SEC Broker-Dealers Register · Public
Active broker-dealers, from the SEC's own list.
3,271 broker-dealers listed by the U.S. Securities and Exchange Commission, searchable by name, SEC file number and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Company Information About Active Broker-Dealers
Information last checked: 1 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
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Showing 51–100 of 196 matching (names starting with P)Source: SEC Company Information About Active Broker-Dealers
- PATRICK CAPITAL MARKETS, LLCActive Broker-Dealers · SEC file No. 00834099 · MO
- PAULSON INVESTMENT COMPANY LLCActive Broker-Dealers · SEC file No. 00826807 · OR
- PAVE SECURITIES, LLCActive Broker-Dealers · SEC file No. 00871031 · NY
- PAYCHEX SECURITIES CORPORATIONActive Broker-Dealers · SEC file No. 00848942 · NY
- PAYDEN & RYGEL DISTRIBUTORSActive Broker-Dealers · SEC file No. 00844622 · CA
- PCA CAPITAL SECURITIES, LLCActive Broker-Dealers · SEC file No. 00866614 · NY
- PCE INVESTMENT BANKERS, INC.Active Broker-Dealers · SEC file No. 00851030 · FL
- PCF CAPITAL MARKETS LLCActive Broker-Dealers · SEC file No. 00870040 · MA
- PCR FINANCE GROUP, LLCActive Broker-Dealers · SEC file No. 00870762 · TX
- PEACHCAP SECURITIES, INC.Active Broker-Dealers · SEC file No. 00841855 · GA
- PEACHTREE PC INVESTORS, LLCActive Broker-Dealers · SEC file No. 00870317 · GA
- PEAK BROKERAGE SERVICES, LLCActive Broker-Dealers · SEC file No. 00868829 · FL
- PEAK6 CAPITAL MANAGEMENT LLCActive Broker-Dealers · SEC file No. 00850422 · IL
- PEAKSTONE SECURITIES, LLCActive Broker-Dealers · SEC file No. 00868835 · IL
- PEEL HUNT INC.Active Broker-Dealers · SEC file No. 00868845
- PEI GLOBAL PARTNERS LLCActive Broker-Dealers · SEC file No. 00870159 · FL
- PELOTON SECURITIES LLCActive Broker-Dealers · SEC file No. 00870354 · NH
- PELUCHIWSKI WILLIAM GEORGEActive Broker-Dealers · SEC file No. 00838497 · CA
- PENDULUM SECURITIES, LLCActive Broker-Dealers · SEC file No. 00870705 · CA
- PENNHAVEN BROKERAGE PARTNERS, LLCActive Broker-Dealers · SEC file No. 00870581 · PA
- PENROD FINANCIAL SERVICES, INC.Active Broker-Dealers · SEC file No. 00840088 · MO
- PENSERRA SECURITIES, LLCActive Broker-Dealers · SEC file No. 00867773 · CA
- PENSION FUND EVALUATIONS, INC.Active Broker-Dealers · SEC file No. 00825520 · NY
- PENTEGRA DISTRIBUTORS INC.Active Broker-Dealers · SEC file No. 00842445 · CA
- PEP ADVISORY LLCActive Broker-Dealers · SEC file No. 00869224 · TX
- PERCENT SECURITIES, LLCActive Broker-Dealers · SEC file No. 00870732 · NY
- PERELLA WEINBERG PARTNERS LPActive Broker-Dealers · SEC file No. 00867167 · NY
- PERFORMANCE TRUST CAPITAL PARTNERS, LLCActive Broker-Dealers · SEC file No. 00847035 · IL
- PERICULUM ADVISORS, LLC.Active Broker-Dealers · SEC file No. 00850240 · IN
- PERIGEE SECURITIES LPActive Broker-Dealers · SEC file No. 00865574 · FL
- PERITUS CAPITAL, LLCActive Broker-Dealers · SEC file No. 00870590 · NY
- PERKINS FUND MARKETING, L.L.C.Active Broker-Dealers · SEC file No. 00851126 · FL
- PERPETUAL AMERICAS FUNDS DISTRIBUTORS, LLCActive Broker-Dealers · SEC file No. 00867608 · ME
- PERRYMAN SECURITIES, INC.Active Broker-Dealers · SEC file No. 00853546 · TX
- PERSHING ADVISOR SOLUTIONS LLCActive Broker-Dealers · SEC file No. 00847425 · NJ
- PERSHING LLCActive Broker-Dealers · SEC file No. 00817574 · NJ
- PERTH ADVISORS LLCActive Broker-Dealers · SEC file No. 00868423 · NH
- PETERS & CO. EQUITIES INC.Active Broker-Dealers · SEC file No. 00848219
- PETRIE PARTNERS SECURITIES, LLCActive Broker-Dealers · SEC file No. 00866503 · TX
- PFS INVESTMENTS INC.Active Broker-Dealers · SEC file No. 00826486 · GA
- PGB SECURITIES LLCActive Broker-Dealers · SEC file No. 00870338 · NJ
- PGM GLOBAL INC.Active Broker-Dealers · SEC file No. 00852850
- PGP CAPITAL ADVISORS, LLCActive Broker-Dealers · SEC file No. 00866180 · CA
- PH PARTNERS, LLCActive Broker-Dealers · SEC file No. 00866396 · TX
- PHARUS SECURITIES, LLCActive Broker-Dealers · SEC file No. 00867948 · NY
- PHCP, LLCActive Broker-Dealers · SEC file No. 00870289 · FL
- PHILLIP CAPITAL INC.Active Broker-Dealers · SEC file No. 00869558 · IL
- PHILOSMITH SECURITIES LLCActive Broker-Dealers · SEC file No. 00869669 · CT
- PHILPOTT BALL & WERNER, LLCActive Broker-Dealers · SEC file No. 00868785 · NC
- PHX FINANCIAL, INC.Active Broker-Dealers · SEC file No. 00867653 · NY