SEC Broker-Dealers Register · Public
Active broker-dealers, from the SEC's own list.
3,271 broker-dealers listed by the U.S. Securities and Exchange Commission, searchable by name, SEC file number and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Company Information About Active Broker-Dealers
Information last checked: 1 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
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Showing 51–100 of 182 matching (names starting with T)Source: SEC Company Information About Active Broker-Dealers
- THE GROWTH STAGE INC.Active Broker-Dealers · SEC file No. 00870467 · NY
- THE HUNTINGTON INVESTMENT COMPANYActive Broker-Dealers · SEC file No. 00834867 · OH
- THE JEFFREY MATTHEWS FINANCIAL GROUP, L.L.C.Active Broker-Dealers · SEC file No. 00849352 · NJ
- THE KLEIN GROUP, LLCActive Broker-Dealers · SEC file No. 00851430 · NY
- THE M & A GROUP LLCActive Broker-Dealers · SEC file No. 00867684 · MN
- THE NEW PENFACS INC.Active Broker-Dealers · SEC file No. 00867738 · MA
- THE O.N. EQUITY SALES COMPANYActive Broker-Dealers · SEC file No. 00814161 · OH
- THE OAK RIDGE FINANCIAL SERVICES GROUP, INC.Active Broker-Dealers · SEC file No. 00850082 · MN
- THE ROCKWELL FINANCIAL GROUP, INC.Active Broker-Dealers · SEC file No. 00842399 · NY
- THE SPARTAN GROUPActive Broker-Dealers · SEC file No. 00865674 · CA
- THE STRATEGIC ALLIANCE CORPORATIONActive Broker-Dealers · SEC file No. 00846341 · NC
- THE STRATEGIC FINANCIAL ALLIANCE, INC.Active Broker-Dealers · SEC file No. 00865885 · GA
- THE STURGES COMPANYActive Broker-Dealers · SEC file No. 00834910 · FL
- THE TAVENNER COMPANYActive Broker-Dealers · SEC file No. 00841206 · OH
- THE TIDAL GROUP, INC.Active Broker-Dealers · SEC file No. 00848809 · TX
- THE TIE CAPITAL LLCActive Broker-Dealers · SEC file No. 00871484 · NY
- THE TRANSPORTATION GROUP (SECURITIES) LIMITEDActive Broker-Dealers · SEC file No. 00869878 · NY
- THE ULTIMA GLOBAL MARKETS (USA), INC.Active Broker-Dealers · SEC file No. 00851950 · NY
- THE VERTICAL TRADING GROUP, LLCActive Broker-Dealers · SEC file No. 00852814 · NY
- THE WINNING EDGE FINANCIAL GROUP, INC.Active Broker-Dealers · SEC file No. 00846743 · NJ
- THEMIS TRADING LLCActive Broker-Dealers · SEC file No. 00865260 · NJ
- THINK ALPHA SECURITIES, LLCActive Broker-Dealers · SEC file No. 00870292 · NJ
- THINKEQUITY LLCActive Broker-Dealers · SEC file No. 00838622 · NY
- THIRD LAKE ASSOCIATES, LLCActive Broker-Dealers · SEC file No. 00871097 · FL
- THIRD SEVEN CAPITAL LLCActive Broker-Dealers · SEC file No. 00869032 · CT
- THL CAPITAL MARKETS, LLCActive Broker-Dealers · SEC file No. 00870807 · MA
- THOMA BRAVO CAPITAL MARKETS, LLCActive Broker-Dealers · SEC file No. 00870612 · IL
- THOMAS CAPITAL GROUP, INC.Active Broker-Dealers · SEC file No. 00850986 · WA
- THOMPSON DAVIS & CO., INC.Active Broker-Dealers · SEC file No. 00849386 · VA
- THOMPSON RESEARCH, LLCActive Broker-Dealers · SEC file No. 00871392 · TN
- THORNBURG SECURITIES LLCActive Broker-Dealers · SEC file No. 00831249 · NM
- THORNTON FARISH INC.Active Broker-Dealers · SEC file No. 00837486 · AL
- THOROUGHBRED FINANCIAL SERVICES, LLCActive Broker-Dealers · SEC file No. 00851944 · TN
- THRASHER & CHAMBERS, INC.Active Broker-Dealers · SEC file No. 00839049 · AR
- THREADMARK LPActive Broker-Dealers · SEC file No. 00869535 · NY
- THREE BROTHERS TRADING, LLCActive Broker-Dealers · SEC file No. 00869279 · NJ
- THREE OCEAN SECURITIES LLCActive Broker-Dealers · SEC file No. 00869203 · NY
- THRIVENT DISTRIBUTORS, LLCActive Broker-Dealers · SEC file No. 00869606 · MN
- THRIVENT INVESTMENT MANAGEMENT INC.Active Broker-Dealers · SEC file No. 00836525 · MN
- THURSTON, SPRINGER, MILLER, HERD & TITAK, INC.Active Broker-Dealers · SEC file No. 00825452 · IN
- TI SECURITIES, LLCActive Broker-Dealers · SEC file No. 00870431 · GA
- TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLCActive Broker-Dealers · SEC file No. 00844454 · NC
- TICKRS CLEARINGActive Broker-Dealers · SEC file No. 00870658 · CA
- TIDAL PARTNERS, LLCActive Broker-Dealers · SEC file No. 00871026 · CA
- TIGERBRIDGE CAPITAL LLCActive Broker-Dealers · SEC file No. 00870086 · NY
- TIGRESS FINANCIAL PARTNERS, LLCActive Broker-Dealers · SEC file No. 00868671 · NY
- TIMBREL CAPITAL, LLCActive Broker-Dealers · SEC file No. 00870178 · GA
- TIME EQUITIES SECURITIES LLCActive Broker-Dealers · SEC file No. 00853420 · NY
- TIMECAPITAL SECURITIES CORPORATIONActive Broker-Dealers · SEC file No. 00818248 · NY
- TIMOTHY PARTNERS, LTD.Active Broker-Dealers · SEC file No. 00849589 · FL