SEC Broker-Dealers Register · Public
Active broker-dealers, from the SEC's own list.
3,271 broker-dealers listed by the U.S. Securities and Exchange Commission, searchable by name, SEC file number and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Company Information About Active Broker-Dealers
Information last checked: 1 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
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Showing 101–150 of 196 matching (names starting with P)Source: SEC Company Information About Active Broker-Dealers
- PICKWICK CAPITAL PARTNERS, LLCActive Broker-Dealers · SEC file No. 00866373 · NY
- PICTET OVERSEAS INC.Active Broker-Dealers · SEC file No. 00847285
- PIMCO INVESTMENTS LLCActive Broker-Dealers · SEC file No. 00868686 · NY
- PINE DISTRIBUTORS LLCActive Broker-Dealers · SEC file No. 00871004 · CO
- PINEBRIDGE SECURITIES LLCActive Broker-Dealers · SEC file No. 00816586 · NY
- PINNACLE CAPITAL SECURITIES, LLCActive Broker-Dealers · SEC file No. 00865263 · CA
- PINNACLE INVESTMENTS, LLC (SUCCESSOR)Active Broker-Dealers · SEC file No. 00867515 · NY
- PIONEER CAPITAL MARKETS, INC.Active Broker-Dealers · SEC file No. 00871384 · NC
- PIPER SANDLER & CO.Active Broker-Dealers · SEC file No. 00815204 · MN
- PJT PARTNERS LPActive Broker-Dealers · SEC file No. 00869442 · NY
- PKS SECURITIES, INC.Active Broker-Dealers · SEC file No. 00852094 · NY
- PLACE TRADE FINANCIAL, INC.Active Broker-Dealers · SEC file No. 00865915 · NC
- PLAN B INVESTMENTS, INC.Active Broker-Dealers · SEC file No. 00866978 · CA
- PLANMEMBER SECURITIES CORPORATIONActive Broker-Dealers · SEC file No. 00825065 · CA
- PLANNED FINANCIAL PROGRAMS, INC.Active Broker-Dealers · SEC file No. 00805727 · NY
- PLANNER SECURITIES LLCActive Broker-Dealers · SEC file No. 00847498 · FL
- PLANTE MORAN INSURANCE AGENCY SERVICES, LLCActive Broker-Dealers · SEC file No. 00865976 · MI
- PLEXUS ENERGY CAPITAL, LLCActive Broker-Dealers · SEC file No. 00867155 · CO
- PLP CAPITAL, LLCActive Broker-Dealers · SEC file No. 00848460 · FL
- PLURAL BROKERAGE LLCActive Broker-Dealers · SEC file No. 00870728 · FL
- PLURIS CAPITAL GROUP, INC.Active Broker-Dealers · SEC file No. 00845179 · NY
- PLUS VENTURE PARTNERS, LLCActive Broker-Dealers · SEC file No. 00870226 · CA
- PM SECURITIES, LLCActive Broker-Dealers · SEC file No. 00866628 · PA
- PMA SECURITIES, LLCActive Broker-Dealers · SEC file No. 00844905 · IL
- PNC CAPITAL MARKETS LLCActive Broker-Dealers · SEC file No. 00832493 · PA
- PNC WEALTH MANAGEMENT LLCActive Broker-Dealers · SEC file No. 00866195 · OH
- PNFP CAPITAL MARKETS, INC.Active Broker-Dealers · SEC file No. 00869608 · TN
- POD SECURITIES, LLCActive Broker-Dealers · SEC file No. 00871381 · FL
- POINSETT SECURITIES, LLCActive Broker-Dealers · SEC file No. 00869596 · SC
- POLAR INVESTMENT COUNSEL, INC.Active Broker-Dealers · SEC file No. 00850039 · MN
- POLARIS PRIVATE PLACEMENTS, LLCActive Broker-Dealers · SEC file No. 00869922 · SC
- POLYGON CAPITAL ADVISORS, LLCActive Broker-Dealers · SEC file No. 00868965 · CA
- POPULAR SECURITIES, LLCActive Broker-Dealers · SEC file No. 00824216 · PR
- PORT SECURITIES, INC.Active Broker-Dealers · SEC file No. 00850492 · CA
- PORTFOLIO RESOURCES GROUP, INC.Active Broker-Dealers · SEC file No. 00845380 · FL
- PORTUM CAPITAL LLCActive Broker-Dealers · SEC file No. 00870281 · NY
- POTOMAC INVESTMENT COMPANYActive Broker-Dealers · SEC file No. 00830830 · FL
- POWDER POINT FINANCIAL LLCActive Broker-Dealers · SEC file No. 00867715 · MA
- POWELL CAPITAL MARKETS, INC.Active Broker-Dealers · SEC file No. 00843472 · NJ
- PPHB SECURITIES LPActive Broker-Dealers · SEC file No. 00866550 · TX
- PRAGER PARTNERS, LLCActive Broker-Dealers · SEC file No. 00871502 · ID
- PRAIRIE CAPITAL MARKETS, LLCActive Broker-Dealers · SEC file No. 00868889 · IL
- PRAXESS SECURITIES, LLCActive Broker-Dealers · SEC file No. 00871110 · TN
- PRE-IPO STREET INC.Active Broker-Dealers · SEC file No. 00869539 · NY
- PREFERRED CAPITAL SECURITIES, LLCActive Broker-Dealers · SEC file No. 00869382 · GA
- PREFERRED CLIENT GROUP, INC.Active Broker-Dealers · SEC file No. 00852005 · TX
- PREP SECURITIES, LLCActive Broker-Dealers · SEC file No. 00869611 · UT
- PRESIDENT STREET GLOBAL, LLCActive Broker-Dealers · SEC file No. 00870849 · NJ
- PRESIDIO MERCHANT PARTNERS LLCActive Broker-Dealers · SEC file No. 00851431 · CO
- PRETIUM SECURITIES, LLCActive Broker-Dealers · SEC file No. 00871017 · NY