Active broker-dealers, from the SEC's own list.
3,271 broker-dealers listed by the U.S. Securities and Exchange Commission, searchable by name, SEC file number and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Company Information About Active Broker-Dealers
Information last checked: 1 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
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- TITAN GLOBAL TECHNOLOGIES LLCActive Broker-Dealers · SEC file No. 00870650 · NY
- TITAN PARTNERS SECURITIES LLCActive Broker-Dealers · SEC file No. 00871303 · NY
- TITLEIST CAPITAL, LLCActive Broker-Dealers · SEC file No. 00865859 · TX
- TJ BENDER & COMPANY, INC.Active Broker-Dealers · SEC file No. 00870016 · GA
- TJM INVESTMENTS, LLCActive Broker-Dealers · SEC file No. 00851370 · IL
- TLG LENOX, LLCActive Broker-Dealers · SEC file No. 00866424 · GA
- TMX ALPHA US, LLCActive Broker-Dealers · SEC file No. 00871182 · NY
- TNCP, LLCActive Broker-Dealers · SEC file No. 00868220 · CT
- TOBIN & COMPANY SECURITIES LLCActive Broker-Dealers · SEC file No. 00867134 · NC
- TOCQUEVILLE SECURITIES L.P.Active Broker-Dealers · SEC file No. 00842223 · NY
- TOP CAPITAL ADVISORS, INC.Active Broker-Dealers · SEC file No. 00869234 · CA
- TOPCAP PARTNERS, INC.Active Broker-Dealers · SEC file No. 00869755 · NY
- TOR BROKERAGE LLCActive Broker-Dealers · SEC file No. 00866903 · NJ
- TORA TRADING SERVICES, LLCActive Broker-Dealers · SEC file No. 00866925 · NY
- TORCH PARTNERS CORPORATE FINANCE INCActive Broker-Dealers · SEC file No. 00868966
- TOSS SECURITIES US LLCActive Broker-Dealers · SEC file No. 00871293 · NY
- TOUCHSTONE SECURITIES, LLCActive Broker-Dealers · SEC file No. 00814052 · OH
- TOURMALINE PARTNERS, LLCActive Broker-Dealers · SEC file No. 00868644 · CT
- TOWER PRINCIPAL MARKETS LLCActive Broker-Dealers · SEC file No. 00870919 · SC
- TOWERBROOK FINANCIAL, L.P.Active Broker-Dealers · SEC file No. 00868721 · NY
- TOYOTA FINANCIAL SERVICES SECURITIES USA CORPORATIONActive Broker-Dealers · SEC file No. 00866961 · TX
- TP ICAP GLOBAL MARKETS AMERICAS LLCActive Broker-Dealers · SEC file No. 00812726 · NY
- TPEG SECURITIES, LLCActive Broker-Dealers · SEC file No. 00867843 · TX
- TPG CAPITAL BD, LLCActive Broker-Dealers · SEC file No. 00867616 · TX
- TRADE CAPITAL MARKETS (TCM) NORTH AMERICA LLCActive Broker-Dealers · SEC file No. 00870811 · NJ
- TRADE-PMR INC.Active Broker-Dealers · SEC file No. 00851390 · FL
- TRADEBOT SYSTEMS, INC.Active Broker-Dealers · SEC file No. 00853557 · MO
- TRADELINK SECURITIES, LLCActive Broker-Dealers · SEC file No. 00866452 · FL
- TRADEMAS INC.Active Broker-Dealers · SEC file No. 00866292 · NY
- TRADEPRO SECURITIES, LLC.Active Broker-Dealers · SEC file No. 00852282 · GA
- TRADESK SECURITIES, INC.Active Broker-Dealers · SEC file No. 00870930 · NY
- TRADESTATION SECURITIES, INC.Active Broker-Dealers · SEC file No. 00848711 · FL
- TRADEUP SECURITIES, INC.Active Broker-Dealers · SEC file No. 00836754 · NY
- TRADEWEB DIRECT LLCActive Broker-Dealers · SEC file No. 00852278 · NY
- TRADEWEB LLCActive Broker-Dealers · SEC file No. 00849994 · NY
- TRADEZERO AMERICA, INC.Active Broker-Dealers · SEC file No. 00869736 · NY
- TRADIER BROKERAGE, INC.Active Broker-Dealers · SEC file No. 00852972 · NC
- TRADITION SECURITIES AND DERIVATIVES LLCActive Broker-Dealers · SEC file No. 00843559 · NY
- TRAILMARK INC.Active Broker-Dealers · SEC file No. 00852864 · GA
- TRANSACTIONDRIVERS LLCActive Broker-Dealers · SEC file No. 00846579 · CA
- TRANSAMERICA CAPITAL, LLCActive Broker-Dealers · SEC file No. 00824829 · CO
- TRANSAMERICA FINANCIAL ADVISORS, LLCActive Broker-Dealers · SEC file No. 00833429 · IA
- TRANSAMERICA INVESTORS SECURITIES, LLCActive Broker-Dealers · SEC file No. 00845671 · NY
- TRANSITIONAL BROKER LLCActive Broker-Dealers · SEC file No. 00870353 · UT
- TRANSNATIONAL CAPITAL CORP.Active Broker-Dealers · SEC file No. 00866908 · NY
- TRANSPACIFIC GROUP LLCActive Broker-Dealers · SEC file No. 00867611 · FL
- TRB SECURITIES, LLCActive Broker-Dealers · SEC file No. 00870999 · TX
- TRC MARKETS LLCActive Broker-Dealers · SEC file No. 00869454 · SC
- TREASURY BROKERAGEActive Broker-Dealers · SEC file No. 00867345 · CA
- TREE LINE CAPITAL MARKETS, LLCActive Broker-Dealers · SEC file No. 00870838 · CA