEC's own list.
3,271 broker-dealers listed by the U.S. Securities and Exchange Commission, searchable by name, SEC file number and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Company Information About Active Broker-Dealers
Information last checked: 1 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
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Showing 851–900 of 914 matchingSource: SEC Company Information About Active Broker-Dealers
- UNIVEST SECURITIES, LLCActive Broker-Dealers · SEC file No. 00847006 · NY
- UNLU SECURITIES INC.Active Broker-Dealers · SEC file No. 00869627 · NY
- UOB GLOBAL EQUITY SALES LLCActive Broker-Dealers · SEC file No. 00865886 · NY
- UPHOLD SECURITIES INC.Active Broker-Dealers · SEC file No. 00846202 · NY
- US TIGER SECURITIES, INC.Active Broker-Dealers · SEC file No. 00865324 · NY
- USMART CAPITAL, LLCActive Broker-Dealers · SEC file No. 00871200 · NY
- USQ SECURITIES LLCActive Broker-Dealers · SEC file No. 00870279 · NY
- USREM SECURITIES LLCActive Broker-Dealers · SEC file No. 00870835 · NY
- VALIDATE CAPITAL MARKETS, LLCActive Broker-Dealers · SEC file No. 00866717 · NY
- VALLEY FINANCIAL MANAGEMENT, INC.Active Broker-Dealers · SEC file No. 00852993 · NY
- VAN ECK SECURITIES CORPORATIONActive Broker-Dealers · SEC file No. 00804618 · NY
- VAN LANSCHOT KEMPEN (USA) INC.Active Broker-Dealers · SEC file No. 00848389 · NY
- VANDERBILT SECURITIES, LLCActive Broker-Dealers · SEC file No. 00816712 · NY
- VAXA PARTNERS LLCActive Broker-Dealers · SEC file No. 00871326 · NY
- VCS VENTURE SECURITIESActive Broker-Dealers · SEC file No. 00866069 · NY
- VELOCITY CAPITAL, LLCActive Broker-Dealers · SEC file No. 00869479 · NY
- VERITAS CAPITAL SECURITIES L.L.C.Active Broker-Dealers · SEC file No. 00871002 · NY
- VESTWELL SECURITIES, LLCActive Broker-Dealers · SEC file No. 00871272 · NY
- VICENTE & PARTNERS LLCActive Broker-Dealers · SEC file No. 00870392 · NY
- VIENNA CAPITAL PARTNERS LLCActive Broker-Dealers · SEC file No. 00870631 · NY
- VIEW PARTNERS CAPITAL LLCActive Broker-Dealers · SEC file No. 00867828 · NY
- VIRTU ALTERNET SECURITIES LLCActive Broker-Dealers · SEC file No. 00851939 · NY
- VIRTU AMERICAS LLCActive Broker-Dealers · SEC file No. 00868193 · NY
- VISIONS ANALYSIS LLCActive Broker-Dealers · SEC file No. 00869898 · NY
- VISTA EQUITY PARTNERS CAPITAL MARKETS, LLCActive Broker-Dealers · SEC file No. 00871280 · NY
- VNTR SECURITIES LLCActive Broker-Dealers · SEC file No. 00869768 · NY
- VONTOBEL SECURITIES LTD.Active Broker-Dealers · SEC file No. 00838977 · NY
- WALL STREET ACCESSActive Broker-Dealers · SEC file No. 00825936 · NY
- WALTER GREENBLATT & ASSOCIATES, LLCActive Broker-Dealers · SEC file No. 00866211 · NY
- WATSON MANAGEMENT ASSOCIATES, LLCActive Broker-Dealers · SEC file No. 00867127 · NY
- WEBULL FINANCIAL LLCActive Broker-Dealers · SEC file No. 00869978 · NY
- WEDBUSH & CO., LLCActive Broker-Dealers · SEC file No. 00871158 · NY
- WELLFLEET INVESTMENTS LLCActive Broker-Dealers · SEC file No. 00836769 · NY
- WELLINGTON SHIELDS & CO., LLCActive Broker-Dealers · SEC file No. 00868098 · NY
- WELLS FARGO PRIME SERVICES, LLCActive Broker-Dealers · SEC file No. 00866677 · NY
- WEMATCH.LIVE LLCActive Broker-Dealers · SEC file No. 00871007 · NY
- WESTCHESTER CAPITAL PLANNING, INC.Active Broker-Dealers · SEC file No. 00851213 · NY
- WESTCO INVESTMENT CORP.Active Broker-Dealers · SEC file No. 00838452 · NY
- WESTMINSTER RESEARCH ASSOCIATES LLCActive Broker-Dealers · SEC file No. 00828900 · NY
- WESTPAC CAPITAL MARKETS LLCActive Broker-Dealers · SEC file No. 00869113 · NY
- WESTROCK CAPITAL MANAGEMENT, INC.Active Broker-Dealers · SEC file No. 00850450 · NY
- WESTWOOD CAPITAL, LLCActive Broker-Dealers · SEC file No. 00848745 · NY
- WILLIAM HOOD & Co LLC.Active Broker-Dealers · SEC file No. 00870124 · NY
- WILLIS TOWERS WATSON SECURITIES, LLCActive Broker-Dealers · SEC file No. 00870858 · NY
- WILLOW WEALTH MARKETS LLCActive Broker-Dealers · SEC file No. 00869506 · NY
- WILMINGTON CAPITAL SECURITIES, LLCActive Broker-Dealers · SEC file No. 00867149 · NY
- WINTERFLOOD SECURITIES US CORPORATIONActive Broker-Dealers · SEC file No. 00870259 · NY
- WINTERMUTE USA LLCActive Broker-Dealers · SEC file No. 00871401 · NY
- WINTOUR & COMPANY, INC.Active Broker-Dealers · SEC file No. 00868719 · NY
- WISDOMTREE SECURITIES, INC.Active Broker-Dealers · SEC file No. 00870847 · NY