Active broker-dealers, from the SEC's own list.
3,271 broker-dealers listed by the U.S. Securities and Exchange Commission, searchable by name, SEC file number and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Company Information About Active Broker-Dealers
Information last checked: 1 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
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- MADISON AVENUE SECURITIES, LLCActive Broker-Dealers · SEC file No. 00840426 · CA
- MADISON CAPITAL MARKETS LLCActive Broker-Dealers · SEC file No. 00871262 · CA
- MAINSPRING CAPITAL MANAGEMENT, LLCActive Broker-Dealers · SEC file No. 00869326 · CA
- MAR & ASSOCIATES, INCActive Broker-Dealers · SEC file No. 00868649 · CA
- MARBLE TWO CAPITAL, LLCActive Broker-Dealers · SEC file No. 00869416 · CA
- MATTHEWS SOUTH, LLCActive Broker-Dealers · SEC file No. 00869751 · CA
- MCCLURG CAPITAL CORPORATIONActive Broker-Dealers · SEC file No. 00834473 · CA
- MCMORGAN & COMPANY CAPITAL ADVISORS LLCActive Broker-Dealers · SEC file No. 00867074 · CA
- MERCURY INVESTMENT SERVICES LLCActive Broker-Dealers · SEC file No. 00871052 · CA
- MINISTRY PARTNERS SECURITIES, LLCActive Broker-Dealers · SEC file No. 00868628 · CA
- MISCHLER FINANCIAL GROUP, INC.Active Broker-Dealers · SEC file No. 00848067 · CA
- MIT ASSOCIATES, LLCActive Broker-Dealers · SEC file No. 00865386 · CA
- MJ CAPITAL PARTNERS, LLCActive Broker-Dealers · SEC file No. 00868316 · CA
- MONTMINY SECURITIES, LLCActive Broker-Dealers · SEC file No. 00868893 · CA
- MONTROSE SECURITIES INTERNATIONALActive Broker-Dealers · SEC file No. 00846821 · CA
- MOORGATE SECURITIES LLCActive Broker-Dealers · SEC file No. 00868393 · CA
- MSA SECURITIES, LLCActive Broker-Dealers · SEC file No. 00868267 · CA
- MUTUAL SECURITIES, INC.Active Broker-Dealers · SEC file No. 00828580 · CA