Active broker-dealers, from the SEC's own list.
3,271 broker-dealers listed by the U.S. Securities and Exchange Commission, searchable by name, SEC file number and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Company Information About Active Broker-Dealers
Information last checked: 1 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
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- SAGE PARTNERS SECURITIES, LLCActive Broker-Dealers · SEC file No. 00852836 · CA
- SALEM PARTNERS, LLCActive Broker-Dealers · SEC file No. 00850241 · CA
- SECOND STREET SECURITIES, INC.Active Broker-Dealers · SEC file No. 00849829 · CA
- SECURITIES EQUITY GROUPActive Broker-Dealers · SEC file No. 00851706 · CA
- SEQUOIA EQUITIES SECURITIES CORPORATIONActive Broker-Dealers · SEC file No. 00829868 · CA
- SHAREHOLDERS SERVICE GROUP, LLCActive Broker-Dealers · SEC file No. 00865778 · CA
- SHOPOFF SECURITIES, INC.Active Broker-Dealers · SEC file No. 00867499 · CA
- SHORELINEAMBROSE ADVISORS, LLCActive Broker-Dealers · SEC file No. 00867357 · CA
- SIENA GLOBAL SECURITIES, LLCActive Broker-Dealers · SEC file No. 00868797 · CA
- SIGNATURE ESTATE SECURITIES, LLCActive Broker-Dealers · SEC file No. 00837065 · CA
- SOFI SECURITIES LLCActive Broker-Dealers · SEC file No. 00868389 · CA
- SPRINKLEBROKERAGE, INC.Active Broker-Dealers · SEC file No. 00869828 · CA
- SPROTT GLOBAL RESOURCE INVESTMENTS LTDActive Broker-Dealers · SEC file No. 00847039 · CA
- STARLIGHT FUNDING INVESTMENTS, LLCActive Broker-Dealers · SEC file No. 00852424 · CA
- STARTENGINE PRIMARY LLCActive Broker-Dealers · SEC file No. 00870060 · CA
- STAX CAPITALActive Broker-Dealers · SEC file No. 00870311 · CA
- STONEBRIDGE CAPITAL PARTNERS LLCActive Broker-Dealers · SEC file No. 00871190 · CA
- STRATEGIC MARKETING SOLUTIONS LTD., LLCActive Broker-Dealers · SEC file No. 00867741 · CA
- SUTTER SECURITIES CLEARING, LLCActive Broker-Dealers · SEC file No. 00866859 · CA
- SUTTER SECURITIES INCORPORATEDActive Broker-Dealers · SEC file No. 00845158 · CA
- SYNDICATED CAPITAL, INC.Active Broker-Dealers · SEC file No. 00844162 · CA
- SYNERGY ADVISORS GROUP, LLCActive Broker-Dealers · SEC file No. 00866114 · CA