SEC Broker-Dealers Register · Public
Active broker-dealers, from the SEC's own list.
3,271 broker-dealers listed by the U.S. Securities and Exchange Commission, searchable by name, SEC file number and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Company Information About Active Broker-Dealers
Information last checked: 1 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
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Showing 801–850 of 914 matchingSource: SEC Company Information About Active Broker-Dealers
- THALES CAPITAL PARTNERS LLCActive Broker-Dealers · SEC file No. 00869498 · NY
- THE BENCHMARK COMPANY, LLCActive Broker-Dealers · SEC file No. 00840081 · NY
- THE GROWTH STAGE INC.Active Broker-Dealers · SEC file No. 00870467 · NY
- THE KLEIN GROUP, LLCActive Broker-Dealers · SEC file No. 00851430 · NY
- THE ROCKWELL FINANCIAL GROUP, INC.Active Broker-Dealers · SEC file No. 00842399 · NY
- THE TIE CAPITAL LLCActive Broker-Dealers · SEC file No. 00871484 · NY
- THE TRANSPORTATION GROUP (SECURITIES) LIMITEDActive Broker-Dealers · SEC file No. 00869878 · NY
- THE ULTIMA GLOBAL MARKETS (USA), INC.Active Broker-Dealers · SEC file No. 00851950 · NY
- THE VERTICAL TRADING GROUP, LLCActive Broker-Dealers · SEC file No. 00852814 · NY
- THINKEQUITY LLCActive Broker-Dealers · SEC file No. 00838622 · NY
- THREADMARK LPActive Broker-Dealers · SEC file No. 00869535 · NY
- THREE OCEAN SECURITIES LLCActive Broker-Dealers · SEC file No. 00869203 · NY
- TIGERBRIDGE CAPITAL LLCActive Broker-Dealers · SEC file No. 00870086 · NY
- TIGRESS FINANCIAL PARTNERS, LLCActive Broker-Dealers · SEC file No. 00868671 · NY
- TIME EQUITIES SECURITIES LLCActive Broker-Dealers · SEC file No. 00853420 · NY
- TIMECAPITAL SECURITIES CORPORATIONActive Broker-Dealers · SEC file No. 00818248 · NY
- TITAN GLOBAL TECHNOLOGIES LLCActive Broker-Dealers · SEC file No. 00870650 · NY
- TITAN PARTNERS SECURITIES LLCActive Broker-Dealers · SEC file No. 00871303 · NY
- TMX ALPHA US, LLCActive Broker-Dealers · SEC file No. 00871182 · NY
- TOCQUEVILLE SECURITIES L.P.Active Broker-Dealers · SEC file No. 00842223 · NY
- TOPCAP PARTNERS, INC.Active Broker-Dealers · SEC file No. 00869755 · NY
- TORA TRADING SERVICES, LLCActive Broker-Dealers · SEC file No. 00866925 · NY
- TOSS SECURITIES US LLCActive Broker-Dealers · SEC file No. 00871293 · NY
- TOWERBROOK FINANCIAL, L.P.Active Broker-Dealers · SEC file No. 00868721 · NY
- TP ICAP GLOBAL MARKETS AMERICAS LLCActive Broker-Dealers · SEC file No. 00812726 · NY
- TRADEMAS INC.Active Broker-Dealers · SEC file No. 00866292 · NY
- TRADESK SECURITIES, INC.Active Broker-Dealers · SEC file No. 00870930 · NY
- TRADEUP SECURITIES, INC.Active Broker-Dealers · SEC file No. 00836754 · NY
- TRADEWEB DIRECT LLCActive Broker-Dealers · SEC file No. 00852278 · NY
- TRADEWEB LLCActive Broker-Dealers · SEC file No. 00849994 · NY
- TRADEZERO AMERICA, INC.Active Broker-Dealers · SEC file No. 00869736 · NY
- TRADITION SECURITIES AND DERIVATIVES LLCActive Broker-Dealers · SEC file No. 00843559 · NY
- TRANSAMERICA INVESTORS SECURITIES, LLCActive Broker-Dealers · SEC file No. 00845671 · NY
- TRANSNATIONAL CAPITAL CORP.Active Broker-Dealers · SEC file No. 00866908 · NY
- TRIAD SECURITIES CORPActive Broker-Dealers · SEC file No. 00820930 · NY
- TRIDENT PARTNERS LTD.Active Broker-Dealers · SEC file No. 00849342 · NY
- TRITAURIAN CAPITAL, INCORPORATEDActive Broker-Dealers · SEC file No. 00851062 · NY
- TRIVE NEW YORK LLCActive Broker-Dealers · SEC file No. 00839420 · NY
- TRUBEE WEALTH ADVISORS, INC.Active Broker-Dealers · SEC file No. 00802142 · NY
- TRUMID FINANCIAL LLCActive Broker-Dealers · SEC file No. 00869500 · NY
- TS IMAGINE BROKERAGE SERVICES, LLCActive Broker-Dealers · SEC file No. 00867807 · NY
- TTBD, LLCActive Broker-Dealers · SEC file No. 00871139 · NY
- TUOHY BROTHERS INVESTMENT RESEARCH, INC.Active Broker-Dealers · SEC file No. 00866756 · NY
- TWO SIGMA EXECUTION SERVICES, LLCActive Broker-Dealers · SEC file No. 00871128 · NY
- TWO SIGMA SECURITIES, LLCActive Broker-Dealers · SEC file No. 00868090 · NY
- U.S. SECURITIES, INTL. CORP.Active Broker-Dealers · SEC file No. 00818118 · NY
- U.S. STERLING SECURITIES, INC.Active Broker-Dealers · SEC file No. 00847052 · NY
- UBS ASSET MANAGEMENT (US) INC.Active Broker-Dealers · SEC file No. 00821901 · NY
- UNICREDIT CAPITAL MARKETS LLCActive Broker-Dealers · SEC file No. 00823081 · NY
- UNITED FIRST PARTNERS LLCActive Broker-Dealers · SEC file No. 00868718 · NY