SEC Broker-Dealers Register · Public
Active broker-dealers, from the SEC's own list.
3,271 broker-dealers listed by the U.S. Securities and Exchange Commission, searchable by name, SEC file number and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Company Information About Active Broker-Dealers
Information last checked: 1 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
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Showing 501–550 of 3,271 matchingSource: SEC Company Information About Active Broker-Dealers
- BTM CONSULTING USA, LLCActive Broker-Dealers · SEC file No. 00871129 · NY
- BTS SECURITIES CORPORATIONActive Broker-Dealers · SEC file No. 00826818 · MA
- BUCKLER SECURITIES LLCActive Broker-Dealers · SEC file No. 00869807 · CT
- BUCKMAN, BUCKMAN & REID, INC.Active Broker-Dealers · SEC file No. 00840413 · NJ
- BUCKRAM SECURITIES LTDActive Broker-Dealers · SEC file No. 00865939 · NY
- BUELL SECURITIES CORP.Active Broker-Dealers · SEC file No. 00822058 · CT
- BUILDER ADVISOR GROUP, LLCActive Broker-Dealers · SEC file No. 00868801 · CA
- BULL MARKET SECURITIES, INC.Active Broker-Dealers · SEC file No. 00869718 · FL
- BULLISH BOB BAGLEY SECURITIES, INC.Active Broker-Dealers · SEC file No. 00841372 · TX
- BULLTICK, LLCActive Broker-Dealers · SEC file No. 00852493 · FL
- BUNDY GROUP SECURITIES, LLCActive Broker-Dealers · SEC file No. 00870623 · NC
- BUNQ US BD LLCActive Broker-Dealers · SEC file No. 00871344 · NY
- BURCH & COMPANY, INCActive Broker-Dealers · SEC file No. 00852121 · MO
- BURNHAM & FLOWER FINANCIAL, INC.Active Broker-Dealers · SEC file No. 00853389 · MI
- BUTLER CAPITAL INVESTMENTS, LLCActive Broker-Dealers · SEC file No. 00853413 · NY
- BUTTONWOOD PARTNERS, INC.Active Broker-Dealers · SEC file No. 00842883 · WI
- BV SECURITIES, LLCActive Broker-Dealers · SEC file No. 00852293 · TX
- C. L. KING & ASSOCIATES, INC.Active Broker-Dealers · SEC file No. 00817025 · NY
- C.R. LLOYD INVESTMENT SERVICES, LLCActive Broker-Dealers · SEC file No. 00871100 · SD
- C&C TRADING L.L.C.Active Broker-Dealers · SEC file No. 00848631 · CT
- CABIN SECURITIES, INC.Active Broker-Dealers · SEC file No. 00867097 · KS
- CABOT LODGE SECURITIES LLCActive Broker-Dealers · SEC file No. 00869009 · IL
- CABRERA CAPITAL MARKETS, LLCActive Broker-Dealers · SEC file No. 00826406 · IL
- CACHE SECURITIES LLCActive Broker-Dealers · SEC file No. 00870913 · CA
- CADIA CAPITAL ADVISORS, LLCActive Broker-Dealers · SEC file No. 00869763 · NY
- CADMAN SECURITIES, LLCActive Broker-Dealers · SEC file No. 00866126 · IL
- CADZ SECURITIES INCActive Broker-Dealers · SEC file No. 00871094 · FL
- CAIS CAPITAL LLCActive Broker-Dealers · SEC file No. 00868646 · NY
- CALAMAR FINANCIAL GROUP, LLCActive Broker-Dealers · SEC file No. 00869777 · NY
- CALAMOS FINANCIAL SERVICES LLCActive Broker-Dealers · SEC file No. 00837854 · IL
- CALDWELL SUTTER CAPITAL, INC.Active Broker-Dealers · SEC file No. 00827639 · CA
- CALTON & ASSOCIATES, INC.Active Broker-Dealers · SEC file No. 00838635 · FL
- CAMBRIDGE INTERNATIONAL PARTNERS LLCActive Broker-Dealers · SEC file No. 00849059 · CT
- CAMBRIDGE INVESTMENT RESEARCH, INC.Active Broker-Dealers · SEC file No. 00848740 · IA
- CAMDEN FINANCIAL SERVICESActive Broker-Dealers · SEC file No. 00837303 · TX
- CAMPBELL FINANCIAL SERVICES, LLCActive Broker-Dealers · SEC file No. 00850119 · MD
- CAMPBELL LUTYENS & CO. INC.Active Broker-Dealers · SEC file No. 00866720 · NY
- CANACCORD GENUITY LLCActive Broker-Dealers · SEC file No. 00803271 · MA
- CANACCORD GENUITY WEALTH MANAGEMENT (USA) INC.Active Broker-Dealers · SEC file No. 00821025 · WA
- CANAM INVESTOR SERVICES, LLCActive Broker-Dealers · SEC file No. 00868904 · NY
- CANDEAL SECURITIES, LLCActive Broker-Dealers · SEC file No. 00869541 · NY
- CANDLEWOOD SECURITIES, LLCActive Broker-Dealers · SEC file No. 00865845 · OH
- CANGURU CAPITAL ADVISORSActive Broker-Dealers · SEC file No. 00871270 · CA
- CANNON SECURITIES, INC.Active Broker-Dealers · SEC file No. 00868437 · GA
- CANTON STREET STRATEGIES, LLCActive Broker-Dealers · SEC file No. 00871505 · GA
- CANTOR FITZGERALD & CO.Active Broker-Dealers · SEC file No. 00800201 · NY
- CAPACUITY SECURITIES, INC.Active Broker-Dealers · SEC file No. 00832508 · FL
- CAPCONNECT EMARKETS, LLCActive Broker-Dealers · SEC file No. 00870596 · AZ
- CAPE SECURITIES INC.Active Broker-Dealers · SEC file No. 00820747 · GA
- CAPELLA SECURITIES LLCActive Broker-Dealers · SEC file No. 00869567 · NY