SEC Broker-Dealers Register · Public
Active broker-dealers, from the SEC's own list.
3,271 broker-dealers listed by the U.S. Securities and Exchange Commission, searchable by name, SEC file number and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Company Information About Active Broker-Dealers
Information last checked: 1 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
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Showing 201–250 of 283 matching (names starting with S)Source: SEC Company Information About Active Broker-Dealers
- STARWOOD CAPITAL, L.L.C.Active Broker-Dealers · SEC file No. 00867788 · CT
- STASH CAPITAL LLCActive Broker-Dealers · SEC file No. 00869908 · NY
- STATE FARM VP MANAGEMENT CORP.Active Broker-Dealers · SEC file No. 00850128 · IL
- STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLCActive Broker-Dealers · SEC file No. 00844744 · MA
- STATE STREET GLOBAL MARKETS, LLCActive Broker-Dealers · SEC file No. 00869862 · MA
- STATESMAN CORPORATE FINANCE, LLCActive Broker-Dealers · SEC file No. 00867454 · TX
- STATETRUST INVESTMENTS INC.Active Broker-Dealers · SEC file No. 00852954 · FL
- STAX CAPITALActive Broker-Dealers · SEC file No. 00870311 · CA
- STELLA PARTNERS LLCActive Broker-Dealers · SEC file No. 00870196 · IL
- STEPHENS INC.Active Broker-Dealers · SEC file No. 00801927 · AR
- STERLING CAPITAL DISTRIBUTORS, LLCActive Broker-Dealers · SEC file No. 00852396 · ME
- STERLING SMITH CORPORATIONActive Broker-Dealers · SEC file No. 00848058 · TX
- STERLING, GRACE MUNICIPAL SECURITIES CORPORATIONActive Broker-Dealers · SEC file No. 00820003 · NJ
- STERN BROTHERS & CO.Active Broker-Dealers · SEC file No. 00833724 · MO
- STERN CAPITAL LLCActive Broker-Dealers · SEC file No. 00866433 · NY
- STEWARD PARTNERS INVESTMENT SOLUTIONS, LLCActive Broker-Dealers · SEC file No. 00802915 · OR
- STG SECURITIES, LLCActive Broker-Dealers · SEC file No. 00870947 · NY
- STIFEL INDEPENDENT ADVISORS, LLCActive Broker-Dealers · SEC file No. 00843514 · MO
- STIFEL, NICOLAUS & COMPANY, INCORPORATEDActive Broker-Dealers · SEC file No. 00801447 · MO
- STILLPOINT CAPITAL, LLCActive Broker-Dealers · SEC file No. 00866688 · FL
- STIRLINGSHIRE BD LLCActive Broker-Dealers · SEC file No. 00870616 · NY
- STOCK SECURITIES LLCActive Broker-Dealers · SEC file No. 00845650 · NY
- STOCKBLOCK SECURITIES LLCActive Broker-Dealers · SEC file No. 00870481 · NY
- STOCKKINGS CAPITAL LLCActive Broker-Dealers · SEC file No. 00869100 · FL
- STONE KEY SECURITIES LLCActive Broker-Dealers · SEC file No. 00868440 · CT
- STONEBRIDGE CAPITAL PARTNERS LLCActive Broker-Dealers · SEC file No. 00871190 · CA
- STONEBRIDGE SECURITIES, LLC.Active Broker-Dealers · SEC file No. 00851851 · WA
- STONECASTLE SECURITIES, LLCActive Broker-Dealers · SEC file No. 00866434 · NY
- STONECREST CAPITAL MARKETS, INC.Active Broker-Dealers · SEC file No. 00848754 · TX
- STONEGATE CAPITAL MARKETS, INC.Active Broker-Dealers · SEC file No. 00817359 · TX
- STONEHAVEN, LLCActive Broker-Dealers · SEC file No. 00853699 · NY
- STONELIVING SECURITIES, LLCActive Broker-Dealers · SEC file No. 00868551 · FL
- STONEPEAK SECURITIES LLCActive Broker-Dealers · SEC file No. 00870803 · NY
- STONEPINE ADVISORS, LLCActive Broker-Dealers · SEC file No. 00868618 · CO
- STONEWALL INVESTMENTS TENNESSEE INC.Active Broker-Dealers · SEC file No. 00834927 · TN
- STONEX FINANCIAL INC.Active Broker-Dealers · SEC file No. 00851269 · FL
- STONEX INTERNATIONAL SECURITIES INC.Active Broker-Dealers · SEC file No. 00867840 · FL
- STONEX SECURITIES INC.Active Broker-Dealers · SEC file No. 00836638 · AL
- STONINGTON CORPORATIONActive Broker-Dealers · SEC file No. 00846961 · NY
- STONINGTON DRIVE SECURITIES LLCActive Broker-Dealers · SEC file No. 00869914 · NJ
- STORY3 ADVISORS LLCActive Broker-Dealers · SEC file No. 00869997 · CO
- STOUT CAPITAL, LLCActive Broker-Dealers · SEC file No. 00865979 · MI
- STRATCAP SECURITIES, LLCActive Broker-Dealers · SEC file No. 00868338 · NY
- STRATEGIC MARKETING SOLUTIONS LTD., LLCActive Broker-Dealers · SEC file No. 00867741 · CA
- STRATHMORE GROUP LLCActive Broker-Dealers · SEC file No. 00870433 · NY
- STRATOS WEALTH SECURITIES, LLCActive Broker-Dealers · SEC file No. 00870019 · OH
- STRATOSPHERE CAPITAL, LLCActive Broker-Dealers · SEC file No. 00871233 · NY
- STRAUS CAPITAL, LLCActive Broker-Dealers · SEC file No. 00866973 · NJ
- STRONG CAPITAL MARKETS, LLCActive Broker-Dealers · SEC file No. 00870746 · CT
- STUART FRANKEL & CO., INCORPORATEDActive Broker-Dealers · SEC file No. 00817419 · NY