SEC Broker-Dealers Register · Public
Active broker-dealers, from the SEC's own list.
3,271 broker-dealers listed by the U.S. Securities and Exchange Commission, searchable by name, SEC file number and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Company Information About Active Broker-Dealers
Information last checked: 1 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
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Showing 651–700 of 914 matchingSource: SEC Company Information About Active Broker-Dealers
- PRIME EXECUTIONS, INC.Active Broker-Dealers · SEC file No. 00843985 · NY
- PRIME NUMBER CAPITAL, LLCActive Broker-Dealers · SEC file No. 00870118 · NY
- PRISM FINANCIAL PRODUCTS LPActive Broker-Dealers · SEC file No. 00870465 · NY
- PRIVATE BROKERS, LLCActive Broker-Dealers · SEC file No. 00869181 · NY
- PROFINANCIAL, INC.Active Broker-Dealers · SEC file No. 00832026 · NY
- PROFOR SECURITIES, LLCActive Broker-Dealers · SEC file No. 00866974 · NY
- PROMETHEUM CAPITAL LLCActive Broker-Dealers · SEC file No. 00870739 · NY
- PROMETHEUM EMBER ATS INC.Active Broker-Dealers · SEC file No. 00870624 · NY
- PROOF SERVICES LLCActive Broker-Dealers · SEC file No. 00870450 · NY
- PROVABLE MARKETS LLCActive Broker-Dealers · SEC file No. 00870667 · NY
- PUMA CAPITAL, LLCActive Broker-Dealers · SEC file No. 00867849 · NY
- PUNDION LLCActive Broker-Dealers · SEC file No. 00868784 · NY
- PURESTREAM, LLCActive Broker-Dealers · SEC file No. 00870472 · NY
- PURSHE KAPLAN STERLING INVESTMENTS, INC.Active Broker-Dealers · SEC file No. 00846844 · NY
- PYRAMID FUNDS CORPORATIONActive Broker-Dealers · SEC file No. 00812769 · NY
- PZENA FINANCIAL SERVICES, LLCActive Broker-Dealers · SEC file No. 00869390 · NY
- QUANTFURY TRADING USA LLCActive Broker-Dealers · SEC file No. 00870934 · NY
- QUANTITATIVE BROKERS, LLCActive Broker-Dealers · SEC file No. 00869396 · NY
- QUILVEST CAPITAL PARTNERS SECURITIES LLCActive Broker-Dealers · SEC file No. 00869883 · NY
- QUINBROOK CAPITAL PARTNERS LLCActive Broker-Dealers · SEC file No. 00870725 · NY
- QUINT CAPITAL CORPORATIONActive Broker-Dealers · SEC file No. 00842649 · NY
- R. F. LAFFERTY & CO., INC.Active Broker-Dealers · SEC file No. 00825581 · NY
- R.M.N. SECURITIES, INC.Active Broker-Dealers · SEC file No. 00838211 · NY
- RABO SECURITIES USA, INC.Active Broker-Dealers · SEC file No. 00865525 · NY
- RAINBRIDGE SECURITIES LLCActive Broker-Dealers · SEC file No. 00871373 · NY
- RAINE SECURITIES LLCActive Broker-Dealers · SEC file No. 00867121 · NY
- RANGE INVESTING, LLCActive Broker-Dealers · SEC file No. 00871376 · NY
- RAPHAEL ARYEHActive Broker-Dealers · SEC file No. 00835565 · NY
- RB INTERNATIONAL MARKETS (USA) LLCActive Broker-Dealers · SEC file No. 00868761 · NY
- RBC CMA LTDActive Broker-Dealers · SEC file No. 00865401 · NY
- REACTIVE MARKETS TECHNOLOGIES LLCActive Broker-Dealers · SEC file No. 00871429 · NY
- REDBIRD BD, LLCActive Broker-Dealers · SEC file No. 00870125 · NY
- REDE PARTNERS (AMERICAS) LLCActive Broker-Dealers · SEC file No. 00870269 · NY
- REDI GLOBAL TECHNOLOGIES LLCActive Broker-Dealers · SEC file No. 00849673 · NY
- REMSENBURG SECURITIES, LLCActive Broker-Dealers · SEC file No. 00870964 · NY
- RENAISSANCE INSTITUTIONAL MANAGEMENT LLCActive Broker-Dealers · SEC file No. 00866971 · NY
- RENCAP SECURITIES, INC.Active Broker-Dealers · SEC file No. 00848011 · NY
- REPUBLIC CAPITAL GROUP HOLDINGS LLCActive Broker-Dealers · SEC file No. 00871334 · NY
- REVA CAPITAL MARKETS LLCActive Broker-Dealers · SEC file No. 00852985 · NY
- REVERE MERCHANT SECURITIES, LLCActive Broker-Dealers · SEC file No. 00869486 · NY
- REVERE SECURITIES LLCActive Broker-Dealers · SEC file No. 00830511 · NY
- REVOLUT SECURITIES INC.Active Broker-Dealers · SEC file No. 00870365 · NY
- RHODA AND CO LLCActive Broker-Dealers · SEC file No. 00870482 · NY
- RHONE GROUP ADVISORS LLCActive Broker-Dealers · SEC file No. 00853003 · NY
- RICE SECURITIES, LLCActive Broker-Dealers · SEC file No. 00839085 · NY
- RICHARD JAMES & ASSOCIATES, INC.Active Broker-Dealers · SEC file No. 00869352 · NY
- RISEVEST FINANCIAL SECURITIES LIMITEDActive Broker-Dealers · SEC file No. 00868336 · NY
- RMB SECURITIES (USA) INC.Active Broker-Dealers · SEC file No. 00870765 · NY
- RNR SECURITIES, L.L.C.Active Broker-Dealers · SEC file No. 00850366 · NY
- ROBERTS & RYAN, INC.Active Broker-Dealers · SEC file No. 00837469 · NY